Investment advisers
45,019 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6801 | Atlas Asset Management Llc CRD 173561 | Guaynabo, PR | Mutual Fund / Asset Manager · Small ($100M–$1B) | $701M | 19 | 19 | 3 | 12/18/2025 | ☆ |
| 6802 | 360 Financial, Inc. CRD 168600 | Wayzata, MN | Wealth Manager · Small ($100M–$1B) | $701M | 1,206 | 2,079 | 16 | 05/12/2026 | ☆ |
| 6803 | Entrypoint Capital, Llc CRD 313946 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $700M | 3 | 3 | 10 | 03/30/2026 | ☆ |
| 6804 | Lauterbach Financial Advisors, Llc CRD 114431 | El Paso, TX | Wealth Manager · Small ($100M–$1B) | $700M | 403 | 1,038 | 5 | 03/31/2026 | ☆ |
| 6805 | Ktf Investments, Llc CRD 337465 | Seal Beach, CA | Wealth Manager · Small ($100M–$1B) | $700M | 184 | 184 | 7 | 07/30/2026 | ☆ |
| 6806 | Aethon Energy Management Llc CRD 173136 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $700M | 5 | 5 | 7 | 08/14/2026 | ☆ |
| 6807 | Tidemark Management Company Lp CRD 313541 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $700M | 4 | 4 | 16 | 03/30/2026 | ☆ |
| 6808 | Hartford Financial Management Inc CRD 105039 | West Hartford, CT | Wealth Manager · Small ($100M–$1B) | $700M | 185 | 185 | 10 | 03/27/2026 | ☆ |
| 6809 | The Retirement Solution Llc CRD 148106 | Redmond, WA | Insurance-Affiliated · Small ($100M–$1B) | $699M | 824 | 3,164 | 35 | 05/15/2026 | ☆ |
| 6810 | Iam Advisory Llc CRD 305492 | Easton, PA | Wealth Manager · Small ($100M–$1B) | $699M | 1,591 | 2,759 | 14 | 06/12/2026 | ☆ |
| 6811 | Tempus Wealth Planning, Llc CRD 285349 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $699M | 683 | 1,751 | 9 | 03/16/2026 | ☆ |
| 6812 | Broadview Financial Management, Llc CRD 143550 | Wauwatosa, WI | Wealth Manager · Small ($100M–$1B) | $699M | 269 | 1,284 | 9 | 03/30/2026 | ☆ |
| 6813 | Aberdeen Wealth Management Llc CRD 108525 | Lake Bluff, IL | Wealth Manager · Small ($100M–$1B) | $699M | 136 | 418 | 4 | 03/11/2026 | ☆ |
| 6814 | Lafise Global Advisors Llc CRD 331244 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $699M | 10 | 3 | 03/30/2026 | ☆ | |
| 6815 | Grey Fox Wealth Advisors, Llc CRD 307172 | Rockland, DE | Wealth Manager · Small ($100M–$1B) | $699M | 335 | 1,309 | 11 | 03/24/2026 | ☆ |
| 6816 | Iron Path Capital, L.P. CRD 316139 | Charlottesville, VA | Private Fund Manager · Small ($100M–$1B) | $699M | 10 | 10 | 18 | 04/22/2026 | ☆ |
| 6817 | Sw Investment Management Llc CRD 289857 | Private Fund Manager · Small ($100M–$1B) | $699M | 1 | 1 | 1 | 03/19/2026 | ☆ | |
| 6818 | N CRD 40794 | Wealth Manager · Small ($100M–$1B) | $698M | 1,486 | 2,245 | 27 | 03/29/2025 | ☆ | |
| 6819 | Ikarian Capital, Llc CRD 281880 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $698M | 5 | 5 | 8 | 05/20/2026 | ☆ |
| 6820 | Acadian Asset Management (Singapore) Pte Ltd CRD 323400 | Singapore | Investment Adviser · Small ($100M–$1B) | $698M | 2 | 2 | 17 | 03/31/2026 | ☆ |
| 6821 | Hamilton Wealth, Llc CRD 289462 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $698M | 482 | 1,033 | 4 | 03/27/2026 | ☆ |
| 6822 | Abg Consultants, Llc CRD 131129 | Cottonwood Heights, UT | Institutional / Pension Advisor · Small ($100M–$1B) | $697M | 1,885 | 1,885 | 4 | 08/31/2026 | ☆ |
| 6823 | N CRD 104867 | Wealth Manager · Small ($100M–$1B) | $697M | 91 | 380 | 4 | 05/21/2026 | ☆ | |
| 6824 | Diesslin Group, Inc. CRD 110557 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $696M | 286 | 1,117 | 12 | 08/25/2026 | ☆ |
| 6825 | Lp Investment Management, Llc CRD 306615 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $696M | 4 | 2 | 04/01/2026 | ☆ | |
| 6826 | Palo Alto Investors Lp CRD 109171 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $696M | 13 | 13 | 10 | 03/27/2026 | ☆ |
| 6827 | Maximai Investment Partners, Llc CRD 284919 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $696M | 171 | 974 | 8 | 03/24/2026 | ☆ |
| 6828 | Fox Run Management Llc CRD 149092 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $696M | 2 | 2 | 9 | 03/19/2026 | ☆ |
| 6829 | Maltese Capital Management, Llc CRD 138175 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $696M | 7 | 7 | 17 | 03/30/2026 | ☆ |
| 6830 | Compass Capital Corporation CRD 112323 | Braintree, MA | Wealth Manager · Small ($100M–$1B) | $695M | 1,318 | 1,318 | 13 | 09/23/2026 | ☆ |
| 6831 | Dream Capital Advisors, Llc CRD 142788 | Lincolnshire, IL | Multi-Family Office · Small ($100M–$1B) | $695M | 31 | 84 | 2 | 03/13/2026 | ☆ |
| 6832 | Wembley Strategic Advisory Llc CRD 305692 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $695M | 11 | 35 | 2 | 05/11/2026 | ☆ |
| 6833 | Optimum Quantvest Corporation CRD 301469 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $695M | 13 | 15 | 4 | 03/23/2026 | ☆ |
| 6834 | Mayport, Llc CRD 288215 | Wealth Manager · Small ($100M–$1B) | $695M | 152 | 756 | 3 | 03/10/2026 | ☆ | |
| 6835 | Premier Wealth Advisors, Llc CRD 285510 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $695M | 510 | 1,824 | 6 | 02/06/2026 | ☆ |
| 6836 | High Falls Advisors, Inc. CRD 108678 | Rochester, NY | Insurance-Affiliated · Small ($100M–$1B) | $695M | 788 | 1,848 | 17 | 03/31/2026 | ☆ |
| 6837 | Value Holdings Management Co. Llc CRD 157676 | Private Fund Manager · Small ($100M–$1B) | $695M | 2 | 2 | 1 | 05/11/2026 | ☆ | |
| 6838 | Blueshift Asset Management, Llc CRD 290637 | Red Bank, NJ | Investment Adviser · Small ($100M–$1B) | $694M | 7 | 7 | 13 | 03/30/2026 | ☆ |
| 6839 | William Joseph Capital Management, Inc. CRD 226535 | Bristol, CT | Insurance-Affiliated · Small ($100M–$1B) | $694M | 1,879 | 1,879 | 27 | 03/31/2026 | ☆ |
| 6840 | Icv Partners, Llc CRD 160651 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $694M | 4 | 4 | 13 | 03/30/2026 | ☆ |
| 6841 | Black Swift Group, Llc CRD 286084 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $694M | 406 | 406 | 9 | 07/09/2026 | ☆ |
| 6842 | Moneda Usa, Inc. CRD 157833 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $694M | 3 | 3 | 5 | 05/12/2026 | ☆ |
| 6843 | Cogenuity Partners, Llc CRD 332474 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $694M | 4 | 4 | 16 | 04/28/2026 | ☆ |
| 6844 | Wmg Financial Advisors, Llc CRD 285824 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $694M | 1,655 | 1,654 | 18 | 09/16/2026 | ☆ |
| 6845 | Cambridge Advisors Inc CRD 104851 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $694M | 287 | 826 | 6 | 03/19/2026 | ☆ |
| 6846 | Bonnie Wusz & Associates, Inc. CRD 116471 | Orange, CA | Wealth Manager · Small ($100M–$1B) | $693M | 529 | 1,229 | 5 | 09/24/2026 | ☆ |
| 6847 | Skyoak Wealth Llc CRD 299564 | Southfield, MI | Wealth Manager · Small ($100M–$1B) | $693M | 450 | 1,230 | 7 | 03/06/2026 | ☆ |
| 6848 | Covenant Asset Management, Llc CRD 108567 | Chester, NJ | Wealth Manager · Small ($100M–$1B) | $693M | 665 | 665 | 11 | 03/19/2026 | ☆ |
| 6849 | Eichner Investment Planning, Llc CRD 128215 | Cincinnati, OH | Multi-Family Office · Small ($100M–$1B) | $692M | 26 | 330 | 1 | 03/12/2026 | ☆ |
| 6850 | Madrona Financial Services, Llc CRD 115753 | Everett, WA | Insurance-Affiliated · Small ($100M–$1B) | $692M | 689 | 1,813 | 18 | 06/08/2026 | ☆ |