Investment advisers
44,527 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6851 | Atwater Malick, Llc CRD 147972 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $687M | 297 | 947 | 6 | 04/08/2026 | ☆ |
| 6852 | Alliance Advisory & Securities, Llc CRD 18835 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $687M | 675 | 2,748 | 21 | 07/09/2026 | ☆ |
| 6853 | Bridge Capital Advisors CRD 317554 | Houston, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $687M | 7 | 7 | 3 | 09/29/2025 | ☆ |
| 6854 | Smart Wealth, Llc CRD 315496 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $686M | 1,012 | 3,660 | 41 | 07/23/2026 | ☆ |
| 6855 | Wealth Management Advisors, Llc CRD 171260 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $686M | 739 | 1,268 | 10 | 03/16/2026 | ☆ |
| 6856 | Marotta Asset Management, Inc. CRD 115645 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $686M | 366 | 1,947 | 16 | 07/01/2026 | ☆ |
| 6857 | Ma Private Wealth, Llc CRD 291366 | San Carlos, CA | Wealth Manager · Small ($100M–$1B) | $686M | 366 | 1,019 | 7 | 04/15/2026 | ☆ |
| 6858 | Ser Capital Partners Management, Lp CRD 307713 | Redwood City, CA | Private Fund Manager · Small ($100M–$1B) | $686M | 13 | 13 | 11 | 03/31/2026 | ☆ |
| 6859 | Thayer Partners Llc CRD 290734 | Wealth Manager · Small ($100M–$1B) | $686M | 373 | 373 | 11 | 04/02/2026 | ☆ | |
| 6860 | Topspin Management Company Lbo Llc CRD 161399 | Mamaroneck, NY | Private Fund Manager · Small ($100M–$1B) | $686M | 13 | 13 | 10 | 07/20/2026 | ☆ |
| 6861 | Indie Asset Partners, Llc CRD 154503 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $685M | 313 | 764 | 9 | 03/19/2026 | ☆ |
| 6862 | N CRD 323382 | Private Fund Manager · Small ($100M–$1B) | $685M | 9 | 9 | 14 | 06/26/2025 | ☆ | |
| 6863 | Precedent Wealth Partners, Llc CRD 325203 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $685M | 201 | 790 | 12 | 03/19/2026 | ☆ |
| 6864 | Sandy Cove Advisors, Llc CRD 152482 | Hingham, MA | Wealth Manager · Small ($100M–$1B) | $685M | 278 | 1,057 | 8 | 03/23/2026 | ☆ |
| 6865 | Cederberg Capital Asia Limited CRD 328093 | Tsim Sha Tsui, Kowloon | Private Fund Manager · Small ($100M–$1B) | $685M | 5 | 6 | 5 | 06/29/2026 | ☆ |
| 6866 | Cederberg Capital Limited CRD 297836 | London | Private Fund Manager · Small ($100M–$1B) | $685M | 5 | 6 | 6 | 06/29/2026 | ☆ |
| 6867 | Providence Wealth Advisors, Llc CRD 153646 | Frankfort, IL | Insurance-Affiliated · Small ($100M–$1B) | $684M | 653 | 1,384 | 11 | 03/02/2026 | ☆ |
| 6868 | Integra Global Advisors Llc CRD 288511 | Stamford, CT | Wealth Manager · Small ($100M–$1B) | $684M | 52 | 56 | 11 | 03/31/2026 | ☆ |
| 6869 | Northern Financial Advisors, Inc. CRD 121088 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $684M | 324 | 1,957 | 12 | 01/29/2026 | ☆ |
| 6870 | N CRD 111324 | Wealth Manager · Small ($100M–$1B) | $684M | 247 | 489 | 6 | 01/27/2026 | ☆ | |
| 6871 | Marietta Investment Partners, Llc CRD 108479 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $684M | 147 | 151 | 8 | 03/24/2026 | ☆ |
| 6872 | High Note Wealth, Llc CRD 305768 | Deephaven, MN | Wealth Manager · Small ($100M–$1B) | $683M | 279 | 1,264 | 8 | 03/30/2026 | ☆ |
| 6873 | Argent Retirement Plan Advisors, Llc CRD 165031 | New Orleans, LA | Institutional / Pension Advisor · Small ($100M–$1B) | $683M | 53 | 53 | 7 | 03/23/2026 | ☆ |
| 6874 | Phocas Financial Corporation CRD 135470 | Alameda, CA | Investment Adviser · Small ($100M–$1B) | $683M | 36 | 52 | 10 | 05/12/2026 | ☆ |
| 6875 | R.L. Evans Co. Inc. CRD 110699 | Bellevue, WA | Insurance-Affiliated · Small ($100M–$1B) | $683M | 431 | 989 | 3 | 07/02/2026 | ☆ |
| 6876 | Compass Wealth Management Llc CRD 106289 | Guilford, CT | Wealth Manager · Small ($100M–$1B) | $683M | 375 | 931 | 5 | 02/25/2026 | ☆ |
| 6877 | River Cities Management, Inc. (F.K.A. Mayfield & Robinson, Inc.) CRD 162297 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $682M | 11 | 11 | 18 | 03/24/2026 | ☆ |
| 6878 | Ventira Private Wealth Management Ltd. CRD 164792 | Zurich | Wealth Manager · Small ($100M–$1B) | $682M | 85 | 102 | 4 | 03/16/2026 | ☆ |
| 6879 | Global Frontier Investments, Llc CRD 160105 | Charleston, SC | Endowment & Foundation Advisor · Small ($100M–$1B) | $682M | 4 | 4 | 2 | 03/31/2026 | ☆ |
| 6880 | Broad Run Investment Management, Llc CRD 165067 | Arlington, VA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $682M | 140 | 140 | 6 | 03/20/2026 | ☆ |
| 6881 | Sandbox Financial Partners, Llc CRD 297858 | Bethesda, MD | Wealth Manager · Small ($100M–$1B) | $682M | 532 | 1,590 | 11 | 05/21/2026 | ☆ |
| 6882 | Dash Acquisitions Inc. CRD 135281 | Woodland Hills, CA | Wealth Manager · Small ($100M–$1B) | $682M | 433 | 1,295 | 9 | 03/25/2026 | ☆ |
| 6883 | Synergy Investment Management Llc CRD 305961 | Altamonte Springs, FL | Wealth Manager · Small ($100M–$1B) | $681M | 2,500 | 2,500 | 22 | 05/20/2026 | ☆ |
| 6884 | Belltower Partners Llc CRD 333385 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $681M | 7 | 7 | 5 | 03/31/2026 | ☆ |
| 6885 | Lmg Wealth Partners, Llc CRD 318023 | Shreveport, LA | Wealth Manager · Small ($100M–$1B) | $681M | 361 | 1,350 | 4 | 08/05/2026 | ☆ |
| 6886 | Mcnally Advisors, Llc CRD 158707 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $681M | 16 | 16 | 21 | 04/01/2026 | ☆ |
| 6887 | Eagle Bay Advisors Llc CRD 281675 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $681M | 50 | 475 | 15 | 04/15/2026 | ☆ |
| 6888 | Alan W. Weber CRD 163137 | Private Fund Manager · Small ($100M–$1B) | $681M | 1 | 1 | 1 | 02/18/2026 | ☆ | |
| 6889 | The Banc Funds Company, L.L.C. CRD 106305 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $680M | 3 | 3 | 13 | 04/28/2026 | ☆ |
| 6890 | Von Borstel & Associates, Inc. CRD 309746 | The Dalles, OR | Insurance-Affiliated · Small ($100M–$1B) | $680M | 500 | 2,070 | 11 | 03/20/2026 | ☆ |
| 6891 | Efm Investments & Advisory Llc CRD 339744 | Portland, OR | Private Fund Manager · Small ($100M–$1B) | $680M | 9 | 9 | 13 | 03/31/2026 | ☆ |
| 6892 | Truffle Hound Capital, Llc CRD 137616 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $680M | 1 | 1 | 7 | 03/23/2026 | ☆ |
| 6893 | Bryant Woods Investment Advisors, Llc CRD 109379 | Getzville, NY | Wealth Manager · Small ($100M–$1B) | $680M | 294 | 298 | 8 | 03/18/2026 | ☆ |
| 6894 | Encore Housing Opportunity Fund Investment Manager, Llc CRD 159393 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $680M | 12 | 12 | 47 | 03/26/2026 | ☆ |
| 6895 | Van Den Berg Management I, Inc. CRD 112308 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $680M | 737 | 737 | 16 | 03/20/2026 | ☆ |
| 6896 | Saxon Interests, Inc. CRD 311687 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $679M | 509 | 1,859 | 19 | 03/11/2026 | ☆ |
| 6897 | Brasada Capital Management, Lp CRD 147775 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $679M | 382 | 912 | 14 | 02/23/2026 | ☆ |
| 6898 | Signal Securities, Inc. CRD 15916 | Fort Worth, TX | Insurance-Affiliated · Small ($100M–$1B) | $679M | 1,137 | 1,920 | 35 | 03/04/2026 | ☆ |
| 6899 | Forefront Analytics, Llc CRD 153016 | W. Conshohocken, PA | Investment Adviser · Small ($100M–$1B) | $679M | 147 | 339 | 18 | 05/30/2026 | ☆ |
| 6900 | Monument Group Wealth Advisors, Llc CRD 111908 | Concord, MA | Wealth Manager · Small ($100M–$1B) | $679M | 173 | 702 | 7 | 07/13/2026 | ☆ |