Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6401 | Enhanced Capital Partners, Llc CRD 170236 | New Orleans, LA | Private Fund Manager · Small ($100M–$1B) | $786M | 37 | 37 | 37 | 05/07/2026 | ☆ |
| 6402 | Regent Peak Wealth Advisors, Llc CRD 298259 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $786M | 223 | 1,611 | 10 | 06/11/2026 | ☆ |
| 6403 | Cadent Capital Advisors, Llc CRD 169704 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $786M | 654 | 1,584 | 15 | 05/13/2026 | ☆ |
| 6404 | Acp Venture Capital Management Fund Llc CRD 298029 | Hauppauge, NY | Private Fund Manager · Small ($100M–$1B) | $786M | 14 | 14 | 2 | 08/11/2026 | ☆ |
| 6405 | Insight Advisors, Llc CRD 168057 | Newtown, PA | Insurance-Affiliated · Small ($100M–$1B) | $786M | 899 | 2,487 | 22 | 05/11/2026 | ☆ |
| 6406 | The Helmstar Group, Llc CRD 145074 | Boise, ID | Insurance-Affiliated · Small ($100M–$1B) | $786M | 538 | 1,974 | 12 | 03/27/2026 | ☆ |
| 6407 | Enhalus Capital, Lp CRD 313321 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $786M | 7 | 7 | 4 | 03/27/2026 | ☆ |
| 6408 | Coastlands Capital Lp CRD 335329 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $785M | 1 | 1 | 5 | 04/30/2026 | ☆ |
| 6409 | Pin Oak Investment Advisors Inc CRD 105550 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $785M | 322 | 322 | 12 | 04/01/2026 | ☆ |
| 6410 | N CRD 281382 | Investment Adviser · Small ($100M–$1B) | $785M | 8 | 974 | 14 | 03/26/2025 | ☆ | |
| 6411 | Jvl Associates, Llc CRD 124018 | Wyoming, MI | Wealth Manager · Small ($100M–$1B) | $784M | 186 | 974 | 8 | 04/28/2026 | ☆ |
| 6412 | Flagstar Securities, Inc. CRD 104233 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $784M | 1,123 | 1,123 | 37 | 07/28/2026 | ☆ |
| 6413 | Bellwether Advisors, Llc CRD 300012 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $784M | 504 | 1,461 | 12 | 09/04/2026 | ☆ |
| 6414 | Centurion Wealth Management, Llc CRD 317929 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $784M | 440 | 1,604 | 13 | 09/02/2026 | ☆ |
| 6415 | Systelligence, Llc CRD 283582 | Bloomington, MN | Mutual Fund / Asset Manager · Small ($100M–$1B) | $784M | 6 | 6 | 4 | 03/30/2026 | ☆ |
| 6416 | Augustine Asset Management Inc CRD 105801 | Jacksonville, FL | Multi-Family Office · Small ($100M–$1B) | $783M | 72 | 462 | 8 | 09/02/2026 | ☆ |
| 6417 | Harfst And Associates, Inc. CRD 145090 | Sheridan, WY | Wealth Manager · Small ($100M–$1B) | $783M | 539 | 1,539 | 8 | 03/25/2026 | ☆ |
| 6418 | N CRD 173771 | Wealth Manager · Small ($100M–$1B) | $783M | 547 | 1,576 | 19 | 02/27/2025 | ☆ | |
| 6419 | Old Port Advisors, Inc CRD 108228 | Portland, ME | Wealth Manager · Small ($100M–$1B) | $783M | 856 | 2,245 | 14 | 08/31/2026 | ☆ |
| 6420 | Deltec Asset Management Llc CRD 104068 | New York, NY | Wealth Manager · Small ($100M–$1B) | $783M | 161 | 161 | 15 | 03/18/2026 | ☆ |
| 6421 | Amerant Investments, Inc. CRD 117284 | Coral Gables, FL | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $782M | 1,297 | 1,296 | 35 | 04/22/2026 | ☆ |
| 6422 | Clarity Capital Kcps Ltd CRD 160662 | Ramat Gan | Wealth Manager · Small ($100M–$1B) | $782M | 194 | 194 | 18 | 03/31/2026 | ☆ |
| 6423 | Huntleigh Advisors, Inc. CRD 113412 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $782M | 1,838 | 1,838 | 55 | 03/30/2026 | ☆ |
| 6424 | Whelan Financial CRD 107227 | Fresno, CA | Wealth Manager · Small ($100M–$1B) | $782M | 512 | 1,718 | 9 | 01/27/2026 | ☆ |
| 6425 | Dahring | Cusmano Llc CRD 301236 | Novi, MI | Wealth Manager · Small ($100M–$1B) | $781M | 884 | 2,051 | 18 | 09/04/2026 | ☆ |
| 6426 | Tamarisk Financial, Llc CRD 312073 | Holland, MI | Insurance-Affiliated · Small ($100M–$1B) | $781M | 1,378 | 2,993 | 23 | 07/22/2026 | ☆ |
| 6427 | Sierra Crest Investment Management Llc CRD 300069 | New York, NY | Investment Adviser · Small ($100M–$1B) | $781M | 3 | 3 | 0 | 03/31/2026 | ☆ |
| 6428 | Factor Wealth Management Ltd. CRD 104708 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $781M | 239 | 880 | 8 | 06/08/2026 | ☆ |
| 6429 | New Vernon Wealth Management Llc CRD 164775 | Highland Park, IL | Wealth Manager · Small ($100M–$1B) | $781M | 187 | 443 | 8 | 03/31/2026 | ☆ |
| 6430 | Water Asset Management, Llc CRD 151508 | New York, NY | Investment Adviser · Small ($100M–$1B) | $781M | 405 | 405 | 16 | 05/04/2026 | ☆ |
| 6431 | Sierra Summit Advisors Llc CRD 328151 | Wealth Manager · Small ($100M–$1B) | $781M | 158 | 484 | 7 | 02/27/2026 | ☆ | |
| 6432 | Portfolio Medics, Llc CRD 145958 | Bonita Springs, FL | Wealth Manager · Small ($100M–$1B) | $780M | 2,929 | 3,805 | 75 | 09/14/2026 | ☆ |
| 6433 | Creative Capital Management Investments Llc CRD 286567 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $780M | 298 | 1,198 | 11 | 03/25/2026 | ☆ |
| 6434 | Dsg Capital Advisors, Llc CRD 332056 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $780M | 115 | 510 | 10 | 09/16/2026 | ☆ |
| 6435 | Princeton Fund Advisors, Llc CRD 157821 | Denver, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $780M | 6 | 6 | 8 | 03/31/2026 | ☆ |
| 6436 | Faropoint Ventures, Llc CRD 321107 | Hoboken, NJ | Private Fund Manager · Small ($100M–$1B) | $780M | 3 | 3 | 116 | 06/26/2026 | ☆ |
| 6437 | Lipe & Dalton,Inc. CRD 132737 | Syracuse, NY | Wealth Manager · Small ($100M–$1B) | $780M | 382 | 382 | 2 | 02/11/2026 | ☆ |
| 6438 | Safanad Inc. CRD 170969 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $780M | 30 | 30 | 31 | 09/01/2026 | ☆ |
| 6439 | Wisdom Financial Services, L.L.C. CRD 127385 | Geneseo, IL | Wealth Manager · Small ($100M–$1B) | $779M | 1,518 | 3,989 | 14 | 07/29/2026 | ☆ |
| 6440 | Artia Global Partners Lp CRD 322091 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $779M | 3 | 3 | 5 | 03/31/2026 | ☆ |
| 6441 | Ramsay Stattman Vela & Price Inc CRD 105156 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $779M | 404 | 404 | 7 | 01/27/2026 | ☆ |
| 6442 | M3 F, Inc. CRD 151191 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $778M | 1 | 1 | 6 | 03/17/2026 | ☆ |
| 6443 | Legacy Partners, Llc CRD 159473 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $778M | 9 | 9 | 4 | 01/29/2026 | ☆ |
| 6444 | Goalvest Advisory Llc CRD 285374 | New York, NY | Wealth Manager · Small ($100M–$1B) | $778M | 487 | 1,376 | 10 | 08/12/2026 | ☆ |
| 6445 | Astira Capital Partners Lp CRD 327034 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $777M | 2 | 2 | 14 | 03/31/2026 | ☆ |
| 6446 | Snow Phipps Group, Llc CRD 158024 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $777M | 10 | 10 | 2 | 05/12/2026 | ☆ |
| 6447 | Stormfield Capital, Llc CRD 285486 | Southport, CT | Private Fund Manager · Small ($100M–$1B) | $776M | 7 | 7 | 24 | 03/17/2026 | ☆ |
| 6448 | Meld Financial, Inc. CRD 118896 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $776M | 1,130 | 1,942 | 15 | 03/24/2026 | ☆ |
| 6449 | Market Street Wealth Management Advisors, Llc CRD 122212 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $776M | 427 | 1,693 | 12 | 05/20/2026 | ☆ |
| 6450 | Bcm Advisors, Llc CRD 107946 | Lafayette, LA | Wealth Manager · Small ($100M–$1B) | $776M | 486 | 486 | 9 | 02/19/2026 | ☆ |