Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6551 | Navpoint Financial, Inc. CRD 109432 | Prior Lake, MN | Wealth Manager · Small ($100M–$1B) | $752M | 229 | 945 | 7 | 03/25/2026 | ☆ |
| 6552 | Banyan Alpha Investment L.P. CRD 311857 | South San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $752M | 6 | 6 | 5 | 03/19/2026 | ☆ |
| 6553 | Ballast, Inc. CRD 152695 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $752M | 476 | 1,888 | 12 | 07/14/2026 | ☆ |
| 6554 | Nymbus Capital Inc. CRD 298214 | Montreal, Quebec | Investment Adviser · Small ($100M–$1B) | $751M | 93 | 96 | 12 | 01/05/2026 | ☆ |
| 6555 | Ark & Tlk Investments, Llc CRD 205512 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $751M | 283 | 1,139 | 10 | 09/11/2026 | ☆ |
| 6556 | Gator Capital Management, Llc CRD 147067 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $751M | 26 | 49 | 7 | 04/22/2026 | ☆ |
| 6557 | Ewa, Llc CRD 308977 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $751M | 397 | 2,602 | 14 | 08/06/2026 | ☆ |
| 6558 | Tilson Financial Group Inc CRD 110890 | New Providence, NJ | Wealth Manager · Small ($100M–$1B) | $751M | 439 | 1,755 | 9 | 08/28/2026 | ☆ |
| 6559 | Stevens, Foster Financial Services, Inc. CRD 115752 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $750M | 332 | 1,003 | 20 | 03/30/2026 | ☆ |
| 6560 | Hopwood Financial Services, Inc. CRD 127927 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $750M | 288 | 1,068 | 11 | 08/19/2026 | ☆ |
| 6561 | Torray Investment Partners Llc CRD 105818 | Bethesda, MD | Investment Adviser · Small ($100M–$1B) | $750M | 549 | 551 | 10 | 07/14/2026 | ☆ |
| 6562 | Capitalia (Suisse) CRD 164222 | Geneva | Wealth Manager · Small ($100M–$1B) | $750M | 300 | 300 | 6 | 02/20/2026 | ☆ |
| 6563 | Rockline Wealth Management Llc CRD 324004 | Islip Terrace, NY | Wealth Manager · Small ($100M–$1B) | $750M | 918 | 1,494 | 4 | 09/04/2026 | ☆ |
| 6564 | Westwood Advisors, L.L.C CRD 132162 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $750M | 452 | 467 | 62 | 04/02/2026 | ☆ |
| 6565 | Spanos Barber Jesse & Co., Llc CRD 293841 | Walnut Creek, CA | Private Fund Manager · Small ($100M–$1B) | $749M | 15 | 15 | 19 | 03/27/2026 | ☆ |
| 6566 | Curran Financial Partners, Llc CRD 281943 | Daniel Island, SC | Insurance-Affiliated · Small ($100M–$1B) | $749M | 1,315 | 1,274 | 30 | 07/06/2026 | ☆ |
| 6567 | Southernsun Asset Management Llc CRD 154572 | Memphis, TN | Mutual Fund / Asset Manager · Small ($100M–$1B) | $749M | 84 | 88 | 15 | 07/29/2026 | ☆ |
| 6568 | Qtr Family Wealth, Llc CRD 331655 | Lake Mary, FL | Insurance-Affiliated · Small ($100M–$1B) | $749M | 205 | 801 | 7 | 03/31/2026 | ☆ |
| 6569 | Cytium Investment Management, Llc CRD 327890 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $749M | 5 | 5 | 3 | 04/30/2026 | ☆ |
| 6570 | Flagship Wealth Advisors, Llc. CRD 131962 | Wakefield, MA | Wealth Manager · Small ($100M–$1B) | $749M | 482 | 765 | 7 | 04/21/2026 | ☆ |
| 6571 | Lnk Partners, Llc CRD 157725 | White Plains, NY | Private Fund Manager · Small ($100M–$1B) | $749M | 3 | 3 | 2 | 03/27/2026 | ☆ |
| 6572 | Curafin Advisors, Llc CRD 329091 | Phoenix, AZ | Institutional / Pension Advisor · Small ($100M–$1B) | $748M | 111 | 111 | 6 | 03/04/2026 | ☆ |
| 6573 | Sfe Investment Counsel Inc. CRD 145530 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $748M | 894 | 902 | 14 | 12/03/2025 | ☆ |
| 6574 | N CRD 323576 | Private Fund Manager · Small ($100M–$1B) | $748M | 3 | 3 | 5 | 03/19/2025 | ☆ | |
| 6575 | Porter White Investment Advisors, Inc. CRD 110876 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $748M | 114 | 329 | 7 | 04/10/2026 | ☆ |
| 6576 | Waller Financial Planning Group, Inc. CRD 159564 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $748M | 570 | 2,081 | 11 | 03/17/2026 | ☆ |
| 6577 | Fiduciary Family Office, Llc CRD 326990 | Boca Raton, FL | Multi-Family Office · Small ($100M–$1B) | $748M | 46 | 624 | 3 | 03/11/2026 | ☆ |
| 6578 | Pacifica Capital Investments Llc CRD 125790 | Wealth Manager · Small ($100M–$1B) | $748M | 171 | 277 | 4 | 04/30/2026 | ☆ | |
| 6579 | Autumn Glory Partners, Llc CRD 288250 | Dallas, TX | Multi-Family Office · Small ($100M–$1B) | $748M | 67 | 175 | 2 | 03/26/2026 | ☆ |
| 6580 | Fow Partners, Lp CRD 329051 | Portland, ME | Private Fund Manager · Small ($100M–$1B) | $747M | 5 | 5 | 25 | 03/25/2026 | ☆ |
| 6581 | Pax Financial Group, Llc CRD 284164 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $747M | 1,350 | 3,900 | 22 | 06/25/2026 | ☆ |
| 6582 | Dudley & Shanley, Inc. CRD 157515 | Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $747M | 51 | 51 | 5 | 03/05/2026 | ☆ |
| 6583 | Financial Insights Inc CRD 108797 | Tacoma, WA | Wealth Manager · Small ($100M–$1B) | $747M | 774 | 768 | 16 | 06/02/2026 | ☆ |
| 6584 | Crcm L.P. CRD 160976 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $747M | 19 | 19 | 13 | 04/30/2026 | ☆ |
| 6585 | Discipline Wealth Solutions, Inc. CRD 315846 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $747M | 1,946 | 1,900 | 18 | 09/10/2026 | ☆ |
| 6586 | N CRD 125553 | Wealth Manager · Small ($100M–$1B) | $747M | 217 | 928 | 9 | 05/19/2025 | ☆ | |
| 6587 | Skylands Capital, Llc CRD 131183 | Milwaukee, WI | Private Fund Manager · Small ($100M–$1B) | $747M | 14 | 15 | 9 | 05/11/2026 | ☆ |
| 6588 | Tillman Hartley Llc CRD 109479 | Denver, CO | Multi-Family Office · Small ($100M–$1B) | $746M | 63 | 302 | 5 | 03/30/2026 | ☆ |
| 6589 | Derby Lane Partners Lp CRD 334739 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $746M | 3 | 3 | 12 | 04/16/2026 | ☆ |
| 6590 | Blue Horizon Equity, Inc. CRD 341095 | Pittsford, NY | Insurance-Affiliated · Small ($100M–$1B) | $746M | 1,491 | 2,002 | 45 | 09/15/2026 | ☆ |
| 6591 | N CRD 317775 | Wealth Manager · Small ($100M–$1B) | $746M | 356 | 1,298 | 7 | 03/25/2025 | ☆ | |
| 6592 | Summit Investment Advisory Services, Llc CRD 168594 | Roseville, MN | Wealth Manager · Small ($100M–$1B) | $746M | 1,075 | 2,466 | 11 | 07/22/2026 | ☆ |
| 6593 | Running Point Capital Advisors Llc CRD 306275 | El Segundo, CA | Wealth Manager · Small ($100M–$1B) | $746M | 180 | 840 | 9 | 03/19/2026 | ☆ |
| 6594 | Seamount Financial Group Inc CRD 107834 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $745M | 501 | 1,609 | 10 | 09/17/2026 | ☆ |
| 6595 | Beacon Global Advisor Network, Llc CRD 288833 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $745M | 1,388 | 1,833 | 61 | 03/31/2026 | ☆ |
| 6596 | Campbell Deegan Wealth Management, Llc CRD 293020 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $745M | 770 | 1,855 | 7 | 03/30/2026 | ☆ |
| 6597 | Firebird Management, Llc CRD 136559 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $745M | 13 | 13 | 9 | 03/31/2026 | ☆ |
| 6598 | Piney Lake Capital Management Lp CRD 290404 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $745M | 4 | 4 | 15 | 03/31/2026 | ☆ |
| 6599 | Tremblant Capital Lp CRD 138743 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $745M | 3 | 9 | 19 | 03/31/2026 | ☆ |
| 6600 | Curewell Capital Management, Llc CRD 318142 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $744M | 4 | 4 | 7 | 05/04/2026 | ☆ |