Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6201 | New Heritage Capital, Llc CRD 160083 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $830M | 10 | 10 | 15 | 03/27/2026 | ☆ |
| 6202 | Kfa Private Wealth Group, Llc CRD 281678 | Tyson, VA | Wealth Manager · Small ($100M–$1B) | $830M | 823 | 3,279 | 11 | 03/25/2026 | ☆ |
| 6203 | North Berkeley Wealth Management, Llc CRD 136431 | Berkeley, CA | Wealth Manager · Small ($100M–$1B) | $830M | 411 | 1,502 | 16 | 03/19/2026 | ☆ |
| 6204 | Peterson Wealth Advisors, Llc CRD 146349 | Orem, UT | Wealth Manager · Small ($100M–$1B) | $830M | 667 | 1,988 | 13 | 09/08/2026 | ☆ |
| 6205 | N CRD 147165 | Wealth Manager · Small ($100M–$1B) | $830M | 461 | 993 | 9 | 04/01/2025 | ☆ | |
| 6206 | Granite Group Advisors, Llc CRD 127357 | Stamford, CT | Investment Adviser · Small ($100M–$1B) | $830M | 170 | 829 | 8 | 03/26/2026 | ☆ |
| 6207 | First Citizens Institutional Asset Management Llc CRD 285836 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $829M | 2 | 2 | 25 | 03/30/2026 | ☆ |
| 6208 | Mason & Associates, Inc. CRD 141303 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $829M | 698 | 2,143 | 8 | 01/29/2026 | ☆ |
| 6209 | Global Financial Private Client, Llc CRD 290006 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $828M | 140 | 1,028 | 6 | 03/26/2026 | ☆ |
| 6210 | Centergate Capital, L.P. CRD 281685 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $828M | 5 | 5 | 29 | 03/30/2026 | ☆ |
| 6211 | R.V. Kuhns & Associates, Inc. CRD 18005 | Portland, OR | Investment Adviser · Small ($100M–$1B) | $828M | 205 | 35 | 127 | 06/05/2026 | ☆ |
| 6212 | Impact Retirement Advisors, Llc CRD 330475 | Institutional / Pension Advisor · Small ($100M–$1B) | $828M | 196 | 196 | 4 | 03/30/2026 | ☆ | |
| 6213 | Walsh & Associates, Llc CRD 144441 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $828M | 1,324 | 2,571 | 15 | 03/10/2026 | ☆ |
| 6214 | Edge Wealth Management, Llc CRD 142380 | New York, NY | Wealth Manager · Small ($100M–$1B) | $827M | 252 | 453 | 7 | 02/02/2026 | ☆ |
| 6215 | Argand Partners, Lp CRD 282127 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $827M | 17 | 17 | 16 | 05/21/2026 | ☆ |
| 6216 | Mps Loria Financial Planners,Llc CRD 122866 | Burr Ridge, IL | Wealth Manager · Small ($100M–$1B) | $827M | 679 | 1,670 | 7 | 02/24/2026 | ☆ |
| 6217 | Aequitas Investment Advisors, Llc CRD 127625 | Hingham, MA | Wealth Manager · Small ($100M–$1B) | $826M | 189 | 1,238 | 8 | 03/27/2026 | ☆ |
| 6218 | Madden Securities Corporation CRD 18389 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $826M | 162 | 546 | 3 | 06/29/2026 | ☆ |
| 6219 | Rithm Capital Advisors Llc CRD 334244 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $826M | 5 | 5 | 73 | 08/27/2026 | ☆ |
| 6220 | The Capital Management Corporation CRD 112242 | Glen Allen, VA | Wealth Manager · Small ($100M–$1B) | $826M | 196 | 681 | 8 | 07/02/2026 | ☆ |
| 6221 | Kennerman Associate Inc CRD 105696 | Saratoga Spring, NY | Trust Company · Small ($100M–$1B) | $825M | 570 | 1,418 | 6 | 02/26/2026 | ☆ |
| 6222 | Tannin Capital, Llc CRD 304238 | Charlotte, NC | Investment Adviser · Small ($100M–$1B) | $825M | 90 | 532 | 7 | 03/31/2026 | ☆ |
| 6223 | Platform Partners Llc CRD 286532 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $825M | 2 | 2 | 22 | 06/08/2026 | ☆ |
| 6224 | P2 Capital Partners, Llc CRD 159299 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $824M | 5 | 5 | 14 | 04/01/2026 | ☆ |
| 6225 | Highcrest Capital, Llc CRD 291007 | Fredericksburg, TX | Private Fund Manager · Small ($100M–$1B) | $824M | 2 | 2 | 20 | 05/26/2026 | ☆ |
| 6226 | Redblack Advisers, Inc. CRD 151692 | Oradell, NJ | Investment Adviser · Small ($100M–$1B) | $824M | 20 | 3,159 | 7 | 03/30/2026 | ☆ |
| 6227 | Nexannuity Asset Management, L.P. CRD 309748 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $823M | 3 | 3 | 4 | 05/05/2026 | ☆ |
| 6228 | Hack Vc Management, Llc CRD 315702 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $823M | 29 | 29 | 15 | 07/30/2026 | ☆ |
| 6229 | Longtail Alpha, Llc CRD 282615 | Newport Beach, CA | Private Fund Manager · Small ($100M–$1B) | $822M | 9 | 12 | 9 | 02/02/2026 | ☆ |
| 6230 | Fortis Group Advisors Llc CRD 290427 | Westwood, NJ | Wealth Manager · Small ($100M–$1B) | $822M | 2,604 | 5,234 | 29 | 03/30/2026 | ☆ |
| 6231 | Opes Wealth Management, Llc CRD 299704 | Menlo Park, CA | Wealth Manager · Small ($100M–$1B) | $822M | 420 | 420 | 8 | 05/05/2026 | ☆ |
| 6232 | Gratus Wealth Advisors Llc CRD 328641 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $822M | 444 | 1,142 | 9 | 09/21/2026 | ☆ |
| 6233 | Flc Capital Advisors CRD 111822 | Palm Desert, CA | Wealth Manager · Small ($100M–$1B) | $822M | 325 | 821 | 9 | 04/03/2026 | ☆ |
| 6234 | Conservation Resource Partners, Llc CRD 160706 | Exeter, NH | Private Fund Manager · Small ($100M–$1B) | $822M | 3 | 4 | 17 | 05/06/2026 | ☆ |
| 6235 | Alta Fox Capital Management, Llc CRD 295816 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $821M | 2 | 2 | 8 | 03/31/2026 | ☆ |
| 6236 | Palatine Fund Advisors, Llc CRD 168077 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $821M | 4 | 4 | 21 | 03/26/2026 | ☆ |
| 6237 | Myda Advisors Llc CRD 168658 | Woodmere, NY | Private Fund Manager · Small ($100M–$1B) | $821M | 7 | 7 | 8 | 03/17/2026 | ☆ |
| 6238 | New Harbor Financial Group, Llc CRD 155528 | Worcester, MA | Wealth Manager · Small ($100M–$1B) | $821M | 1,019 | 2,197 | 9 | 07/27/2026 | ☆ |
| 6239 | J.P. Marvel Investment Advisors, Inc. CRD 144364 | Boston, MA | Multi-Family Office · Small ($100M–$1B) | $821M | 69 | 135 | 8 | 03/27/2026 | ☆ |
| 6240 | Segra Capital Management, Llc CRD 167306 | Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $821M | 5 | 5 | 5 | 03/30/2026 | ☆ |
| 6241 | Albitz/Miloe And Associates, Inc. CRD 104777 | Torrance, CA | Wealth Manager · Small ($100M–$1B) | $821M | 657 | 1,394 | 5 | 03/25/2026 | ☆ |
| 6242 | Pacific Capital Wealth Advisors, Inc. CRD 159294 | Corona, CA | Multi-Family Office · Small ($100M–$1B) | $821M | 78 | 336 | 9 | 09/08/2026 | ☆ |
| 6243 | Lnc Management, Llc CRD 319581 | Arlington, VA | Private Fund Manager · Small ($100M–$1B) | $820M | 6 | 6 | 16 | 03/10/2026 | ☆ |
| 6244 | Teleios Capital Partners Llc CRD 282532 | Zug | Private Fund Manager · Small ($100M–$1B) | $820M | 4 | 4 | 8 | 04/30/2026 | ☆ |
| 6245 | Valicenti Advisory Services Inc CRD 110669 | Elmira, NY | Wealth Manager · Small ($100M–$1B) | $820M | 1,036 | 1,992 | 11 | 09/16/2026 | ☆ |
| 6246 | Premier Financial Group Inc CRD 107314 | Eureka, CA | Wealth Manager · Small ($100M–$1B) | $820M | 593 | 1,362 | 17 | 03/02/2026 | ☆ |
| 6247 | Fsa Wealth Partners, Inc. CRD 104513 | Rockville, MD | Wealth Manager · Small ($100M–$1B) | $820M | 698 | 1,957 | 16 | 04/27/2026 | ☆ |
| 6248 | Advisors Management Group Inc CRD 113020 | La Crosse, WI | Wealth Manager · Small ($100M–$1B) | $820M | 1,918 | 4,960 | 17 | 03/20/2026 | ☆ |
| 6249 | Abel Hall, Llc CRD 302076 | Baton Rouge, LA | Wealth Manager · Small ($100M–$1B) | $819M | 199 | 626 | 10 | 02/27/2026 | ☆ |
| 6250 | Ccmp Growth Advisors, Lp CRD 322926 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $819M | 10 | 10 | 14 | 03/30/2026 | ☆ |