Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6451 | Global View Capital Management Llc CRD 158292 | Waukesha, WI | Wealth Manager · Small ($100M–$1B) | $775M | 3,819 | 8,863 | 122 | 08/25/2026 | ☆ |
| 6452 | Grafine Capital Holdings Llc CRD 309490 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $775M | 4 | 4 | 14 | 03/30/2026 | ☆ |
| 6453 | Newgen Asset Management Limited CRD 163822 | Toronto, Ontario | Private Fund Manager · Small ($100M–$1B) | $775M | 9 | 9 | 13 | 01/29/2026 | ☆ |
| 6454 | Habrok Capital Management Llp CRD 157014 | London | Private Fund Manager · Small ($100M–$1B) | $774M | 4 | 4 | 3 | 06/29/2026 | ☆ |
| 6455 | Stoneridge Pmg Advisors, Llc CRD 107662 | Radnor, PA | Investment Adviser · Small ($100M–$1B) | $774M | 18 | 18 | 11 | 08/05/2026 | ☆ |
| 6456 | Strategic Value Bank Partners Llc CRD 282228 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $774M | 6 | 6 | 7 | 03/17/2026 | ☆ |
| 6457 | Embassy Asset Management Lp CRD 314768 | Short Hills, NJ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $774M | 4 | 4 | 11 | 05/01/2026 | ☆ |
| 6458 | Ampfield Management, L.P. CRD 292722 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $774M | 10 | 10 | 8 | 04/22/2026 | ☆ |
| 6459 | Satis Asset Management Ltd CRD 336301 | London | Trust Company · Small ($100M–$1B) | $774M | 674 | 1,572 | 17 | 06/30/2026 | ☆ |
| 6460 | Klh Capital Partners, L.P. CRD 304294 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $774M | 3 | 3 | 20 | 03/27/2026 | ☆ |
| 6461 | The Lyme Timber Company Llc CRD 171953 | Hanover, NH | Private Fund Manager · Small ($100M–$1B) | $774M | 11 | 13 | 18 | 03/23/2026 | ☆ |
| 6462 | Flynn Zito Capital Management, Llc CRD 152689 | Garden City, NY | Wealth Manager · Small ($100M–$1B) | $774M | 1,073 | 1,904 | 7 | 02/25/2026 | ☆ |
| 6463 | Forthright Wealth Management, Llc CRD 220515 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $773M | 575 | 1,922 | 10 | 08/13/2026 | ☆ |
| 6464 | Jb Investments Management, Llc CRD 309067 | Private Fund Manager · Small ($100M–$1B) | $773M | 2 | 2 | 5 | 03/30/2026 | ☆ | |
| 6465 | Potentum Partners, L.P. CRD 311282 | Melbourne, Victoria | Private Fund Manager · Small ($100M–$1B) | $773M | 41 | 45 | 9 | 03/31/2026 | ☆ |
| 6466 | North Point Portfolio Managers Corporation CRD 111257 | Orange Village, OH | Wealth Manager · Small ($100M–$1B) | $773M | 276 | 276 | 7 | 03/10/2026 | ☆ |
| 6467 | 4612 Group, Llc CRD 287619 | Atlanta, GA | Investment Adviser · Small ($100M–$1B) | $773M | 9 | 9 | 9 | 03/30/2026 | ☆ |
| 6468 | N CRD 312728 | Wealth Manager · Small ($100M–$1B) | $773M | 718 | 1,747 | 24 | 08/27/2025 | ☆ | |
| 6469 | Bruton Chisnell Advisors, Llc CRD 293192 | Downingtown, PA | Wealth Manager · Small ($100M–$1B) | $772M | 630 | 2,186 | 3 | 03/26/2026 | ☆ |
| 6470 | Intrinsic Edge Capital Management Llc CRD 285034 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $772M | 2 | 8 | 16 | 07/10/2026 | ☆ |
| 6471 | Mtm Financial Group, Llc CRD 147221 | Bethlehem, PA | Insurance-Affiliated · Small ($100M–$1B) | $772M | 3,276 | 3,276 | 16 | 08/19/2026 | ☆ |
| 6472 | Seabridge Investment Advisors Llc CRD 108681 | Summit, NJ | Wealth Manager · Small ($100M–$1B) | $771M | 201 | 482 | 12 | 06/03/2026 | ☆ |
| 6473 | Standpoint Asset Management, Llc CRD 305155 | Scottsdale, AZ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $771M | 1 | 1 | 7 | 03/18/2026 | ☆ |
| 6474 | N CRD 105708 | Wealth Manager · Small ($100M–$1B) | $771M | 865 | 2,204 | 12 | 11/10/2025 | ☆ | |
| 6475 | N CRD 285326 | Wealth Manager · Small ($100M–$1B) | $770M | 140 | 758 | 6 | 03/13/2025 | ☆ | |
| 6476 | Blue Zone Wealth Advisors, Llc CRD 305943 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $770M | 181 | 574 | 7 | 03/30/2026 | ☆ |
| 6477 | Professional Financial Advisors, Llc CRD 173719 | North Platte, NE | Wealth Manager · Small ($100M–$1B) | $770M | 3,345 | 3,345 | 12 | 06/24/2026 | ☆ |
| 6478 | Retirement Fund Management, Llc CRD 126573 | Atlanta, GA | Institutional / Pension Advisor · Small ($100M–$1B) | $770M | 10 | 10 | 4 | 04/28/2026 | ☆ |
| 6479 | Permanent Capital Management, Lp CRD 328318 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $769M | 3 | 91 | 10 | 04/30/2026 | ☆ |
| 6480 | Hourglass Capital, Llc CRD 147754 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $769M | 102 | 245 | 6 | 04/15/2026 | ☆ |
| 6481 | Grant Street Asset Management Inc CRD 106980 | Canonsburg, PA | Wealth Manager · Small ($100M–$1B) | $769M | 445 | 1,297 | 18 | 09/21/2026 | ☆ |
| 6482 | Hennion & Walsh Asset Management, Inc. CRD 126236 | Parsippany, NJ | Insurance-Affiliated · Small ($100M–$1B) | $769M | 1,099 | 1,821 | 75 | 08/31/2026 | ☆ |
| 6483 | Kraft, Davis & Associates, Llc CRD 175085 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $768M | 1,208 | 2,166 | 13 | 08/16/2026 | ☆ |
| 6484 | Wilsey Asset Management Incorporated CRD 130482 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $768M | 892 | 2,318 | 9 | 07/30/2026 | ☆ |
| 6485 | Lodge Hill Capital, Llc CRD 165973 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $768M | 5 | 5 | 4 | 03/30/2026 | ☆ |
| 6486 | Apax Partners Us, Llc CRD 157110 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $768M | 5 | 5 | 133 | 06/29/2026 | ☆ |
| 6487 | New England Capital Financial Advisors Llc CRD 109203 | Cheshire, CT | Wealth Manager · Small ($100M–$1B) | $768M | 1,219 | 3,121 | 12 | 08/18/2026 | ☆ |
| 6488 | Shah Capital Management, Inc CRD 133941 | Raleigh, NC | Private Fund Manager · Small ($100M–$1B) | $768M | 57 | 83 | 4 | 02/23/2026 | ☆ |
| 6489 | Urban Fund Management, Llc CRD 167491 | Plano, TX | Private Fund Manager · Small ($100M–$1B) | $768M | 9 | 9 | 67 | 05/07/2026 | ☆ |
| 6490 | Community Us Fund Management, Inc. CRD 313802 | Private Fund Manager · Small ($100M–$1B) | $768M | 10 | 10 | 6 | 03/31/2026 | ☆ | |
| 6491 | Compass Advisory Group Llc CRD 288256 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $767M | 528 | 1,152 | 7 | 09/24/2026 | ☆ |
| 6492 | Acme, Llc CRD 168736 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $767M | 19 | 19 | 10 | 03/27/2026 | ☆ |
| 6493 | Benchmark Plus Management, Llc CRD 127471 | Gig Harbor, WA | Private Fund Manager · Small ($100M–$1B) | $767M | 9 | 9 | 5 | 03/31/2026 | ☆ |
| 6494 | Flowstone Partners, Llc CRD 301768 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $767M | 1 | 1 | 7 | 07/07/2026 | ☆ | |
| 6495 | Ironwood Capital Advisors Llc CRD 321642 | Avon, CT | Private Fund Manager · Small ($100M–$1B) | $766M | 10 | 10 | 19 | 03/29/2026 | ☆ |
| 6496 | Benchmark Financial Wealth Advisors Llc CRD 287966 | Boca Raton, FL | Insurance-Affiliated · Small ($100M–$1B) | $766M | 366 | 1,067 | 14 | 05/18/2026 | ☆ |
| 6497 | Wisdomtree Digital Management, Inc. CRD 322139 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $766M | 1 | 15 | 6 | 03/31/2026 | ☆ |
| 6498 | Coinfund Management Llc CRD 312302 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $766M | 20 | 20 | 18 | 06/29/2026 | ☆ |
| 6499 | Demming Financial Services Corp. CRD 120106 | Aurora, OH | Wealth Manager · Small ($100M–$1B) | $766M | 796 | 2,607 | 11 | 09/17/2026 | ☆ |
| 6500 | T Ventures Management Co, Ltd. CRD 296775 | Sydney Nsw | Private Fund Manager · Small ($100M–$1B) | $766M | 6 | 6 | 5 | 08/14/2026 | ☆ |