Investment advisers
44,527 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6651 | Cordgrass Capital Advisors, Llc CRD 311528 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $730M | 448 | 1,592 | 8 | 04/17/2026 | ☆ |
| 6652 | Carbon Direct Capital Management Llc CRD 317548 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $730M | 9 | 9 | 15 | 04/30/2026 | ☆ |
| 6653 | Canby Financial Advisors, Llc CRD 338797 | Framingham, MA | Wealth Manager · Small ($100M–$1B) | $729M | 382 | 390 | 11 | 06/05/2026 | ☆ |
| 6654 | Unofficial Management, Inc. CRD 306409 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $729M | 8 | 8 | 12 | 05/06/2026 | ☆ |
| 6655 | Huber Capital Management Llc CRD 143344 | El Segundo, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $729M | 9 | 10 | 11 | 04/01/2026 | ☆ |
| 6656 | Lesko Securities, Inc. CRD 10091 | Vestal, NY | Insurance-Affiliated · Small ($100M–$1B) | $729M | 1,171 | 2,547 | 22 | 03/30/2026 | ☆ |
| 6657 | Meadow Creek Wealth Advisors, Llc CRD 297796 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $728M | 153 | 595 | 5 | 02/12/2026 | ☆ |
| 6658 | Cooperative Funeral Fund Inc CRD 107631 | Madison, CT | Insurance-Affiliated · Small ($100M–$1B) | $728M | 1,250 | 1,250 | 20 | 03/02/2026 | ☆ |
| 6659 | Aaf Wealth Management, Llc CRD 164646 | Westborough, MA | Wealth Manager · Small ($100M–$1B) | $728M | 293 | 897 | 10 | 03/05/2026 | ☆ |
| 6660 | Pike Street Capital, Lp CRD 300264 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $727M | 7 | 7 | 12 | 03/27/2026 | ☆ |
| 6661 | Tradewinds Capital Management, Llc CRD 145934 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $727M | 2,238 | 2,268 | 10 | 03/26/2026 | ☆ |
| 6662 | Quantum Financial Planning Services, Inc. CRD 115877 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $727M | 790 | 3,025 | 19 | 12/19/2025 | ☆ |
| 6663 | Axq Capital, Lp CRD 318863 | Jersey City, NJ | Private Fund Manager · Small ($100M–$1B) | $727M | 5 | 5 | 7 | 03/12/2026 | ☆ |
| 6664 | Silver Heights Capital Management Inc. CRD 284757 | Toronto, Ontario | Investment Adviser · Small ($100M–$1B) | $727M | 93 | 99 | 11 | 03/31/2026 | ☆ |
| 6665 | Virtus Family Office, Llc CRD 298272 | El Paso, TX | Multi-Family Office · Small ($100M–$1B) | $727M | 155 | 211 | 5 | 03/25/2026 | ☆ |
| 6666 | Smith & Howard Wealth Management, Llc CRD 109540 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $727M | 217 | 750 | 10 | 01/12/2026 | ☆ |
| 6667 | Trgp Investment Partners, Lp CRD 305563 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $727M | 12 | 13 | 16 | 03/27/2026 | ☆ |
| 6668 | Woodstock Wealth Management, Inc. CRD 283472 | Woodstock, GA | Wealth Manager · Small ($100M–$1B) | $727M | 1,586 | 2,995 | 26 | 04/01/2026 | ☆ |
| 6669 | Kaydan Wealth Management, Inc. CRD 108964 | Fenton, MI | Wealth Manager · Small ($100M–$1B) | $727M | 1,098 | 2,426 | 18 | 02/25/2026 | ☆ |
| 6670 | Haddington Ventures, Llc CRD 158231 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $726M | 4 | 4 | 9 | 03/30/2026 | ☆ |
| 6671 | Fs Credit Income Advisor, Llc CRD 289579 | Philadelphia, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $726M | 1 | 1 | 183 | 06/10/2026 | ☆ |
| 6672 | Renaissance Investment Group, Llc CRD 153679 | Lenox, MA | Wealth Manager · Small ($100M–$1B) | $726M | 265 | 595 | 9 | 03/12/2026 | ☆ |
| 6673 | Great Point Wealth Advisors, Llc CRD 147082 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $726M | 462 | 1,218 | 5 | 03/27/2026 | ☆ |
| 6674 | Hampshire Investment Management Company, Llc CRD 157865 | Morristown, NJ | Private Fund Manager · Small ($100M–$1B) | $726M | 27 | 27 | 49 | 06/25/2026 | ☆ |
| 6675 | Bright Financial Advisors, Inc. CRD 107931 | Portage, MI | Insurance-Affiliated · Small ($100M–$1B) | $725M | 665 | 3,619 | 12 | 01/23/2026 | ☆ |
| 6676 | Incasa Llc CRD 174058 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $725M | 9 | 9 | 3 | 03/31/2026 | ☆ |
| 6677 | The Patten Group, Inc. CRD 168255 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $725M | 459 | 1,398 | 11 | 03/13/2026 | ☆ |
| 6678 | Parker Investment Management, Llc CRD 112798 | Wealth Manager · Small ($100M–$1B) | $725M | 331 | 776 | 5 | 03/18/2026 | ☆ | |
| 6679 | Colton Groome Financial Advisors, Llc CRD 128365 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $725M | 362 | 1,096 | 18 | 04/01/2026 | ☆ |
| 6680 | Trunorth Capital Management, L.L.C. CRD 165285 | Kalamazoo, MI | Wealth Manager · Small ($100M–$1B) | $725M | 356 | 1,045 | 4 | 05/28/2026 | ☆ |
| 6681 | Wealthstar Advisors, Llc CRD 164957 | Plano, TX | Insurance-Affiliated · Small ($100M–$1B) | $724M | 453 | 1,825 | 8 | 03/14/2026 | ☆ |
| 6682 | Meridian Investment Counsel, Inc. CRD 131655 | Wealth Manager · Small ($100M–$1B) | $723M | 187 | 619 | 8 | 03/27/2026 | ☆ | |
| 6683 | The Cypress Funds Llc CRD 107502 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $723M | 3 | 3 | 7 | 03/27/2026 | ☆ |
| 6684 | 3 Fourteen & Smi Advisory Services, Llc CRD 331301 | Columbus, IN | Mutual Fund / Asset Manager · Small ($100M–$1B) | $723M | 2 | 2 | 6 | 01/20/2026 | ☆ |
| 6685 | Cora Capital Advisors Llc CRD 318134 | Marlton, NJ | Wealth Manager · Small ($100M–$1B) | $723M | 786 | 2,035 | 13 | 03/23/2026 | ☆ |
| 6686 | Minichmacgregor Wealth Management, Llc CRD 151237 | Saratoga Springs, NY | Wealth Manager · Small ($100M–$1B) | $723M | 928 | 2,845 | 10 | 05/14/2026 | ☆ |
| 6687 | Global Wealth Management Investment Advisory, Inc. CRD 286005 | Fort Lauderdale, FL | Wealth Manager · Small ($100M–$1B) | $723M | 1,667 | 3,687 | 42 | 03/27/2026 | ☆ |
| 6688 | Clear Creek Wealth Management, Llc CRD 288335 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $722M | 483 | 2,400 | 9 | 04/07/2026 | ☆ |
| 6689 | Jmac Enterprises Llc CRD 312710 | Newtown, PA | Wealth Manager · Small ($100M–$1B) | $722M | 183 | 183 | 5 | 05/06/2026 | ☆ |
| 6690 | Bitwise Investment Manager, Llc CRD 317943 | San Francisco, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $722M | 14 | 14 | 26 | 06/30/2026 | ☆ |
| 6691 | Union Capital Associates, L.P. CRD 285154 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $722M | 5 | 5 | 28 | 03/27/2026 | ☆ |
| 6692 | Brydon Group, Llc CRD 324247 | Washington, D.C., DC | Private Fund Manager · Small ($100M–$1B) | $722M | 3 | 3 | 19 | 04/28/2026 | ☆ |
| 6693 | Decagon Asset Management (Us) Lp CRD 322135 | New York, NY | Investment Adviser · Small ($100M–$1B) | $721M | 5 | 5 | 2 | 06/26/2026 | ☆ |
| 6694 | Materetsky Financial Group, Inc. CRD 292353 | Boynton Beach, FL | Wealth Manager · Small ($100M–$1B) | $721M | 830 | 2,309 | 9 | 03/31/2026 | ☆ |
| 6695 | R. S. Crum, Inc. CRD 158621 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $721M | 332 | 971 | 9 | 03/23/2026 | ☆ |
| 6696 | N CRD 143442 | Wealth Manager · Small ($100M–$1B) | $720M | 594 | 2,150 | 11 | 03/07/2025 | ☆ | |
| 6697 | Parkergale, Llc CRD 284237 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $719M | 3 | 3 | 14 | 03/27/2026 | ☆ |
| 6698 | N CRD 213515 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $719M | 2 | 2 | 2 | 03/10/2025 | ☆ | |
| 6699 | Doliver Advisors, L.P. CRD 106247 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $718M | 237 | 237 | 8 | 06/03/2026 | ☆ |
| 6700 | Towercrest Capital Management, Llc CRD 152069 | Newtown, PA | Investment Adviser · Small ($100M–$1B) | $718M | 84 | 1,461 | 1 | 06/22/2026 | ☆ |