Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6651 | Walled Lake Planning & Wealth Management, Llc CRD 299595 | Highland Park, IL | Insurance-Affiliated · Small ($100M–$1B) | $732M | 369 | 2,161 | 8 | 03/06/2026 | ☆ |
| 6652 | Skba Capital Management, Llc CRD 108542 | San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $732M | 23 | 28 | 10 | 04/15/2026 | ☆ |
| 6653 | Navalign, Llc CRD 119919 | Encino, CA | Wealth Manager · Small ($100M–$1B) | $732M | 716 | 1,906 | 10 | 04/02/2026 | ☆ |
| 6654 | Centerpoint Advisors, Llc CRD 156698 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $732M | 502 | 1,055 | 12 | 03/31/2026 | ☆ |
| 6655 | Astara Capital Partners, L.P. CRD 317647 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $732M | 17 | 17 | 19 | 05/04/2026 | ☆ |
| 6656 | Newman Dignan & Sheerar, Inc CRD 107565 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $731M | 536 | 1,182 | 9 | 05/06/2026 | ☆ |
| 6657 | Sevenbridge Financial Group, Llc CRD 281037 | Harrisburg, PA | Wealth Manager · Small ($100M–$1B) | $731M | 401 | 1,116 | 6 | 09/14/2026 | ☆ |
| 6658 | Sturbridge Capital Llc CRD 160327 | Birmingham, MI | Private Fund Manager · Small ($100M–$1B) | $731M | 4 | 4 | 14 | 07/10/2026 | ☆ |
| 6659 | Quantum Financial Services Inc. CRD 121631 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $731M | 78 | 516 | 2 | 03/31/2026 | ☆ |
| 6660 | Traveka Wealth, Llc CRD 328421 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $731M | 195 | 798 | 7 | 02/27/2026 | ☆ |
| 6661 | Bayhawk Capital Lp CRD 328829 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $731M | 5 | 5 | 12 | 07/13/2026 | ☆ |
| 6662 | Schwarz Dygos Wheeler Investment Advisors Llc CRD 147384 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $730M | 525 | 2,004 | 7 | 03/18/2026 | ☆ |
| 6663 | Tiller Private Wealth, Inc. CRD 111268 | Bethlehem, PA | Wealth Manager · Small ($100M–$1B) | $730M | 348 | 1,409 | 11 | 05/05/2026 | ☆ |
| 6664 | Ipswich Investment Management Company, Inc. CRD 106625 | Beverly, MA | Wealth Manager · Small ($100M–$1B) | $730M | 268 | 549 | 11 | 03/16/2026 | ☆ |
| 6665 | Philadelphia Financial Management Of San Francisco, Llc CRD 131413 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $730M | 3 | 3 | 9 | 03/23/2026 | ☆ |
| 6666 | Cordgrass Capital Advisors, Llc CRD 311528 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $730M | 448 | 1,592 | 8 | 04/17/2026 | ☆ |
| 6667 | Carbon Direct Capital Management Llc CRD 317548 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $730M | 9 | 9 | 15 | 04/30/2026 | ☆ |
| 6668 | Canby Financial Advisors, Llc CRD 338797 | Framingham, MA | Wealth Manager · Small ($100M–$1B) | $729M | 382 | 390 | 11 | 09/04/2026 | ☆ |
| 6669 | Unofficial Management, Inc. CRD 306409 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $729M | 8 | 8 | 12 | 05/06/2026 | ☆ |
| 6670 | Huber Capital Management Llc CRD 143344 | El Segundo, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $729M | 9 | 10 | 11 | 04/01/2026 | ☆ |
| 6671 | Lesko Securities, Inc. CRD 10091 | Vestal, NY | Insurance-Affiliated · Small ($100M–$1B) | $729M | 1,171 | 2,547 | 22 | 03/30/2026 | ☆ |
| 6672 | Meadow Creek Wealth Advisors, Llc CRD 297796 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $728M | 153 | 595 | 5 | 02/12/2026 | ☆ |
| 6673 | Cooperative Funeral Fund Inc CRD 107631 | Madison, CT | Insurance-Affiliated · Small ($100M–$1B) | $728M | 1,250 | 1,250 | 20 | 03/02/2026 | ☆ |
| 6674 | Aaf Wealth Management, Llc CRD 164646 | Westborough, MA | Wealth Manager · Small ($100M–$1B) | $728M | 293 | 897 | 10 | 03/05/2026 | ☆ |
| 6675 | Pike Street Capital, Lp CRD 300264 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $727M | 7 | 7 | 12 | 03/27/2026 | ☆ |
| 6676 | Tradewinds Capital Management, Llc CRD 145934 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $727M | 2,238 | 2,268 | 10 | 08/19/2026 | ☆ |
| 6677 | Quantum Financial Planning Services, Inc. CRD 115877 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $727M | 790 | 3,025 | 19 | 12/19/2025 | ☆ |
| 6678 | Axq Capital, Lp CRD 318863 | Jersey City, NJ | Private Fund Manager · Small ($100M–$1B) | $727M | 5 | 5 | 7 | 03/12/2026 | ☆ |
| 6679 | Silver Heights Capital Management Inc. CRD 284757 | Toronto, Ontario | Investment Adviser · Small ($100M–$1B) | $727M | 93 | 99 | 11 | 03/31/2026 | ☆ |
| 6680 | Virtus Family Office, Llc CRD 298272 | El Paso, TX | Multi-Family Office · Small ($100M–$1B) | $727M | 155 | 211 | 5 | 08/20/2026 | ☆ |
| 6681 | Smith & Howard Wealth Management, Llc CRD 109540 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $727M | 217 | 750 | 10 | 08/31/2026 | ☆ |
| 6682 | Trgp Investment Partners, Lp CRD 305563 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $727M | 12 | 13 | 16 | 03/27/2026 | ☆ |
| 6683 | Woodstock Wealth Management, Inc. CRD 283472 | Woodstock, GA | Wealth Manager · Small ($100M–$1B) | $727M | 1,586 | 2,995 | 26 | 04/01/2026 | ☆ |
| 6684 | Kaydan Wealth Management, Inc. CRD 108964 | Fenton, MI | Wealth Manager · Small ($100M–$1B) | $727M | 1,098 | 2,426 | 18 | 02/25/2026 | ☆ |
| 6685 | Haddington Ventures, Llc CRD 158231 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $726M | 4 | 4 | 9 | 03/30/2026 | ☆ |
| 6686 | Fs Credit Income Advisor, Llc CRD 289579 | Philadelphia, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $726M | 1 | 1 | 183 | 06/10/2026 | ☆ |
| 6687 | Renaissance Investment Group, Llc CRD 153679 | Lenox, MA | Wealth Manager · Small ($100M–$1B) | $726M | 265 | 595 | 9 | 03/12/2026 | ☆ |
| 6688 | Great Point Wealth Advisors, Llc CRD 147082 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $726M | 462 | 1,218 | 5 | 03/27/2026 | ☆ |
| 6689 | Hampshire Investment Management Company, Llc CRD 157865 | Morristown, NJ | Private Fund Manager · Small ($100M–$1B) | $726M | 27 | 27 | 49 | 06/25/2026 | ☆ |
| 6690 | Bright Financial Advisors, Inc. CRD 107931 | Portage, MI | Insurance-Affiliated · Small ($100M–$1B) | $725M | 665 | 3,619 | 12 | 01/23/2026 | ☆ |
| 6691 | Incasa Llc CRD 174058 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $725M | 9 | 9 | 3 | 03/31/2026 | ☆ |
| 6692 | The Patten Group, Inc. CRD 168255 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $725M | 459 | 1,398 | 11 | 03/13/2026 | ☆ |
| 6693 | Parker Investment Management, Llc CRD 112798 | Wealth Manager · Small ($100M–$1B) | $725M | 331 | 776 | 5 | 03/18/2026 | ☆ | |
| 6694 | Colton Groome Financial Advisors, Llc CRD 128365 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $725M | 362 | 1,096 | 16 | 09/03/2026 | ☆ |
| 6695 | Trunorth Capital Management, L.L.C. CRD 165285 | Kalamazoo, MI | Wealth Manager · Small ($100M–$1B) | $725M | 356 | 1,045 | 4 | 05/28/2026 | ☆ |
| 6696 | Wealthstar Advisors, Llc CRD 164957 | Plano, TX | Insurance-Affiliated · Small ($100M–$1B) | $724M | 453 | 1,825 | 8 | 03/14/2026 | ☆ |
| 6697 | Meridian Investment Counsel, Inc. CRD 131655 | Wealth Manager · Small ($100M–$1B) | $723M | 187 | 619 | 8 | 03/27/2026 | ☆ | |
| 6698 | The Cypress Funds Llc CRD 107502 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $723M | 3 | 3 | 7 | 03/27/2026 | ☆ |
| 6699 | 3 Fourteen & Smi Advisory Services, Llc CRD 331301 | Columbus, IN | Mutual Fund / Asset Manager · Small ($100M–$1B) | $723M | 2 | 2 | 6 | 01/20/2026 | ☆ |
| 6700 | Cora Capital Advisors Llc CRD 318134 | Marlton, NJ | Wealth Manager · Small ($100M–$1B) | $723M | 786 | 2,035 | 13 | 03/23/2026 | ☆ |