Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6901 | Sandbox Financial Partners, Llc CRD 297858 | Bethesda, MD | Wealth Manager · Small ($100M–$1B) | $682M | 532 | 1,590 | 11 | 05/21/2026 | ☆ |
| 6902 | Dash Acquisitions Inc. CRD 135281 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $682M | 433 | 1,295 | 9 | 09/10/2026 | ☆ |
| 6903 | Synergy Investment Management Llc CRD 305961 | Altamonte Springs, FL | Wealth Manager · Small ($100M–$1B) | $681M | 2,500 | 2,500 | 22 | 05/20/2026 | ☆ |
| 6904 | Belltower Partners Llc CRD 333385 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $681M | 7 | 7 | 5 | 03/31/2026 | ☆ |
| 6905 | Lmg Wealth Partners, Llc CRD 318023 | Shreveport, LA | Wealth Manager · Small ($100M–$1B) | $681M | 361 | 1,350 | 4 | 08/05/2026 | ☆ |
| 6906 | Mcnally Advisors, Llc CRD 158707 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $681M | 16 | 16 | 21 | 04/01/2026 | ☆ |
| 6907 | Eagle Bay Advisors Llc CRD 281675 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $681M | 50 | 475 | 15 | 04/15/2026 | ☆ |
| 6908 | Alan W. Weber CRD 163137 | Private Fund Manager · Small ($100M–$1B) | $681M | 1 | 1 | 1 | 02/18/2026 | ☆ | |
| 6909 | The Banc Funds Company, L.L.C. CRD 106305 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $680M | 3 | 3 | 13 | 04/28/2026 | ☆ |
| 6910 | Von Borstel & Associates, Inc. CRD 309746 | The Dalles, OR | Insurance-Affiliated · Small ($100M–$1B) | $680M | 500 | 2,070 | 11 | 03/20/2026 | ☆ |
| 6911 | Efm Investments & Advisory Llc CRD 339744 | Portland, OR | Private Fund Manager · Small ($100M–$1B) | $680M | 9 | 9 | 13 | 03/31/2026 | ☆ |
| 6912 | Truffle Hound Capital, Llc CRD 137616 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $680M | 1 | 1 | 7 | 03/23/2026 | ☆ |
| 6913 | Bryant Woods Investment Advisors, Llc CRD 109379 | Getzville, NY | Wealth Manager · Small ($100M–$1B) | $680M | 294 | 298 | 8 | 03/18/2026 | ☆ |
| 6914 | Encore Housing Opportunity Fund Investment Manager, Llc CRD 159393 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $680M | 12 | 12 | 47 | 03/26/2026 | ☆ |
| 6915 | Van Den Berg Management I, Inc. CRD 112308 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $680M | 737 | 737 | 16 | 03/20/2026 | ☆ |
| 6916 | Saxon Interests, Inc. CRD 311687 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $679M | 509 | 1,859 | 19 | 03/11/2026 | ☆ |
| 6917 | Brasada Capital Management, Lp CRD 147775 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $679M | 382 | 912 | 14 | 02/23/2026 | ☆ |
| 6918 | Signal Securities, Inc. CRD 15916 | Fort Worth, TX | Insurance-Affiliated · Small ($100M–$1B) | $679M | 1,137 | 1,920 | 35 | 03/04/2026 | ☆ |
| 6919 | Forefront Analytics, Llc CRD 153016 | W. Conshohocken, PA | Investment Adviser · Small ($100M–$1B) | $679M | 147 | 339 | 18 | 05/30/2026 | ☆ |
| 6920 | Monument Group Wealth Advisors, Llc CRD 111908 | Concord, MA | Wealth Manager · Small ($100M–$1B) | $679M | 173 | 702 | 7 | 07/13/2026 | ☆ |
| 6921 | Thor Investment Management Inc CRD 105902 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $679M | 493 | 1,691 | 15 | 05/18/2026 | ☆ |
| 6922 | Hudson Value Partners, Llc CRD 301325 | Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $678M | 204 | 547 | 5 | 08/31/2026 | ☆ |
| 6923 | Tython Capital, Llc CRD 285212 | Plano, TX | Investment Adviser · Small ($100M–$1B) | $678M | 25 | 1,199 | 1 | 08/28/2026 | ☆ |
| 6924 | Hyposwiss Advisors Sa CRD 157400 | Geneva | Wealth Manager · Small ($100M–$1B) | $678M | 176 | 179 | 9 | 03/30/2026 | ☆ |
| 6925 | Mtm Investment Management, Llc CRD 297500 | Spartanburg, SC | Wealth Manager · Small ($100M–$1B) | $678M | 424 | 1,033 | 8 | 07/07/2026 | ☆ |
| 6926 | Castle Harlan, Inc. CRD 158106 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $678M | 21 | 21 | 27 | 03/27/2026 | ☆ |
| 6927 | Good Springs Capital Lp CRD 326803 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $678M | 4 | 4 | 8 | 03/26/2026 | ☆ |
| 6928 | Vsm Wealth Advisory, Llc CRD 313717 | Hunt Valley, MD | Wealth Manager · Small ($100M–$1B) | $678M | 613 | 1,524 | 6 | 09/11/2026 | ☆ |
| 6929 | Financial Strategies Group, Inc CRD 289054 | Okemos, MI | Wealth Manager · Small ($100M–$1B) | $677M | 1,284 | 3,463 | 27 | 03/25/2026 | ☆ |
| 6930 | 9823 Capital, Lp CRD 324329 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $677M | 18 | 19 | 6 | 07/01/2026 | ☆ |
| 6931 | Yorktown Management And Research Co Inc CRD 105083 | Forest, VA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $677M | 1 | 4 | 9 | 03/24/2026 | ☆ |
| 6932 | Carderock Capital Management, Inc. CRD 104570 | Chevy Chase, MD | Wealth Manager · Small ($100M–$1B) | $677M | 221 | 476 | 4 | 02/03/2026 | ☆ |
| 6933 | Leverty Financial Group, Llc CRD 310258 | Hudson, WI | Wealth Manager · Small ($100M–$1B) | $677M | 665 | 2,365 | 8 | 01/22/2026 | ☆ |
| 6934 | Jacobson & Schmitt Advisors, Llc CRD 140431 | Middleton, WI | Wealth Manager · Small ($100M–$1B) | $676M | 462 | 1,292 | 15 | 08/05/2026 | ☆ |
| 6935 | Rockport Wealth, Llc CRD 297122 | Fairview Park, OH | Wealth Manager · Small ($100M–$1B) | $676M | 1,623 | 3,004 | 15 | 05/29/2026 | ☆ |
| 6936 | N CRD 152436 | Wealth Manager · Small ($100M–$1B) | $676M | 133 | 1,106 | 7 | 03/27/2025 | ☆ | |
| 6937 | Pasi Investments, Llc CRD 145640 | Farmington, CT | Institutional / Pension Advisor · Small ($100M–$1B) | $676M | 439 | 439 | 8 | 03/27/2026 | ☆ |
| 6938 | Boston Research And Management, Inc. CRD 107643 | Manchester, MA | Wealth Manager · Small ($100M–$1B) | $676M | 124 | 501 | 8 | 03/25/2026 | ☆ |
| 6939 | Stordahl Capital Management, Inc. CRD 287916 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $676M | 331 | 1,026 | 11 | 07/08/2026 | ☆ |
| 6940 | Waterway Wealth Management, L.L.C. CRD 164975 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $676M | 142 | 1,073 | 11 | 04/13/2026 | ☆ |
| 6941 | Yiheng Capital Management, L.P. CRD 163812 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $676M | 2 | 2 | 6 | 03/30/2026 | ☆ |
| 6942 | Aphias Capital, L.P. CRD 336255 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $676M | 2 | 2 | 13 | 07/27/2026 | ☆ |
| 6943 | Summit Wealth Partners, Llc CRD 283648 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $676M | 783 | 2,040 | 21 | 03/27/2026 | ☆ |
| 6944 | Tounjian Advisory Partners Llc CRD 329635 | Fort Myers, FL | Wealth Manager · Small ($100M–$1B) | $675M | 583 | 1,804 | 10 | 03/11/2026 | ☆ |
| 6945 | Little House Capital, Llc CRD 290070 | Braintree, MA | Wealth Manager · Small ($100M–$1B) | $675M | 253 | 722 | 7 | 03/17/2026 | ☆ |
| 6946 | Rda Financial Network, Inc. CRD 147309 | Akron, IA | Insurance-Affiliated · Small ($100M–$1B) | $675M | 1,521 | 1,522 | 17 | 07/15/2026 | ☆ |
| 6947 | Allegiance Financial Group Advisory Services Llc CRD 313110 | Vienna, VA | Wealth Manager · Small ($100M–$1B) | $675M | 605 | 1,525 | 12 | 05/21/2026 | ☆ |
| 6948 | Ballast Advisors, Llc CRD 285991 | Woodbury, MN | Insurance-Affiliated · Small ($100M–$1B) | $674M | 831 | 2,582 | 15 | 03/26/2026 | ☆ |
| 6949 | Matthew Goff Investment Advisor, Llc CRD 114796 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $674M | 226 | 646 | 4 | 03/31/2026 | ☆ |
| 6950 | West Financial Advisors, L.L.C. CRD 142265 | Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $674M | 305 | 1,677 | 8 | 02/25/2026 | ☆ |