Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6301 | Asio Capital Llc CRD 298326 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $805M | 294 | 700 | 7 | 03/26/2026 | ☆ |
| 6302 | Strathmore Capital Advisors, Inc. CRD 135008 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $805M | 501 | 1,594 | 17 | 09/10/2026 | ☆ |
| 6303 | Copper Harbor Investment Advisors, Llc CRD 169978 | Appleton, WI | Wealth Manager · Small ($100M–$1B) | $805M | 250 | 250 | 6 | 03/11/2026 | ☆ |
| 6304 | Roof Eidam Maycock Peralta Llc CRD 106696 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $805M | 296 | 1,011 | 10 | 02/25/2026 | ☆ |
| 6305 | Masters Capital Management, L.L.C. CRD 137605 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $805M | 4 | 4 | 17 | 03/30/2026 | ☆ |
| 6306 | Felicitas Global Partners, Llc CRD 292411 | Pasadena, CA | Private Fund Manager · Small ($100M–$1B) | $804M | 17 | 17 | 15 | 08/06/2026 | ☆ |
| 6307 | Tempo Wealth, Llc CRD 336316 | Independence, OH | Wealth Manager · Small ($100M–$1B) | $804M | 853 | 853 | 12 | 03/17/2026 | ☆ |
| 6308 | Cim, Llc CRD 132136 | Albany, NY | Insurance-Affiliated · Small ($100M–$1B) | $804M | 385 | 1,074 | 12 | 03/27/2026 | ☆ |
| 6309 | Nokomis Capital, L.L.C. CRD 145627 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $804M | 2 | 2 | 5 | 03/23/2026 | ☆ |
| 6310 | Great Diamond Partners, Llc CRD 299598 | Portland, ME | Wealth Manager · Small ($100M–$1B) | $804M | 533 | 1,736 | 12 | 09/14/2026 | ☆ |
| 6311 | N CRD 114494 | Wealth Manager · Small ($100M–$1B) | $804M | 671 | 1,830 | 6 | 03/13/2025 | ☆ | |
| 6312 | Hoxton Wealth Usa Llc CRD 307387 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $804M | 1,378 | 1,805 | 74 | 08/17/2026 | ☆ |
| 6313 | Barnegat Fund Management Inc. CRD 158347 | Hoboken, NJ | Private Fund Manager · Small ($100M–$1B) | $803M | 2 | 2 | 6 | 02/18/2026 | ☆ |
| 6314 | Eagleclaw Capital Management Llc CRD 134045 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $803M | 313 | 313 | 4 | 09/26/2025 | ☆ |
| 6315 | Net Return Asset Management Llc CRD 159895 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $803M | 3 | 3 | 3 | 03/24/2026 | ☆ |
| 6316 | N CRD 119850 | Wealth Manager · Small ($100M–$1B) | $803M | 617 | 1,795 | 15 | 03/20/2025 | ☆ | |
| 6317 | Francis Financial, Inc. CRD 128067 | New York, NY | Wealth Manager · Small ($100M–$1B) | $803M | 256 | 1,048 | 14 | 03/10/2026 | ☆ |
| 6318 | Moss, Luse & Womble, Llc CRD 152841 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $803M | 874 | 874 | 42 | 03/24/2026 | ☆ |
| 6319 | Clear Trail Advisors, Llc CRD 337595 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $803M | 376 | 2,064 | 7 | 02/05/2026 | ☆ |
| 6320 | Elsewhere Partners, Llc CRD 293959 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $803M | 11 | 11 | 22 | 05/08/2026 | ☆ |
| 6321 | Opaleye Management Inc. CRD 124513 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $803M | 2 | 2 | 4 | 02/19/2026 | ☆ |
| 6322 | Hunters Moon Capital (Us) Lp CRD 339386 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $803M | 6 | 7 | 4 | 09/01/2026 | ☆ |
| 6323 | Hunters Moon Capital Llp CRD 334813 | London | Private Fund Manager · Small ($100M–$1B) | $803M | 6 | 7 | 9 | 09/01/2026 | ☆ |
| 6324 | Poetic Group Llc CRD 293886 | Hackensack, NJ | Private Fund Manager · Small ($100M–$1B) | $803M | 6 | 10 | 9 | 06/02/2026 | ☆ |
| 6325 | The L. Warner Companies, Inc CRD 108001 | Timonium, MD | Insurance-Affiliated · Small ($100M–$1B) | $802M | 465 | 381 | 38 | 08/05/2026 | ☆ |
| 6326 | Solstein Capital, Llc CRD 157888 | Menlo Park, CA | Investment Adviser · Small ($100M–$1B) | $802M | 30 | 30 | 6 | 03/24/2026 | ☆ |
| 6327 | Kain Capital Llc CRD 315669 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $802M | 20 | 20 | 14 | 05/05/2026 | ☆ |
| 6328 | Compass Group Management, Llc CRD 317244 | St. Louis, MO | Private Fund Manager · Small ($100M–$1B) | $801M | 7 | 8 | 26 | 05/07/2026 | ☆ |
| 6329 | Psi Advisors, Llc CRD 285880 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $801M | 1,745 | 3,237 | 22 | 09/18/2026 | ☆ |
| 6330 | Fintech Collective Management Llc CRD 288031 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $801M | 15 | 15 | 16 | 09/08/2026 | ☆ |
| 6331 | Kuhn Advisors, Inc. CRD 117816 | Durham, NC | Wealth Manager · Small ($100M–$1B) | $801M | 256 | 1,280 | 8 | 05/22/2026 | ☆ |
| 6332 | N CRD 158034 | Private Fund Manager · Small ($100M–$1B) | $801M | 4 | 4 | 18 | 03/19/2025 | ☆ | |
| 6333 | N CRD 152087 | Wealth Manager · Small ($100M–$1B) | $800M | 399 | 1,107 | 10 | 03/05/2025 | ☆ | |
| 6334 | Compton Wealth Advisory Group, Llc CRD 281732 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $800M | 232 | 505 | 10 | 06/30/2026 | ☆ |
| 6335 | Laffer Tengler Investments, Inc. CRD 108068 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $800M | 276 | 767 | 14 | 03/26/2026 | ☆ |
| 6336 | Creekmur Asset Management, Llc CRD 306903 | Morton, IL | Wealth Manager · Small ($100M–$1B) | $800M | 1,902 | 3,152 | 36 | 09/17/2026 | ☆ |
| 6337 | Financial Focus Llc CRD 282177 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $800M | 584 | 1,308 | 8 | 01/29/2026 | ☆ |
| 6338 | Veracity Capital Llc CRD 304272 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $800M | 362 | 1,852 | 12 | 04/08/2026 | ☆ |
| 6339 | Corgi Strategies, Llc CRD 337985 | Chicago, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $799M | 206 | 206 | 18 | 09/23/2026 | ☆ |
| 6340 | Harris Preston & Partners, Llc CRD 160068 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $799M | 109 | 109 | 15 | 03/31/2026 | ☆ |
| 6341 | Park Lane Advisors, Llc CRD 338445 | Birmingham, AL | Investment Adviser · Small ($100M–$1B) | $799M | 8 | 8 | 4 | 08/07/2026 | ☆ |
| 6342 | Relevant Wealth Advisors, Llc CRD 1489 | Mill Valley, CA | Endowment & Foundation Advisor · Small ($100M–$1B) | $799M | 67 | 67 | 4 | 03/18/2026 | ☆ |
| 6343 | Icr Partners, Llc CRD 304689 | Nashvillle, TN | Investment Adviser · Small ($100M–$1B) | $799M | 9 | 413 | 6 | 09/15/2026 | ☆ |
| 6344 | Carolina Wealth Management, Inc. CRD 131393 | Greenville, NC | Wealth Manager · Small ($100M–$1B) | $798M | 646 | 1,494 | 10 | 04/27/2026 | ☆ |
| 6345 | Quantum Capital Advisors, Llc CRD 162826 | Investment Adviser · Small ($100M–$1B) | $798M | 1 | 5 | 4 | 03/26/2026 | ☆ | |
| 6346 | Mcnamara Financial Services, Inc. CRD 154311 | Marshfield, MA | Wealth Manager · Small ($100M–$1B) | $798M | 934 | 2,672 | 11 | 02/24/2026 | ☆ |
| 6347 | Proffitt & Goodson Inc. CRD 105278 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $798M | 299 | 971 | 9 | 04/15/2026 | ☆ |
| 6348 | N CRD 166828 | Investment Adviser · Small ($100M–$1B) | $798M | 25 | 28 | 5 | 03/31/2025 | ☆ | |
| 6349 | Schiavi & Company Llc CRD 104804 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $798M | 263 | 1,330 | 10 | 03/16/2026 | ☆ |
| 6350 | Folger Nolan Fleming Douglas Incorporated CRD 319 | Washington, DC | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $797M | 262 | 262 | 44 | 03/27/2026 | ☆ |