Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6601 | Carr Financial Group Corporation CRD 317321 | Worcester, MA | Insurance-Affiliated · Small ($100M–$1B) | $744M | 580 | 1,560 | 9 | 09/15/2026 | ☆ |
| 6602 | Old Farm Partners Lp CRD 283573 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $744M | 4 | 4 | 6 | 03/10/2026 | ☆ |
| 6603 | Aegis Wealth Management Llc CRD 134429 | Bethesda, MD | Wealth Manager · Small ($100M–$1B) | $744M | 123 | 516 | 6 | 03/31/2026 | ☆ |
| 6604 | John E. Sestina And Company CRD 108634 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $744M | 808 | 12,193 | 19 | 03/04/2026 | ☆ |
| 6605 | Ofs Clo Management, Llc CRD 288373 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $744M | 4 | 4 | 47 | 03/31/2026 | ☆ |
| 6606 | Kendall Capital Management CRD 134740 | Rockville, MD | Wealth Manager · Small ($100M–$1B) | $744M | 352 | 1,555 | 12 | 03/25/2026 | ☆ |
| 6607 | Element Wealth, Llc CRD 114968 | Ridgeland, MS | Insurance-Affiliated · Small ($100M–$1B) | $744M | 743 | 1,759 | 15 | 03/23/2026 | ☆ |
| 6608 | Interchange Capital Partners, Llc CRD 309314 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $744M | 218 | 1,283 | 13 | 06/17/2026 | ☆ |
| 6609 | Sciens Water Opportunities Management Llc CRD 299986 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $743M | 12 | 12 | 15 | 06/16/2026 | ☆ |
| 6610 | Quad Partners Llc CRD 160097 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $743M | 12 | 12 | 11 | 03/30/2026 | ☆ |
| 6611 | N CRD 109329 | Institutional / Pension Advisor · Small ($100M–$1B) | $743M | 805 | 1,205 | 6 | 02/27/2025 | ☆ | |
| 6612 | Waystone Asset Management (Usa) Llc CRD 315393 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $743M | 1 | 1 | 5 | 03/31/2026 | ☆ |
| 6613 | Sensible Money, Llc CRD 158641 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $743M | 326 | 1,416 | 16 | 03/27/2026 | ☆ |
| 6614 | Absolute Capital Management, Llc CRD 121484 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $742M | 1,986 | 2,436 | 12 | 06/03/2026 | ☆ |
| 6615 | Ifc Core Investment Management Llc CRD 302090 | Raleigh, NC | Private Fund Manager · Small ($100M–$1B) | $742M | 1 | 1 | 44 | 05/14/2026 | ☆ |
| 6616 | Highclere International Investors Llp CRD 140380 | London | Private Fund Manager · Small ($100M–$1B) | $742M | 2 | 2 | 16 | 06/29/2026 | ☆ |
| 6617 | Gradient Capital Advisors, Llc CRD 168912 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $742M | 478 | 1,548 | 7 | 02/26/2026 | ☆ |
| 6618 | Allegheny Investments CRD 7597 | Pittsburgh, PA | Insurance-Affiliated · Small ($100M–$1B) | $742M | 1,427 | 3,261 | 21 | 05/15/2026 | ☆ |
| 6619 | Mission Creek Capital Partners, Inc. CRD 151514 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $742M | 524 | 1,416 | 14 | 03/30/2026 | ☆ |
| 6620 | Stride Consumer Partners Llc CRD 311501 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $740M | 5 | 5 | 17 | 03/30/2026 | ☆ |
| 6621 | The August Group Capital Limited CRD 311499 | Toronto | Investment Adviser · Small ($100M–$1B) | $740M | 56 | 407 | 22 | 09/21/2026 | ☆ |
| 6622 | Bayshore Asset Management, Llc CRD 144191 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $740M | 129 | 419 | 4 | 03/11/2026 | ☆ |
| 6623 | Nicholas Wealth, Llc CRD 282635 | Marietta, GA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $740M | 1,072 | 2,250 | 19 | 04/24/2026 | ☆ |
| 6624 | Paragon Capital Management Llc CRD 108168 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $740M | 350 | 785 | 10 | 07/20/2026 | ☆ |
| 6625 | Arrow Capital Pty Ltd CRD 317731 | Sydney Nsw | Private Fund Manager · Small ($100M–$1B) | $740M | 10 | 10 | 5 | 09/24/2026 | ☆ |
| 6626 | Global Financial Group Advisors Llc CRD 166251 | Grand Rapids, MI | Institutional / Pension Advisor · Small ($100M–$1B) | $739M | 783 | 783 | 5 | 03/26/2026 | ☆ |
| 6627 | Am Investment Strategies, Llc CRD 165823 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $738M | 576 | 1,388 | 5 | 02/11/2026 | ☆ |
| 6628 | Alpha Edison Management Company, Llc CRD 284514 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $738M | 34 | 34 | 10 | 08/17/2026 | ☆ |
| 6629 | Baird Capital Management Company, Llc CRD 323309 | Milwaukee, WI | Private Fund Manager · Small ($100M–$1B) | $738M | 10 | 10 | 34 | 09/04/2026 | ☆ |
| 6630 | Financial Directions Llc CRD 108475 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $738M | 2,488 | 2,488 | 3 | 03/24/2026 | ☆ |
| 6631 | Generate Capital Advisors, Pb Llc CRD 318680 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $737M | 7 | 7 | 29 | 09/09/2026 | ☆ |
| 6632 | Barometer Capital Management Inc. CRD 156409 | Toronto, Ontario | Investment Adviser · Small ($100M–$1B) | $737M | 476 | 861 | 25 | 04/01/2026 | ☆ |
| 6633 | N CRD 157905 | Private Fund Manager · Small ($100M–$1B) | $737M | 4 | 4 | 14 | 06/16/2025 | ☆ | |
| 6634 | Crossplane Capital Management, Lp CRD 300646 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $736M | 4 | 4 | 19 | 03/27/2026 | ☆ |
| 6635 | Thomist Capital Management, Lp CRD 299815 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $736M | 2 | 2 | 10 | 03/02/2026 | ☆ |
| 6636 | Valstone Partners Vi, Llc CRD 300629 | Birmingham, MI | Private Fund Manager · Small ($100M–$1B) | $736M | 3 | 3 | 9 | 03/30/2026 | ☆ |
| 6637 | The Marshall Financial Group Llc CRD 146362 | Hunt Valley, MD | Insurance-Affiliated · Small ($100M–$1B) | $736M | 1,019 | 2,667 | 18 | 04/08/2026 | ☆ |
| 6638 | Dl Carlson Investment Group Inc. CRD 105729 | Concord, NH | Wealth Manager · Small ($100M–$1B) | $736M | 360 | 893 | 14 | 08/25/2026 | ☆ |
| 6639 | Shorebridge Capital Management, Llc CRD 290660 | Summit, NJ | Private Fund Manager · Small ($100M–$1B) | $735M | 2 | 2 | 5 | 03/23/2026 | ☆ |
| 6640 | Stenger Family Office, Llc CRD 325089 | Naperville, IL | Multi-Family Office · Small ($100M–$1B) | $735M | 887 | 2,287 | 10 | 07/21/2026 | ☆ |
| 6641 | Fractal Investments Llc CRD 311767 | Investment Adviser · Small ($100M–$1B) | $735M | 3 | 5 | 2 | 03/12/2026 | ☆ | |
| 6642 | Alpha Capital Management Group Llc CRD 283624 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $734M | 470 | 618 | 3 | 03/26/2026 | ☆ |
| 6643 | N CRD 226628 | Multi-Family Office · Small ($100M–$1B) | $734M | 60 | 304 | 7 | 01/31/2026 | ☆ | |
| 6644 | Girard Pension Services, Llc CRD 117901 | Allentown, PA | Investment Adviser · Small ($100M–$1B) | $734M | 62 | 121 | 15 | 03/30/2026 | ☆ |
| 6645 | Cl Wealth Management Llc CRD 134922 | Schaumburg, IL | Wealth Manager · Small ($100M–$1B) | $734M | 2,168 | 2,165 | 42 | 08/20/2026 | ☆ |
| 6646 | Allium Financial Advisors, Llc CRD 288462 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $734M | 243 | 934 | 10 | 07/23/2026 | ☆ |
| 6647 | Clarity Wealth Advisors, Llc CRD 157913 | San Jose, CA | Insurance-Affiliated · Small ($100M–$1B) | $733M | 342 | 1,353 | 5 | 09/15/2026 | ☆ |
| 6648 | Able Financial Group, Llc CRD 323646 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $733M | 624 | 1,694 | 14 | 03/19/2026 | ☆ |
| 6649 | Sc Management Llc CRD 311359 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $733M | 25 | 25 | 12 | 03/31/2026 | ☆ |
| 6650 | Compound Advisors, Llc CRD 165300 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $732M | 15 | 15 | 7 | 06/04/2026 | ☆ |