Investment advisers
44,527 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6251 | Lorne Steinberg Wealth Management Inc. CRD 290262 | Montreal, Quebec | Wealth Manager · Small ($100M–$1B) | $814M | 1,047 | 2,586 | 16 | 03/27/2026 | ☆ |
| 6252 | Eldridge Investment Advisors Inc CRD 106380 | Manchester, NH | Wealth Manager · Small ($100M–$1B) | $814M | 687 | 997 | 8 | 05/18/2026 | ☆ |
| 6253 | Claritas Capital Management Services, Inc. CRD 329689 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $814M | 108 | 108 | 10 | 03/30/2026 | ☆ |
| 6254 | American Ventures Im Llc CRD 337677 | Palm Beach Gardens, FL | Private Fund Manager · Small ($100M–$1B) | $814M | 24 | 24 | 3 | 06/30/2026 | ☆ |
| 6255 | Cmh Wealth Management, Llc CRD 150138 | Portsmouth, NH | Wealth Manager · Small ($100M–$1B) | $813M | 326 | 704 | 9 | 05/19/2026 | ☆ |
| 6256 | Kozak & Tripp Private Asset Management, Inc. CRD 298353 | Highlands Ranch, CO | Wealth Manager · Small ($100M–$1B) | $813M | 791 | 2,390 | 10 | 04/15/2026 | ☆ |
| 6257 | Divisar Capital Management, Llc CRD 149091 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $813M | 2 | 2 | 3 | 03/26/2026 | ☆ |
| 6258 | N CRD 269963 | Investment Adviser · Small ($100M–$1B) | $813M | 1 | 1 | 3 | 03/27/2026 | ☆ | |
| 6259 | Assetbuilder, Inc. CRD 142665 | Allen, TX | Wealth Manager · Small ($100M–$1B) | $813M | 720 | 1,665 | 12 | 04/22/2026 | ☆ |
| 6260 | Prosperitas Financial, Llc CRD 315768 | Valencia, CA | Wealth Manager · Small ($100M–$1B) | $812M | 2,138 | 4,890 | 33 | 03/17/2026 | ☆ |
| 6261 | Integris Wealth Management, Llc CRD 111336 | Monterey, CA | Wealth Manager · Small ($100M–$1B) | $812M | 355 | 1,276 | 18 | 04/15/2026 | ☆ |
| 6262 | N CRD 123546 | Private Fund Manager · Small ($100M–$1B) | $812M | 7 | 7 | 14 | 06/18/2025 | ☆ | |
| 6263 | Franklin, Parlapiano, Turner & Welch Llc CRD 114465 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $811M | 104 | 105 | 9 | 07/16/2026 | ☆ |
| 6264 | Speyside Equity Advisers Llc CRD 325765 | Ann Arbor, MI | Private Fund Manager · Small ($100M–$1B) | $811M | 2 | 2 | 11 | 03/27/2026 | ☆ |
| 6265 | Horizon Technology Finance Management Llc CRD 153052 | Farmington, CT | Investment Adviser · Small ($100M–$1B) | $811M | 1 | 1 | 23 | 06/12/2026 | ☆ |
| 6266 | Nelson Capital Management, Llc CRD 129776 | Menlo Park, CA | Wealth Manager · Small ($100M–$1B) | $811M | 214 | 685 | 10 | 04/02/2026 | ☆ |
| 6267 | Stevens Capital Partners Inc CRD 317517 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $810M | 681 | 2,575 | 21 | 07/20/2026 | ☆ |
| 6268 | Investment Management Associates, Inc. CRD 110900 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $810M | 383 | 674 | 8 | 05/26/2026 | ☆ |
| 6269 | Navi Intl Administradora E Gestora De Recursos Financeiros Ltda. CRD 332351 | Sao Paulo | Investment Adviser · Small ($100M–$1B) | $810M | 1 | 2 | 7 | 03/30/2026 | ☆ |
| 6270 | The Advocate Group, Llc CRD 155270 | Minnetonka, MN | Insurance-Affiliated · Small ($100M–$1B) | $810M | 394 | 1,068 | 17 | 02/04/2026 | ☆ |
| 6271 | The Advisory Group Of San Francisco, Llc CRD 108110 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $810M | 140 | 392 | 9 | 03/18/2026 | ☆ |
| 6272 | Zanetti Financial, Llc CRD 282089 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $809M | 1,481 | 1,481 | 2 | 04/06/2026 | ☆ |
| 6273 | Tanglewood Legacy Advisors, Llc CRD 127289 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $809M | 172 | 563 | 9 | 03/27/2026 | ☆ |
| 6274 | Efg Asset Management (North America) Corp CRD 313103 | Portland, OR | Private Fund Manager · Small ($100M–$1B) | $809M | 4 | 15 | 5 | 03/31/2026 | ☆ |
| 6275 | Polen Capital Clo Management, Llc CRD 330470 | Waltham, MA | Private Fund Manager · Small ($100M–$1B) | $808M | 2 | 2 | 46 | 03/26/2026 | ☆ |
| 6276 | Sunburst Financial Group, Llc CRD 283605 | Vestavia Hills, AL | Insurance-Affiliated · Small ($100M–$1B) | $808M | 877 | 2,346 | 9 | 05/04/2026 | ☆ |
| 6277 | Rmwc CRD 147359 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $807M | 11 | 11 | 13 | 03/31/2026 | ☆ |
| 6278 | Proventus Ag Vermögensverwaltung CRD 167142 | Zurich | Wealth Manager · Small ($100M–$1B) | $807M | 88 | 88 | 6 | 02/26/2026 | ☆ |
| 6279 | Capital Innovations, Llc CRD 145329 | Waukesha, WI | Mutual Fund / Asset Manager · Small ($100M–$1B) | $807M | 6 | 9 | 4 | 03/31/2026 | ☆ |
| 6280 | Andbanc Advisory Llc CRD 150463 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $806M | 472 | 472 | 13 | 05/18/2026 | ☆ |
| 6281 | Mayfair Advisory Group, Llc CRD 304668 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $806M | 395 | 1,240 | 4 | 02/12/2026 | ☆ |
| 6282 | Droms Strauss Advisors, Inc. CRD 108620 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $806M | 420 | 1,260 | 8 | 03/17/2026 | ☆ |
| 6283 | Willing Capital Management Limited CRD 310353 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $806M | 6 | 6 | 13 | 03/24/2026 | ☆ |
| 6284 | Firestone Capital Management Inc CRD 106366 | South Miami, FL | Wealth Manager · Small ($100M–$1B) | $806M | 375 | 1,298 | 7 | 06/24/2026 | ☆ |
| 6285 | Northstar Asset Management, Inc CRD 107138 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $806M | 194 | 517 | 15 | 03/11/2026 | ☆ |
| 6286 | Warberg Asset Management Llc CRD 164003 | Winnetka, IL | Private Fund Manager · Small ($100M–$1B) | $806M | 9 | 22 | 10 | 03/31/2026 | ☆ |
| 6287 | Clarus Ventures, Llc CRD 160980 | Cambridge, MA | Private Fund Manager · Small ($100M–$1B) | $806M | 9 | 9 | 31 | 03/30/2026 | ☆ |
| 6288 | Henrickson Nauta Wealth Advisors, Inc. CRD 141201 | Belmont, MI | Wealth Manager · Small ($100M–$1B) | $805M | 506 | 1,912 | 15 | 06/03/2026 | ☆ |
| 6289 | Lakeridge Wealth Management Llc CRD 314071 | Mentor, OH | Wealth Manager · Small ($100M–$1B) | $805M | 1,139 | 2,706 | 22 | 06/17/2026 | ☆ |
| 6290 | N CRD 816 | Private Fund Manager · Small ($100M–$1B) | $805M | 20 | 20 | 39 | 01/14/2025 | ☆ | |
| 6291 | Oha Private Credit Advisors Ii, L.P. CRD 322289 | New York, NY | Investment Adviser · Small ($100M–$1B) | $805M | 3 | 3 | 435 | 03/31/2026 | ☆ |
| 6292 | Asio Capital Llc CRD 298326 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $805M | 294 | 700 | 7 | 03/26/2026 | ☆ |
| 6293 | Strathmore Capital Advisors, Inc. CRD 135008 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $805M | 501 | 1,594 | 17 | 03/26/2026 | ☆ |
| 6294 | Copper Harbor Investment Advisors, Llc CRD 169978 | Appleton, WI | Wealth Manager · Small ($100M–$1B) | $805M | 250 | 250 | 6 | 03/11/2026 | ☆ |
| 6295 | Roof Eidam Maycock Peralta Llc CRD 106696 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $805M | 296 | 1,011 | 10 | 02/25/2026 | ☆ |
| 6296 | Masters Capital Management, L.L.C. CRD 137605 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $805M | 4 | 4 | 17 | 03/30/2026 | ☆ |
| 6297 | Felicitas Global Partners, Llc CRD 292411 | Pasadena, CA | Private Fund Manager · Small ($100M–$1B) | $804M | 17 | 17 | 15 | 08/06/2026 | ☆ |
| 6298 | Tempo Wealth, Llc CRD 336316 | Independence, OH | Wealth Manager · Small ($100M–$1B) | $804M | 853 | 853 | 12 | 03/17/2026 | ☆ |
| 6299 | Cim, Llc CRD 132136 | Albany, NY | Insurance-Affiliated · Small ($100M–$1B) | $804M | 385 | 1,074 | 12 | 03/27/2026 | ☆ |
| 6300 | Nokomis Capital, L.L.C. CRD 145627 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $804M | 2 | 2 | 5 | 03/23/2026 | ☆ |