Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6501 | Blue Edge Capital, Llc CRD 155613 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $765M | 172 | 420 | 5 | 04/01/2026 | ☆ |
| 6502 | Orange Investment Advisors, Llc CRD 289406 | Winter Park, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $765M | 3 | 3 | 4 | 03/30/2026 | ☆ |
| 6503 | Buffalo Business & Estate Services Ltd CRD 337303 | Orchard Park, NY | Wealth Manager · Small ($100M–$1B) | $765M | 1,152 | 1,962 | 15 | 01/23/2026 | ☆ |
| 6504 | Investment Performance Services Llc CRD 105527 | Savannah, GA | Institutional / Pension Advisor · Small ($100M–$1B) | $764M | 8 | 34 | 03/26/2026 | ☆ | |
| 6505 | Lepercq De Neuflize Asset Management Llc CRD 120109 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $764M | 3 | 3 | 16 | 03/26/2026 | ☆ |
| 6506 | Stonecastle Advisors, Llc CRD 132495 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $763M | 5 | 5 | 6 | 03/31/2026 | ☆ |
| 6507 | Tremont Realty Capital Llc CRD 283569 | Newton, MA | Private Fund Manager · Small ($100M–$1B) | $763M | 2 | 2 | 22 | 07/02/2026 | ☆ |
| 6508 | Jeppson Wealth Management, Llc CRD 305552 | Manhattan Beach, CA | Wealth Manager · Small ($100M–$1B) | $763M | 994 | 994 | 7 | 08/27/2026 | ☆ |
| 6509 | Financial Resources Consulting Group CRD 107456 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $763M | 643 | 2,192 | 12 | 03/17/2026 | ☆ |
| 6510 | Perennial Advisors, Llc CRD 168859 | New York, NY | Wealth Manager · Small ($100M–$1B) | $762M | 123 | 493 | 5 | 03/02/2026 | ☆ |
| 6511 | Summit Wealth Group Llc CRD 282205 | Exeter, NH | Insurance-Affiliated · Small ($100M–$1B) | $762M | 456 | 1,445 | 10 | 03/11/2026 | ☆ |
| 6512 | Fsa Investment Group, Llc CRD 163641 | Pensacola, FL | Insurance-Affiliated · Small ($100M–$1B) | $762M | 61 | 124 | 12 | 05/27/2026 | ☆ |
| 6513 | Ocean Endowment Partners, Llc CRD 154518 | Private Fund Manager · Small ($100M–$1B) | $761M | 7 | 7 | 2 | 03/25/2026 | ☆ | |
| 6514 | Stempoint Capital Lp CRD 324248 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $761M | 7 | 8 | 7 | 03/30/2026 | ☆ |
| 6515 | Sterling Financial Planning Inc CRD 108664 | Sparta, NJ | Wealth Manager · Small ($100M–$1B) | $761M | 578 | 1,639 | 8 | 09/08/2026 | ☆ |
| 6516 | American Wealth Management CRD 122205 | Reno, NV | Insurance-Affiliated · Small ($100M–$1B) | $761M | 897 | 897 | 9 | 06/24/2026 | ☆ |
| 6517 | Sfg Wealth Management, Llc CRD 285785 | Towson, MD | Wealth Manager · Small ($100M–$1B) | $760M | 1,184 | 1,982 | 19 | 04/14/2026 | ☆ |
| 6518 | Cyprium Investment Partners Llc CRD 160746 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $760M | 5 | 5 | 19 | 07/06/2026 | ☆ |
| 6519 | Independent Family Office, Llc CRD 144811 | Albany, NY | Multi-Family Office · Small ($100M–$1B) | $760M | 43 | 198 | 19 | 04/21/2026 | ☆ |
| 6520 | Slwa, Llc CRD 309506 | San Luis Obispo, CA | Insurance-Affiliated · Small ($100M–$1B) | $760M | 463 | 1,287 | 6 | 03/13/2026 | ☆ |
| 6521 | Sciencast Management Lp CRD 271030 | Princeton, NJ | Private Fund Manager · Small ($100M–$1B) | $760M | 1 | 1 | 4 | 04/02/2026 | ☆ |
| 6522 | Hughes Financial Services, Llc CRD 173195 | Herndon, VA | Wealth Manager · Small ($100M–$1B) | $760M | 840 | 2,327 | 12 | 07/09/2026 | ☆ |
| 6523 | Invex Advisors Llc CRD 164519 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $759M | 80 | 84 | 8 | 03/18/2026 | ☆ |
| 6524 | Strong Tower Advisory Services Llc CRD 315106 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $759M | 314 | 314 | 9 | 02/17/2026 | ☆ |
| 6525 | Us Agriculture, Llc CRD 282576 | Carmel, IN | Investment Adviser · Small ($100M–$1B) | $759M | 4 | 4 | 14 | 03/12/2026 | ☆ |
| 6526 | Provident Wealth Management, Llc CRD 130417 | Brentwood, TN | Wealth Manager · Small ($100M–$1B) | $759M | 328 | 1,209 | 9 | 03/18/2026 | ☆ |
| 6527 | Harvest Investment Services, Llc CRD 159390 | Oakbrook Terrace, IL | Wealth Manager · Small ($100M–$1B) | $758M | 1,508 | 3,427 | 38 | 05/26/2026 | ☆ |
| 6528 | Progressive Investment Management Corporation CRD 107777 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $758M | 176 | 473 | 8 | 03/20/2026 | ☆ |
| 6529 | Tbg Bedford Group Llc CRD 341573 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $758M | 960 | 2,540 | 9 | 08/20/2026 | ☆ |
| 6530 | Klaas Financial Asset Advisors, Llc. CRD 121399 | Loves Park, IL | Wealth Manager · Small ($100M–$1B) | $758M | 1,015 | 2,687 | 15 | 05/06/2026 | ☆ |
| 6531 | N CRD 105270 | Wealth Manager · Small ($100M–$1B) | $758M | 205 | 860 | 10 | 03/24/2025 | ☆ | |
| 6532 | Shrewsbury River Capital Lp CRD 289785 | Red Bank, NJ | Private Fund Manager · Small ($100M–$1B) | $758M | 4 | 4 | 7 | 03/25/2026 | ☆ |
| 6533 | Riva Ridge Capital Management Lp CRD 137716 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $758M | 11 | 11 | 8 | 03/29/2026 | ☆ |
| 6534 | Summit Street Capital Management, Llc CRD 160129 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $757M | 3 | 3 | 5 | 03/19/2026 | ☆ |
| 6535 | Paratus Financial, Inc. CRD 133361 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $757M | 88 | 703 | 8 | 03/24/2026 | ☆ |
| 6536 | Prostar Capital (Us) Llc CRD 166523 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $757M | 3 | 3 | 9 | 03/30/2026 | ☆ |
| 6537 | Mill Hill Capital Llc CRD 269882 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $757M | 7 | 7 | 6 | 03/26/2026 | ☆ |
| 6538 | Lns Operations, Llc CRD 341913 | Naperville, IL | Wealth Manager · Small ($100M–$1B) | $757M | 612 | 1,845 | 16 | 09/15/2026 | ☆ |
| 6539 | Hi Line Capital Management, Llc CRD 149522 | Watertown, SD | Endowment & Foundation Advisor · Small ($100M–$1B) | $757M | 128 | 225 | 5 | 04/21/2026 | ☆ |
| 6540 | G2 Capital Management, Llc CRD 286521 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $757M | 107 | 574 | 6 | 03/27/2026 | ☆ |
| 6541 | Moller Wealth Partners, Inc. CRD 110493 | Northfield, IL | Wealth Manager · Small ($100M–$1B) | $756M | 296 | 1,353 | 7 | 02/13/2026 | ☆ |
| 6542 | Blue Fin Capital, Inc. CRD 108451 | Warren, RI | Wealth Manager · Small ($100M–$1B) | $756M | 683 | 689 | 4 | 03/11/2026 | ☆ |
| 6543 | Sageguard Financial Group, Llc CRD 160266 | Goodlettsville, TN | Wealth Manager · Small ($100M–$1B) | $756M | 2,469 | 3,676 | 14 | 07/09/2026 | ☆ |
| 6544 | Lighthouse Financial Llc CRD 137277 | Saint Petersburg, FL | Wealth Manager · Small ($100M–$1B) | $756M | 134 | 337 | 1 | 09/14/2026 | ☆ |
| 6545 | Total Clarity Wealth Management, Inc CRD 142728 | St. Charles, IL | Wealth Manager · Small ($100M–$1B) | $755M | 1,038 | 2,569 | 26 | 07/20/2026 | ☆ |
| 6546 | Alight Capital Management Lp CRD 174705 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $754M | 4 | 4 | 6 | 03/31/2026 | ☆ |
| 6547 | Alternative Investment Resource, Llc CRD 288165 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $754M | 14 | 14 | 18 | 07/30/2026 | ☆ |
| 6548 | Mill Road Capital Management Llc CRD 157095 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $754M | 5 | 5 | 12 | 03/31/2026 | ☆ |
| 6549 | Dx Advisors Llc CRD 341725 | Las Vegas, NV | Mutual Fund / Asset Manager · Small ($100M–$1B) | $753M | 1 | 1 | 4 | 07/15/2026 | ☆ |
| 6550 | Sweeney & Michel, Llc CRD 282595 | Chico, CA | Wealth Manager · Small ($100M–$1B) | $753M | 688 | 1,571 | 3 | 03/05/2026 | ☆ |