Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7551 | Western Standard, Llc CRD 147864 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $575M | 3 | 3 | 8 | 03/30/2026 | ☆ |
| 7552 | Realization Capital Partners Management Llc CRD 304264 | Private Fund Manager · Small ($100M–$1B) | $574M | 2 | 2 | 8 | 06/02/2026 | ☆ | |
| 7553 | Untitled Investments Lp CRD 306357 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $574M | 6 | 5 | 10 | 03/18/2026 | ☆ |
| 7554 | Berkeley, Inc CRD 117667 | Boise, ID | Wealth Manager · Small ($100M–$1B) | $574M | 222 | 769 | 6 | 02/25/2026 | ☆ |
| 7555 | Curtis Advisory Group, Llc CRD 151695 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $574M | 157 | 548 | 3 | 04/15/2026 | ☆ |
| 7556 | Fsa Advisors, Inc. CRD 286251 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $573M | 4,406 | 4,406 | 31 | 03/08/2026 | ☆ |
| 7557 | Bastion Management Ii Llc CRD 309685 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $573M | 6 | 6 | 13 | 04/17/2026 | ☆ |
| 7558 | Burkett Financial Services, Llc CRD 140168 | Rock Hill, SC | Wealth Manager · Small ($100M–$1B) | $573M | 476 | 1,525 | 7 | 02/03/2026 | ☆ |
| 7559 | North Shore Private Asset Management, Llc CRD 130132 | Lake Forest, IL | Wealth Manager · Small ($100M–$1B) | $573M | 218 | 449 | 4 | 03/30/2026 | ☆ |
| 7560 | G.W. Sherwold Associates, Inc. CRD 42186 | Lake Forest, CA | Insurance-Affiliated · Small ($100M–$1B) | $572M | 424 | 786 | 3 | 02/13/2026 | ☆ |
| 7561 | The Ithaka Group, Llc CRD 146975 | Arlington, VA | Investment Adviser · Small ($100M–$1B) | $572M | 126 | 126 | 7 | 07/17/2026 | ☆ |
| 7562 | Prasad Wealth Partners, Llc CRD 332507 | Independence, OH | Wealth Manager · Small ($100M–$1B) | $572M | 729 | 2,015 | 11 | 07/07/2026 | ☆ |
| 7563 | Linepoint Partners & Co., Llc CRD 332598 | Los Angeles, CA | Investment Adviser · Small ($100M–$1B) | $572M | 34 | 27 | 8 | 03/31/2026 | ☆ |
| 7564 | Conning Investment Products, Inc. CRD 120387 | Hartford, CT | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $572M | 0 | 9 | 8 | 03/30/2026 | ☆ |
| 7565 | Painted Porch Advisors Llc CRD 304375 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $572M | 297 | 806 | 21 | 03/23/2026 | ☆ |
| 7566 | Independent Investors Inc CRD 105677 | Nesconset, NY | Wealth Manager · Small ($100M–$1B) | $572M | 100 | 149 | 6 | 03/27/2026 | ☆ |
| 7567 | Family Wms, Llc CRD 126456 | Athens, GA | Wealth Manager · Small ($100M–$1B) | $572M | 61 | 554 | 8 | 02/18/2026 | ☆ |
| 7568 | Westward Investment Advisory, Llc CRD 281742 | Mission, KS | Multi-Family Office · Small ($100M–$1B) | $572M | 20 | 61 | 5 | 03/23/2026 | ☆ |
| 7569 | Prevatt Capital Ltd CRD 311895 | Nassau | Private Fund Manager · Small ($100M–$1B) | $571M | 3 | 3 | 6 | 03/18/2026 | ☆ |
| 7570 | Capital Markets Iq, Llc CRD 134921 | Wealth Manager · Small ($100M–$1B) | $571M | 884 | 884 | 23 | 07/28/2026 | ☆ | |
| 7571 | Clean Yield Group Inc CRD 104826 | Norwich, VT | Wealth Manager · Small ($100M–$1B) | $571M | 257 | 667 | 9 | 03/03/2026 | ☆ |
| 7572 | Sanchez Wealth Management Group, Llc CRD 169274 | Jacksonville, FL | Insurance-Affiliated · Small ($100M–$1B) | $571M | 545 | 1,502 | 3 | 02/20/2026 | ☆ |
| 7573 | Lifestyle Asset Management, Inc. CRD 157450 | Friendswood, TX | Wealth Manager · Small ($100M–$1B) | $571M | 928 | 1,852 | 13 | 07/15/2026 | ☆ |
| 7574 | Tyro Capital Management, Llc CRD 312329 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $571M | 2 | 2 | 6 | 04/16/2026 | ☆ |
| 7575 | Loom Capital Management Llc CRD 174093 | New York, NY | Investment Adviser · Small ($100M–$1B) | $571M | 27 | 27 | 2 | 03/27/2026 | ☆ |
| 7576 | Gumshoe Capital Management Llc CRD 328451 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $571M | 4 | 4 | 7 | 03/31/2026 | ☆ |
| 7577 | Ttp Investments, Inc. CRD 284082 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $571M | 382 | 1,038 | 3 | 03/25/2026 | ☆ |
| 7578 | Goodhart Partners Llp CRD 281566 | London | Private Fund Manager · Small ($100M–$1B) | $570M | 9 | 9 | 16 | 06/26/2026 | ☆ |
| 7579 | Freif Advisors Llc CRD 340426 | Denver, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $570M | 1 | 1 | 69 | 05/29/2026 | ☆ |
| 7580 | Bay Hills Capital Management, Llc CRD 158603 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $570M | 10 | 10 | 7 | 03/31/2026 | ☆ |
| 7581 | Lionstone Capital Management Llc CRD 157603 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $570M | 4 | 4 | 6 | 03/31/2026 | ☆ |
| 7582 | Inca Investments, Llc CRD 131194 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $570M | 2 | 3 | 9 | 04/14/2026 | ☆ |
| 7583 | Aspiring Ventures, Llc CRD 282891 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $570M | 144 | 569 | 2 | 06/25/2026 | ☆ |
| 7584 | Tallwoods Partners, Llc CRD 168865 | Chicago, IL | Multi-Family Office · Small ($100M–$1B) | $569M | 8 | 20 | 2 | 03/31/2026 | ☆ |
| 7585 | Potentia Ria, Llc CRD 329135 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $569M | 731 | 1,253 | 16 | 03/31/2026 | ☆ |
| 7586 | Gilliland Jeter Wealth Management, Llc CRD 324403 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $569M | 297 | 836 | 4 | 07/16/2026 | ☆ |
| 7587 | Driftwood Advisors, Llc CRD 307316 | Coral Gables, FL | Private Fund Manager · Small ($100M–$1B) | $569M | 3 | 3 | 52 | 06/01/2026 | ☆ |
| 7588 | Elite Retirement Planning, Llc CRD 297942 | Grimes, IA | Insurance-Affiliated · Small ($100M–$1B) | $569M | 1,019 | 2,896 | 30 | 03/30/2026 | ☆ |
| 7589 | Act Wealth Management, Llc CRD 155131 | Allen, TX | Wealth Manager · Small ($100M–$1B) | $569M | 264 | 616 | 5 | 02/17/2026 | ☆ |
| 7590 | Talis Advisory Services, Llc CRD 135145 | Richardson, TX | Insurance-Affiliated · Small ($100M–$1B) | $569M | 184 | 602 | 60 | 04/22/2026 | ☆ |
| 7591 | Freedom Investment Management, Inc. CRD 126052 | South Windsor, CT | Wealth Manager · Small ($100M–$1B) | $569M | 520 | 925 | 9 | 02/04/2026 | ☆ |
| 7592 | Inveris Us Llc CRD 310003 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $568M | 369 | 369 | 6 | 08/06/2026 | ☆ |
| 7593 | Ria Advisory Group, Llc CRD 152566 | Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $568M | 1,996 | 3,228 | 25 | 06/23/2026 | ☆ |
| 7594 | Fcg Investment Company CRD 308192 | Germantown, TN | Wealth Manager · Small ($100M–$1B) | $568M | 351 | 442 | 10 | 02/03/2026 | ☆ |
| 7595 | Scissortail Wealth Management, Llc CRD 297761 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $568M | 485 | 2,566 | 13 | 04/30/2026 | ☆ |
| 7596 | Pier 88 Investment Partners, Llc CRD 169316 | San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $568M | 12 | 12 | 5 | 03/25/2026 | ☆ |
| 7597 | S.E.E.D. Planning Group, Llc CRD 188521 | Binghamton, NY | Wealth Manager · Small ($100M–$1B) | $568M | 763 | 2,027 | 28 | 07/28/2026 | ☆ |
| 7598 | Ddfg, Inc CRD 317862 | Thousand Oaks, CA | Wealth Manager · Small ($100M–$1B) | $568M | 347 | 1,100 | 8 | 04/08/2026 | ☆ |
| 7599 | Liberty Square Wealth Partners Llc CRD 332476 | Bethlehem, PA | Wealth Manager · Small ($100M–$1B) | $568M | 625 | 1,668 | 6 | 05/15/2026 | ☆ |
| 7600 | Turnbridge Re Fund Management Company I Llc CRD 291631 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $568M | 3 | 3 | 23 | 06/12/2026 | ☆ |