Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6851 | Unio Capital Llc CRD 166483 | Princeton, NJ | Endowment & Foundation Advisor · Small ($100M–$1B) | $691M | 115 | 115 | 8 | 03/30/2026 | ☆ |
| 6852 | Ramsey Quantitative Systems, Inc. CRD 175257 | Louisville, KY | Private Fund Manager · Small ($100M–$1B) | $691M | 3 | 39 | 20 | 06/18/2026 | ☆ |
| 6853 | Park Road Partners Lp CRD 340991 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $691M | 3 | 3 | 6 | 09/04/2026 | ☆ |
| 6854 | Lazari Capital Management, Inc. CRD 172932 | Burbank, CA | Wealth Manager · Small ($100M–$1B) | $691M | 968 | 1,599 | 14 | 05/19/2026 | ☆ |
| 6855 | Trp Capital Advisors V, Llc CRD 306604 | Birmingham, MI | Private Fund Manager · Small ($100M–$1B) | $691M | 14 | 14 | 11 | 03/30/2026 | ☆ |
| 6856 | Brainvest Wealth Management Llc CRD 289743 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $691M | 175 | 175 | 8 | 04/27/2026 | ☆ |
| 6857 | Alti Wealth Management (Us International), Inc. CRD 152104 | Coral Gables, FL | Multi-Family Office · Small ($100M–$1B) | $691M | 37 | 37 | 10 | 04/28/2026 | ☆ |
| 6858 | Sageone Investment Managers Llp CRD 285454 | Pune | Investment Adviser · Small ($100M–$1B) | $691M | 1,113 | 1,113 | 21 | 09/11/2026 | ☆ |
| 6859 | Milestone Asset Management, Llc CRD 310441 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $691M | 1,359 | 3,229 | 13 | 02/20/2026 | ☆ |
| 6860 | Plan Group Financial, Inc. CRD 116508 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $690M | 1,221 | 3,102 | 29 | 04/06/2026 | ☆ |
| 6861 | Newpoint Real Estate Investment Management Llc CRD 321208 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $690M | 1 | 1 | 10 | 03/31/2026 | ☆ |
| 6862 | West Branch Capital Llc CRD 133813 | Amherst, MA | Wealth Manager · Small ($100M–$1B) | $690M | 372 | 1,255 | 9 | 02/13/2026 | ☆ |
| 6863 | Family Investment Center, Inc. CRD 113799 | Saint Joseph, MO | Wealth Manager · Small ($100M–$1B) | $689M | 894 | 2,200 | 20 | 01/26/2026 | ☆ |
| 6864 | Intervest Capital Partners Llc CRD 159681 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $689M | 2 | 2 | 38 | 03/31/2026 | ☆ |
| 6865 | East End Financial Group, Inc. CRD 110584 | Riverhead, NY | Wealth Manager · Small ($100M–$1B) | $689M | 360 | 1,014 | 12 | 07/09/2026 | ☆ |
| 6866 | Anchyra Partners Llc CRD 335467 | Atlanta, GA | Multi-Family Office · Small ($100M–$1B) | $689M | 40 | 455 | 5 | 03/11/2026 | ☆ |
| 6867 | Nvest Financial, Llc CRD 128868 | Portsmouth, NH | Wealth Manager · Small ($100M–$1B) | $688M | 809 | 2,066 | 16 | 08/24/2026 | ☆ |
| 6868 | 9 Yards Capital Management Lp CRD 299727 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $688M | 31 | 31 | 9 | 03/31/2026 | ☆ |
| 6869 | Keenan Capital, Llc CRD 167390 | Burlingame, CA | Private Fund Manager · Small ($100M–$1B) | $688M | 1 | 1 | 6 | 03/25/2026 | ☆ |
| 6870 | Siharum Advisors, Llc CRD 147957 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $687M | 101 | 353 | 9 | 03/09/2026 | ☆ |
| 6871 | Atwater Malick, Llc CRD 147972 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $687M | 297 | 947 | 6 | 04/08/2026 | ☆ |
| 6872 | Alliance Advisory & Securities, Llc CRD 18835 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $687M | 675 | 2,748 | 21 | 09/17/2026 | ☆ |
| 6873 | Bridge Capital Advisors CRD 317554 | Houston, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $687M | 7 | 7 | 3 | 09/29/2025 | ☆ |
| 6874 | Smart Wealth, Llc CRD 315496 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $686M | 1,012 | 3,660 | 41 | 08/31/2026 | ☆ |
| 6875 | Wealth Management Advisors, Llc CRD 171260 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $686M | 739 | 1,268 | 10 | 03/16/2026 | ☆ |
| 6876 | Marotta Asset Management, Inc. CRD 115645 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $686M | 366 | 1,947 | 16 | 07/01/2026 | ☆ |
| 6877 | Ma Private Wealth, Llc CRD 291366 | San Carlos, CA | Wealth Manager · Small ($100M–$1B) | $686M | 366 | 1,019 | 7 | 04/15/2026 | ☆ |
| 6878 | Ser Capital Partners Management, Lp CRD 307713 | Redwood City, CA | Private Fund Manager · Small ($100M–$1B) | $686M | 13 | 13 | 11 | 03/31/2026 | ☆ |
| 6879 | Thayer Partners Llc CRD 290734 | Wealth Manager · Small ($100M–$1B) | $686M | 373 | 373 | 11 | 04/02/2026 | ☆ | |
| 6880 | Topspin Management Company Lbo Llc CRD 161399 | Mamaroneck, NY | Private Fund Manager · Small ($100M–$1B) | $686M | 13 | 13 | 10 | 07/20/2026 | ☆ |
| 6881 | Indie Asset Partners, Llc CRD 154503 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $685M | 313 | 764 | 9 | 03/19/2026 | ☆ |
| 6882 | N CRD 323382 | Private Fund Manager · Small ($100M–$1B) | $685M | 9 | 9 | 14 | 06/26/2025 | ☆ | |
| 6883 | Precedent Wealth Partners, Llc CRD 325203 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $685M | 201 | 790 | 12 | 09/16/2026 | ☆ |
| 6884 | Sandy Cove Advisors, Llc CRD 152482 | Hingham, MA | Wealth Manager · Small ($100M–$1B) | $685M | 278 | 1,057 | 8 | 03/23/2026 | ☆ |
| 6885 | Cederberg Capital Asia Limited CRD 328093 | Tsim Sha Tsui, Kowloon | Private Fund Manager · Small ($100M–$1B) | $685M | 5 | 6 | 5 | 06/29/2026 | ☆ |
| 6886 | Cederberg Capital Limited CRD 297836 | London | Private Fund Manager · Small ($100M–$1B) | $685M | 5 | 6 | 6 | 06/29/2026 | ☆ |
| 6887 | Providence Wealth Advisors, Llc CRD 153646 | Frankfort, IL | Insurance-Affiliated · Small ($100M–$1B) | $684M | 653 | 1,384 | 11 | 03/02/2026 | ☆ |
| 6888 | Integra Global Advisors Llc CRD 288511 | Stamford, CT | Wealth Manager · Small ($100M–$1B) | $684M | 52 | 56 | 11 | 03/31/2026 | ☆ |
| 6889 | Northern Financial Advisors, Inc. CRD 121088 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $684M | 324 | 1,957 | 11 | 09/21/2026 | ☆ |
| 6890 | N CRD 111324 | Wealth Manager · Small ($100M–$1B) | $684M | 247 | 489 | 6 | 01/27/2026 | ☆ | |
| 6891 | Marietta Investment Partners, Llc CRD 108479 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $684M | 147 | 151 | 7 | 09/16/2026 | ☆ |
| 6892 | High Note Wealth, Llc CRD 305768 | Deephaven, MN | Wealth Manager · Small ($100M–$1B) | $683M | 279 | 1,264 | 8 | 03/30/2026 | ☆ |
| 6893 | Argent Retirement Plan Advisors, Llc CRD 165031 | New Orleans, LA | Institutional / Pension Advisor · Small ($100M–$1B) | $683M | 53 | 53 | 7 | 03/23/2026 | ☆ |
| 6894 | Phocas Financial Corporation CRD 135470 | Alameda, CA | Investment Adviser · Small ($100M–$1B) | $683M | 36 | 52 | 10 | 05/12/2026 | ☆ |
| 6895 | R.L. Evans Co. Inc. CRD 110699 | Bellevue, WA | Insurance-Affiliated · Small ($100M–$1B) | $683M | 431 | 989 | 3 | 07/02/2026 | ☆ |
| 6896 | Compass Wealth Management Llc CRD 106289 | Guilford, CT | Wealth Manager · Small ($100M–$1B) | $683M | 375 | 931 | 5 | 02/25/2026 | ☆ |
| 6897 | River Cities Management, Inc. (F.K.A. Mayfield & Robinson, Inc.) CRD 162297 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $682M | 11 | 11 | 18 | 03/24/2026 | ☆ |
| 6898 | Ventira Private Wealth Management Ltd. CRD 164792 | Zurich | Wealth Manager · Small ($100M–$1B) | $682M | 85 | 102 | 4 | 03/16/2026 | ☆ |
| 6899 | Global Frontier Investments, Llc CRD 160105 | Charleston, SC | Endowment & Foundation Advisor · Small ($100M–$1B) | $682M | 4 | 4 | 2 | 03/31/2026 | ☆ |
| 6900 | Broad Run Investment Management, Llc CRD 165067 | Arlington, VA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $682M | 140 | 140 | 6 | 03/20/2026 | ☆ |