Investment advisers
44,527 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6401 | Jvl Associates, Llc CRD 124018 | Wyoming, MI | Wealth Manager · Small ($100M–$1B) | $784M | 186 | 974 | 8 | 04/28/2026 | ☆ |
| 6402 | Flagstar Securities, Inc. CRD 104233 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $784M | 1,123 | 1,123 | 37 | 07/28/2026 | ☆ |
| 6403 | Bellwether Advisors, Llc CRD 300012 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $784M | 504 | 1,461 | 12 | 03/31/2026 | ☆ |
| 6404 | Centurion Wealth Management, Llc CRD 317929 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $784M | 440 | 1,604 | 14 | 06/04/2026 | ☆ |
| 6405 | Systelligence, Llc CRD 283582 | Bloomington, MN | Mutual Fund / Asset Manager · Small ($100M–$1B) | $784M | 6 | 6 | 4 | 03/30/2026 | ☆ |
| 6406 | Augustine Asset Management Inc CRD 105801 | Jacksonville, FL | Multi-Family Office · Small ($100M–$1B) | $783M | 72 | 462 | 8 | 03/23/2026 | ☆ |
| 6407 | Harfst And Associates, Inc. CRD 145090 | Sheridan, WY | Wealth Manager · Small ($100M–$1B) | $783M | 539 | 1,539 | 8 | 03/25/2026 | ☆ |
| 6408 | N CRD 173771 | Wealth Manager · Small ($100M–$1B) | $783M | 547 | 1,576 | 19 | 02/27/2025 | ☆ | |
| 6409 | Old Port Advisors, Inc CRD 108228 | Portland, ME | Wealth Manager · Small ($100M–$1B) | $783M | 856 | 2,245 | 14 | 05/13/2026 | ☆ |
| 6410 | Deltec Asset Management Llc CRD 104068 | New York, NY | Wealth Manager · Small ($100M–$1B) | $783M | 161 | 161 | 15 | 03/18/2026 | ☆ |
| 6411 | Amerant Investments, Inc. CRD 117284 | Coral Gables, FL | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $782M | 1,297 | 1,296 | 35 | 04/22/2026 | ☆ |
| 6412 | Clarity Capital Kcps Ltd CRD 160662 | Ramat Gan | Wealth Manager · Small ($100M–$1B) | $782M | 194 | 194 | 18 | 03/31/2026 | ☆ |
| 6413 | Huntleigh Advisors, Inc. CRD 113412 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $782M | 1,838 | 1,838 | 55 | 03/30/2026 | ☆ |
| 6414 | Whelan Financial CRD 107227 | Fresno, CA | Wealth Manager · Small ($100M–$1B) | $782M | 512 | 1,718 | 9 | 01/27/2026 | ☆ |
| 6415 | Dahring | Cusmano Llc CRD 301236 | Novi, MI | Wealth Manager · Small ($100M–$1B) | $781M | 884 | 2,051 | 18 | 03/24/2026 | ☆ |
| 6416 | Tamarisk Financial, Llc CRD 312073 | Holland, MI | Insurance-Affiliated · Small ($100M–$1B) | $781M | 1,378 | 2,993 | 23 | 07/22/2026 | ☆ |
| 6417 | Sierra Crest Investment Management Llc CRD 300069 | New York, NY | Investment Adviser · Small ($100M–$1B) | $781M | 3 | 3 | 0 | 03/31/2026 | ☆ |
| 6418 | Factor Wealth Management Ltd. CRD 104708 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $781M | 239 | 880 | 8 | 06/08/2026 | ☆ |
| 6419 | New Vernon Wealth Management Llc CRD 164775 | Highland Park, IL | Wealth Manager · Small ($100M–$1B) | $781M | 187 | 443 | 8 | 03/31/2026 | ☆ |
| 6420 | Water Asset Management, Llc CRD 151508 | New York, NY | Investment Adviser · Small ($100M–$1B) | $781M | 405 | 405 | 16 | 05/04/2026 | ☆ |
| 6421 | Sierra Summit Advisors Llc CRD 328151 | Wealth Manager · Small ($100M–$1B) | $781M | 158 | 484 | 7 | 02/27/2026 | ☆ | |
| 6422 | Portfolio Medics, Llc CRD 145958 | Bonita Springs, FL | Wealth Manager · Small ($100M–$1B) | $780M | 2,929 | 3,805 | 75 | 07/20/2026 | ☆ |
| 6423 | Creative Capital Management Investments Llc CRD 286567 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $780M | 298 | 1,198 | 11 | 03/25/2026 | ☆ |
| 6424 | Dsg Capital Advisors, Llc CRD 332056 | Edina, MN | Wealth Manager · Small ($100M–$1B) | $780M | 115 | 510 | 10 | 07/31/2026 | ☆ |
| 6425 | Princeton Fund Advisors, Llc CRD 157821 | Denver, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $780M | 6 | 6 | 8 | 03/31/2026 | ☆ |
| 6426 | Faropoint Ventures, Llc CRD 321107 | Hoboken, NJ | Private Fund Manager · Small ($100M–$1B) | $780M | 3 | 3 | 116 | 06/26/2026 | ☆ |
| 6427 | Lipe & Dalton,Inc. CRD 132737 | Syracuse, NY | Wealth Manager · Small ($100M–$1B) | $780M | 382 | 382 | 2 | 02/11/2026 | ☆ |
| 6428 | Safanad Inc. CRD 170969 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $780M | 44 | 44 | 31 | 03/30/2026 | ☆ |
| 6429 | Wisdom Financial Services, L.L.C. CRD 127385 | Geneseo, IL | Wealth Manager · Small ($100M–$1B) | $779M | 1,518 | 3,989 | 14 | 07/29/2026 | ☆ |
| 6430 | Artia Global Partners Lp CRD 322091 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $779M | 3 | 3 | 5 | 03/31/2026 | ☆ |
| 6431 | Ramsay Stattman Vela & Price Inc CRD 105156 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $779M | 404 | 404 | 7 | 01/27/2026 | ☆ |
| 6432 | M3 F, Inc. CRD 151191 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $778M | 1 | 1 | 6 | 03/17/2026 | ☆ |
| 6433 | Legacy Partners, Llc CRD 159473 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $778M | 9 | 9 | 4 | 01/29/2026 | ☆ |
| 6434 | Goalvest Advisory Llc CRD 285374 | New York, NY | Wealth Manager · Small ($100M–$1B) | $778M | 487 | 1,376 | 10 | 03/31/2026 | ☆ |
| 6435 | Astira Capital Partners Lp CRD 327034 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $777M | 2 | 2 | 14 | 03/31/2026 | ☆ |
| 6436 | Snow Phipps Group, Llc CRD 158024 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $777M | 10 | 10 | 2 | 05/12/2026 | ☆ |
| 6437 | Stormfield Capital, Llc CRD 285486 | Southport, CT | Private Fund Manager · Small ($100M–$1B) | $776M | 7 | 7 | 24 | 03/17/2026 | ☆ |
| 6438 | Meld Financial, Inc. CRD 118896 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $776M | 1,130 | 1,942 | 15 | 03/24/2026 | ☆ |
| 6439 | Market Street Wealth Management Advisors, Llc CRD 122212 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $776M | 427 | 1,693 | 12 | 05/20/2026 | ☆ |
| 6440 | Bcm Advisors, Llc CRD 107946 | Lafayette, LA | Wealth Manager · Small ($100M–$1B) | $776M | 486 | 486 | 9 | 02/19/2026 | ☆ |
| 6441 | Global View Capital Management Llc CRD 158292 | Waukesha, WI | Wealth Manager · Small ($100M–$1B) | $775M | 3,819 | 8,863 | 122 | 05/08/2026 | ☆ |
| 6442 | Grafine Capital Holdings Llc CRD 309490 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $775M | 4 | 4 | 14 | 03/30/2026 | ☆ |
| 6443 | Newgen Asset Management Limited CRD 163822 | Toronto, Ontario | Private Fund Manager · Small ($100M–$1B) | $775M | 9 | 9 | 13 | 01/29/2026 | ☆ |
| 6444 | Habrok Capital Management Llp CRD 157014 | London | Private Fund Manager · Small ($100M–$1B) | $774M | 4 | 4 | 3 | 06/29/2026 | ☆ |
| 6445 | Stoneridge Pmg Advisors, Llc CRD 107662 | Radnor, PA | Investment Adviser · Small ($100M–$1B) | $774M | 18 | 18 | 11 | 08/05/2026 | ☆ |
| 6446 | Strategic Value Bank Partners Llc CRD 282228 | Cleveland, OH | Private Fund Manager · Small ($100M–$1B) | $774M | 6 | 6 | 7 | 03/17/2026 | ☆ |
| 6447 | Embassy Asset Management Lp CRD 314768 | Short Hills, NJ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $774M | 4 | 4 | 11 | 05/01/2026 | ☆ |
| 6448 | Ampfield Management, L.P. CRD 292722 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $774M | 10 | 10 | 8 | 04/22/2026 | ☆ |
| 6449 | Satis Asset Management Ltd CRD 336301 | London | Trust Company · Small ($100M–$1B) | $774M | 674 | 1,572 | 17 | 06/30/2026 | ☆ |
| 6450 | Klh Capital Partners, L.P. CRD 304294 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $774M | 3 | 3 | 20 | 03/27/2026 | ☆ |