Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7601 | Mascoma Wealth Management Llc CRD 174907 | Hanover, NH | Wealth Manager · Small ($100M–$1B) | $568M | 477 | 1,185 | 12 | 02/28/2026 | ☆ |
| 7602 | N CRD 107829 | Wealth Manager · Small ($100M–$1B) | $568M | 482 | 1,382 | 6 | 02/04/2025 | ☆ | |
| 7603 | Prentice Wealth Management Llc CRD 160052 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $568M | 1,029 | 1,034 | 14 | 05/26/2026 | ☆ |
| 7604 | Ffg Partners, Llc CRD 318641 | Fort Lauderdale, FL | Wealth Manager · Small ($100M–$1B) | $567M | 238 | 675 | 8 | 03/25/2026 | ☆ |
| 7605 | Frec Advisers Llc CRD 325982 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $567M | 1,830 | 1,830 | 7 | 07/21/2026 | ☆ |
| 7606 | White Wolf Capital Advisors, Llc CRD 311816 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $567M | 36 | 36 | 19 | 07/16/2026 | ☆ |
| 7607 | Sumitomo Mitsui Ds Asset Management (Hong Kong) Limited CRD 110459 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $567M | 16 | 16 | 27 | 03/30/2026 | ☆ |
| 7608 | Latitude Advisors, Llc CRD 151001 | Wealth Manager · Small ($100M–$1B) | $567M | 1,590 | 2,575 | 66 | 04/22/2026 | ☆ | |
| 7609 | Decker Wealth Management, Llc CRD 150094 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $566M | 326 | 815 | 7 | 03/27/2026 | ☆ |
| 7610 | Rhino Investment Partners, Inc. CRD 283692 | West Conshohocken, PA | Private Fund Manager · Small ($100M–$1B) | $566M | 2 | 5 | 3 | 07/28/2026 | ☆ |
| 7611 | Alteri Wealth Llc CRD 331100 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $566M | 350 | 1,344 | 7 | 06/24/2026 | ☆ |
| 7612 | Midwest Financial Group Llc CRD 175288 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $566M | 955 | 2,222 | 9 | 02/28/2026 | ☆ |
| 7613 | Equinum, Llc CRD 304350 | Brooklyn, NY | Wealth Manager · Small ($100M–$1B) | $566M | 214 | 498 | 5 | 04/14/2026 | ☆ |
| 7614 | First Kentucky Securities Corporation CRD 7524 | Louisville, KY | Insurance-Affiliated · Small ($100M–$1B) | $566M | 1,530 | 1,530 | 19 | 12/02/2025 | ☆ |
| 7615 | Adams Wealth Management Llc CRD 286087 | Logan, UT | Insurance-Affiliated · Small ($100M–$1B) | $566M | 703 | 2,506 | 18 | 07/07/2026 | ☆ |
| 7616 | N CRD 311037 | Private Fund Manager · Small ($100M–$1B) | $566M | 2 | 2 | 5 | 03/30/2025 | ☆ | |
| 7617 | First Fiduciary Investment Counsel Inc CRD 111144 | Cleveland, OH | Wealth Manager · Small ($100M–$1B) | $566M | 276 | 460 | 5 | 03/27/2026 | ☆ |
| 7618 | Atticus Wealth Management, Llc CRD 296949 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $565M | 429 | 1,105 | 8 | 05/22/2026 | ☆ |
| 7619 | Alidade Capital, Llc CRD 165341 | Bloomfield Hills, MI | Private Fund Manager · Small ($100M–$1B) | $565M | 2 | 2 | 22 | 04/02/2026 | ☆ |
| 7620 | Friedlander & Co Inc CRD 105150 | Milwaukee, WI | Multi-Family Office · Small ($100M–$1B) | $565M | 31 | 64 | 1 | 02/20/2026 | ☆ |
| 7621 | Reedmark Advisors, Llc CRD 173760 | Somerville, NJ | Institutional / Pension Advisor · Small ($100M–$1B) | $565M | 77 | 77 | 12 | 03/18/2026 | ☆ |
| 7622 | Jackson Square Capital, Llc CRD 300314 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $564M | 631 | 631 | 6 | 03/25/2026 | ☆ |
| 7623 | N CRD 38474 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $564M | 2 | 2 | 11 | 03/30/2026 | ☆ | |
| 7624 | Shikiar Asset Management Inc CRD 107533 | New York, NY | Wealth Manager · Small ($100M–$1B) | $564M | 148 | 238 | 6 | 03/24/2026 | ☆ |
| 7625 | Boyum Wealth Architects Llc CRD 161261 | Bloomington, MN | Insurance-Affiliated · Small ($100M–$1B) | $564M | 454 | 1,155 | 15 | 04/30/2026 | ☆ |
| 7626 | Ecc Fund Manager Ii, Llc CRD 167090 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $564M | 11 | 11 | 17 | 03/25/2026 | ☆ |
| 7627 | The Luts & Greenleigh Group, Inc. CRD 305002 | Bethesda, MD | Wealth Manager · Small ($100M–$1B) | $564M | 250 | 896 | 3 | 07/17/2026 | ☆ |
| 7628 | Pondera Holdings Llc CRD 315097 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $564M | 8 | 8 | 5 | 05/21/2026 | ☆ |
| 7629 | Wave Equity Partners Llc CRD 170642 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $564M | 17 | 17 | 9 | 03/30/2026 | ☆ |
| 7630 | Tortuga Advisers Llc CRD 137514 | Simi Valley, CA | Multi-Family Office · Small ($100M–$1B) | $564M | 40 | 40 | 1 | 04/30/2026 | ☆ |
| 7631 | Downtown Wealth Studios, Llc CRD 325213 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $563M | 46 | 135 | 5 | 03/11/2026 | ☆ |
| 7632 | Stieven Capital Advisors, L.P. CRD 136106 | St. Louis, MO | Private Fund Manager · Small ($100M–$1B) | $563M | 2 | 2 | 8 | 03/18/2026 | ☆ |
| 7633 | Paradigm Wealth Management, Llc CRD 148662 | Westlake, OH | Wealth Manager · Small ($100M–$1B) | $563M | 416 | 500 | 7 | 03/09/2026 | ☆ |
| 7634 | Dara Capital Us, Inc. CRD 153544 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $563M | 58 | 58 | 3 | 03/06/2026 | ☆ |
| 7635 | Brooklyn Fi, Llc CRD 292115 | Brooklyn, NY | Wealth Manager · Small ($100M–$1B) | $563M | 373 | 373 | 10 | 06/23/2026 | ☆ |
| 7636 | Sequel Holdings, L.P. CRD 170237 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $563M | 10 | 10 | 12 | 03/27/2026 | ☆ |
| 7637 | Vela Investment Management, Llc CRD 306678 | New Albany, OH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $563M | 179 | 346 | 29 | 03/26/2026 | ☆ |
| 7638 | Lifeguide Financial Advisors, Llc CRD 284842 | Mechanicsburg, PA | Wealth Manager · Small ($100M–$1B) | $563M | 778 | 2,715 | 25 | 07/16/2026 | ☆ |
| 7639 | Harraden Circle Investments, Llc CRD 310227 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $563M | 11 | 11 | 9 | 07/16/2026 | ☆ |
| 7640 | Jacobsen Capital Management, Llc CRD 116085 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $563M | 118 | 535 | 4 | 03/17/2026 | ☆ |
| 7641 | Point 41 Capital Partners, L.P. CRD 334365 | Cos Cob, CT | Private Fund Manager · Small ($100M–$1B) | $563M | 6 | 6 | 11 | 06/26/2026 | ☆ |
| 7642 | Mb Global Advisers, Llc CRD 166823 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $562M | 4 | 4 | 8 | 03/27/2026 | ☆ |
| 7643 | Strongbox Wealth, Llc CRD 304952 | Lee's Summit, MO | Wealth Manager · Small ($100M–$1B) | $562M | 499 | 1,698 | 7 | 03/10/2026 | ☆ |
| 7644 | Altera Private Access, Llc CRD 287467 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $562M | 52 | 52 | 13 | 08/03/2026 | ☆ |
| 7645 | Beck Capital Management Llc CRD 152705 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $562M | 451 | 1,110 | 9 | 04/16/2026 | ☆ |
| 7646 | Dumont & Blake Investment Advisors Llc CRD 109318 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $562M | 439 | 858 | 8 | 03/31/2026 | ☆ |
| 7647 | Capitol Private Wealth Group Llc CRD 283257 | Vienna, VA | Wealth Manager · Small ($100M–$1B) | $562M | 572 | 2,157 | 8 | 04/20/2026 | ☆ |
| 7648 | Sgh Wealth Management CRD 284067 | Lathrup Village, MI | Wealth Manager · Small ($100M–$1B) | $562M | 427 | 427 | 12 | 02/01/2026 | ☆ |
| 7649 | N CRD 322725 | Investment Adviser · Small ($100M–$1B) | $561M | 31 | 98 | 2 | 03/04/2025 | ☆ | |
| 7650 | Acorn Wealth Advisors, Llc CRD 170462 | Grand Blanc, MI | Insurance-Affiliated · Small ($100M–$1B) | $561M | 809 | 2,132 | 5 | 06/11/2026 | ☆ |