Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 7701 | Kooman & Associates CRD 322163 | Altoona, PA | Wealth Manager · Small ($100M–$1B) | $556M | 331 | 1,596 | 10 | 03/12/2026 | ☆ |
| 7702 | Bigelow Investment Advisors, Llc CRD 143733 | Portland, ME | Wealth Manager · Small ($100M–$1B) | $555M | 331 | 895 | 8 | 05/08/2026 | ☆ |
| 7703 | Digital Wealth Partners Llc CRD 328627 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $555M | 2,551 | 2,551 | 70 | 07/08/2026 | ☆ |
| 7704 | O'rourke & Company, Incorporated CRD 132481 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $555M | 580 | 738 | 4 | 07/06/2026 | ☆ |
| 7705 | Premier Wealth Advisors, Llc CRD 120358 | New York, NY | Wealth Manager · Small ($100M–$1B) | $555M | 643 | 741 | 9 | 03/27/2026 | ☆ |
| 7706 | Kimery Wealth Management, Llc CRD 288229 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $555M | 471 | 1,738 | 10 | 03/31/2026 | ☆ |
| 7707 | Lansing Street Advisors Llc CRD 306882 | Ambler, PA | Wealth Manager · Small ($100M–$1B) | $555M | 151 | 561 | 5 | 07/01/2026 | ☆ |
| 7708 | Sarasin Asset Management Limited CRD 115788 | London | Wealth Manager · Small ($100M–$1B) | $555M | 140 | 139 | 7 | 03/19/2026 | ☆ |
| 7709 | Ion Pacific, Inc. CRD 328607 | Venice, CA | Private Fund Manager · Small ($100M–$1B) | $555M | 47 | 47 | 20 | 07/17/2026 | ☆ |
| 7710 | Kercheville Advisors Llc CRD 169471 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $555M | 352 | 723 | 5 | 06/26/2026 | ☆ |
| 7711 | Prairie Advisory, Llc CRD 339211 | Leawood, KS | Investment Adviser · Small ($100M–$1B) | $554M | 625 | 1,500 | 12 | 06/16/2026 | ☆ |
| 7712 | Suntx Capital Management Corp. CRD 161332 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $554M | 3 | 3 | 14 | 03/30/2026 | ☆ |
| 7713 | The Central Trust Bank CRD 149262 | Jefferson City, MO | Bank · Small ($100M–$1B) | $554M | 14 | 14 | 4 | 03/13/2026 | ☆ |
| 7714 | Total Management Group, Inc. CRD 124261 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $554M | 243 | 787 | 6 | 02/06/2026 | ☆ |
| 7715 | Global View Investment Advisors, Llc CRD 145499 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $554M | 585 | 1,656 | 8 | 02/23/2026 | ☆ |
| 7716 | Avalon Global Asset Management Llc CRD 107785 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $554M | 4 | 4 | 5 | 03/18/2026 | ☆ |
| 7717 | Pegasus Asset Management Inc CRD 104766 | Morristown, NJ | Wealth Manager · Small ($100M–$1B) | $554M | 284 | 800 | 5 | 06/12/2026 | ☆ |
| 7718 | Asset Planning, Inc CRD 111535 | Los Alamitos, CA | Wealth Manager · Small ($100M–$1B) | $553M | 373 | 973 | 5 | 01/26/2026 | ☆ |
| 7719 | Sma Capital Llc CRD 335168 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $553M | 5 | 5 | 9 | 03/30/2026 | ☆ |
| 7720 | Sc Asset Management Asesores En Inversiones Independientes, S.A. CRD 339845 | Mexico City | Investment Adviser · Small ($100M–$1B) | $553M | 385 | 515 | 6 | 06/02/2026 | ☆ |
| 7721 | Creekside Partners Financial Advisers Llc CRD 125401 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $553M | 274 | 819 | 2 | 03/12/2026 | ☆ |
| 7722 | Tsp Capital Management Group, Llc CRD 131889 | Summit, NJ | Wealth Manager · Small ($100M–$1B) | $553M | 144 | 259 | 5 | 03/20/2026 | ☆ |
| 7723 | Northern Right Capital Management, L.P. CRD 133046 | Darien, CT | Private Fund Manager · Small ($100M–$1B) | $553M | 4 | 7 | 6 | 03/31/2026 | ☆ |
| 7724 | Tolsma Investments, Llc CRD 287941 | Wealth Manager · Small ($100M–$1B) | $553M | 215 | 1,186 | 1 | 04/02/2026 | ☆ | |
| 7725 | Mw Advisor, Llc CRD 332429 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $553M | 1 | 1 | 115 | 07/31/2026 | ☆ |
| 7726 | Omega Financial Group, Llc CRD 164147 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $552M | 324 | 974 | 6 | 06/04/2026 | ☆ |
| 7727 | Nexus One Financial Advisors Llc CRD 336809 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $552M | 685 | 1,661 | 10 | 07/21/2026 | ☆ |
| 7728 | Alliance Wealth Advisors, Llc CRD 314668 | Centerville, UT | Wealth Manager · Small ($100M–$1B) | $552M | 770 | 1,961 | 19 | 08/06/2026 | ☆ |
| 7729 | Las Olas Capital Advisors, Llc CRD 175077 | Fort Lauderdale, FL | Insurance-Affiliated · Small ($100M–$1B) | $552M | 41 | 45 | 8 | 03/31/2026 | ☆ |
| 7730 | Global Assets Advisory, Llc CRD 300460 | Orlando, FL | Insurance-Affiliated · Small ($100M–$1B) | $552M | 2,588 | 2,588 | 29 | 06/01/2026 | ☆ |
| 7731 | The Planning Project Llc CRD 297658 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $551M | 209 | 949 | 12 | 07/31/2026 | ☆ |
| 7732 | Broadleaf Partners, Llc CRD 137433 | Hudson, OH | Wealth Manager · Small ($100M–$1B) | $551M | 244 | 582 | 7 | 06/08/2026 | ☆ |
| 7733 | Hst Ventures, Llc CRD 317143 | Park City, UT | Private Fund Manager · Small ($100M–$1B) | $551M | 1 | 1 | 4 | 02/24/2026 | ☆ |
| 7734 | Frederick Financial Consultants, Llc CRD 314290 | Frederick, MD | Wealth Manager · Small ($100M–$1B) | $551M | 822 | 822 | 7 | 03/19/2026 | ☆ |
| 7735 | Amicus Financial Advisors, Llc CRD 131315 | Lubbock, TX | Wealth Manager · Small ($100M–$1B) | $551M | 748 | 1,486 | 19 | 03/30/2026 | ☆ |
| 7736 | Dedora Capital, Inc. CRD 177523 | Napa, CA | Wealth Manager · Small ($100M–$1B) | $551M | 467 | 1,309 | 12 | 03/25/2026 | ☆ |
| 7737 | Miramar Capital Llc CRD 290909 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $550M | 150 | 369 | 6 | 03/27/2026 | ☆ |
| 7738 | New Holland Trading Llc CRD 337695 | New York, NY | Investment Adviser · Small ($100M–$1B) | $550M | 0 | 1 | 16 | 06/16/2026 | ☆ |
| 7739 | Terramont Infrastructure Management Llc CRD 317282 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $550M | 6 | 6 | 6 | 03/16/2026 | ☆ |
| 7740 | Pinnacle Wealth Advisors, Llc CRD 117517 | Clackamas, OR | Wealth Manager · Small ($100M–$1B) | $550M | 832 | 2,956 | 21 | 07/16/2026 | ☆ |
| 7741 | Snider Retirement Strategies, Inc. CRD 117392 | Bellevue, WA | Insurance-Affiliated · Small ($100M–$1B) | $550M | 515 | 1,543 | 15 | 07/20/2026 | ☆ |
| 7742 | Varcov Co. CRD 335143 | Darien, CT | Private Fund Manager · Small ($100M–$1B) | $550M | 1 | 1 | 2 | 03/17/2026 | ☆ |
| 7743 | Harvest Investment Consultants Llc CRD 110258 | Hunt Valley, MD | Wealth Manager · Small ($100M–$1B) | $549M | 1,042 | 1,915 | 12 | 03/09/2026 | ☆ |
| 7744 | Mack & Co. Partners, Lp CRD 324218 | Dallas, TX | Multi-Family Office · Small ($100M–$1B) | $549M | 12 | 25 | 8 | 05/07/2026 | ☆ |
| 7745 | Stiles Financial Services Incorporated CRD 117023 | Edina, MN | Insurance-Affiliated · Small ($100M–$1B) | $549M | 261 | 793 | 12 | 03/23/2026 | ☆ |
| 7746 | Mills Wealth Advisors, Llc CRD 159251 | Southlake, TX | Wealth Manager · Small ($100M–$1B) | $549M | 472 | 1,877 | 8 | 03/25/2026 | ☆ |
| 7747 | Exome Asset Management Llc CRD 304585 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $549M | 6 | 6 | 10 | 03/27/2026 | ☆ |
| 7748 | May Hill Capital, Llc CRD 332076 | Cohasset, MA | Wealth Manager · Small ($100M–$1B) | $549M | 113 | 563 | 3 | 02/25/2026 | ☆ |
| 7749 | Hamel Associates Inc CRD 107128 | Center Valley, PA | Wealth Manager · Small ($100M–$1B) | $548M | 127 | 238 | 7 | 03/25/2026 | ☆ |
| 7750 | Cable Car Capital, Lp CRD 169234 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $548M | 4 | 15 | 3 | 03/31/2026 | ☆ |