Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8801 | Argentarii, Llc CRD 332112 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $432M | 125 | 479 | 10 | 08/07/2026 | ☆ |
| 8802 | Fsb Premier Wealth Management, Inc. CRD 15898 | Waterloo, IA | Insurance-Affiliated · Small ($100M–$1B) | $432M | 934 | 2,130 | 12 | 03/27/2026 | ☆ |
| 8803 | Mrwm Advisors, Llc CRD 288944 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $432M | 349 | 1,068 | 5 | 03/09/2026 | ☆ |
| 8804 | Tricord Advisors, Inc. CRD 155749 | Riverside, CA | Insurance-Affiliated · Small ($100M–$1B) | $432M | 552 | 1,377 | 5 | 03/30/2026 | ☆ |
| 8805 | Intermarket Corporation CRD 161833 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $432M | 3 | 3 | 8 | 03/30/2026 | ☆ |
| 8806 | Foreword Capital, Lp CRD 332205 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $431M | 3 | 3 | 9 | 03/26/2026 | ☆ |
| 8807 | Nbz Investment Advisors, Llc CRD 123902 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $431M | 199 | 529 | 7 | 03/25/2026 | ☆ |
| 8808 | Etf Portfolio Partners, Inc. CRD 128366 | Leawood, KS | Wealth Manager · Small ($100M–$1B) | $431M | 443 | 429 | 8 | 01/23/2026 | ☆ |
| 8809 | Prospect Financial Services Llc CRD 314154 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $431M | 613 | 1,156 | 12 | 03/09/2026 | ☆ |
| 8810 | Mwm Group Llc CRD 164123 | Cedarhurst, NY | Wealth Manager · Small ($100M–$1B) | $431M | 364 | 971 | 4 | 05/22/2026 | ☆ |
| 8811 | Republic Capital Adviser Llc CRD 316437 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $431M | 102 | 102 | 6 | 06/22/2026 | ☆ |
| 8812 | Causey Public Finance Llc CRD 332123 | Investment Adviser · Small ($100M–$1B) | $431M | 17 | 65 | 16 | 03/25/2026 | ☆ | |
| 8813 | Cutler Capital Management Llc CRD 107463 | Worcester, MA | Wealth Manager · Small ($100M–$1B) | $431M | 146 | 348 | 9 | 03/25/2026 | ☆ |
| 8814 | Steadmont Advisors, Llc CRD 328882 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $431M | 339 | 1,249 | 5 | 07/06/2026 | ☆ |
| 8815 | Arrowroot Family Office, Llc CRD 168744 | Marina Del Rey, CA | Multi-Family Office · Small ($100M–$1B) | $431M | 1,415 | 1,416 | 18 | 03/30/2026 | ☆ |
| 8816 | White Pine Capital Llc CRD 108417 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $431M | 84 | 353 | 7 | 03/31/2026 | ☆ |
| 8817 | Swmg, Llc CRD 166688 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $430M | 429 | 1,652 | 19 | 07/07/2026 | ☆ |
| 8818 | Castle Wealth Management Llc CRD 118364 | Boynton Beach, FL | Wealth Manager · Small ($100M–$1B) | $430M | 251 | 917 | 3 | 07/15/2026 | ☆ |
| 8819 | N CRD 313332 | Wealth Manager · Small ($100M–$1B) | $430M | 325 | 995 | 2 | 03/14/2025 | ☆ | |
| 8820 | Diker Management Llc CRD 119786 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $430M | 18 | 18 | 7 | 03/19/2026 | ☆ |
| 8821 | N CRD 160192 | Wealth Manager · Small ($100M–$1B) | $430M | 291 | 767 | 4 | 08/19/2025 | ☆ | |
| 8822 | Socha Financial Group, Llc CRD 299263 | Corning, NY | Wealth Manager · Small ($100M–$1B) | $430M | 734 | 1,526 | 6 | 03/31/2026 | ☆ |
| 8823 | Power Wealth Management Llc CRD 315101 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $430M | 253 | 718 | 10 | 07/15/2026 | ☆ |
| 8824 | Integrated Capital Management Llc CRD 284766 | Bloomfield Hills, MI | Insurance-Affiliated · Small ($100M–$1B) | $430M | 448 | 2,021 | 5 | 02/27/2026 | ☆ |
| 8825 | Compass Financial Group, Inc. CRD 125186 | Deerfield Beach, FL | Wealth Manager · Small ($100M–$1B) | $430M | 120 | 431 | 6 | 03/26/2026 | ☆ |
| 8826 | Navigate Wealth Management, Llc CRD 173770 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $430M | 274 | 873 | 8 | 04/06/2026 | ☆ |
| 8827 | Shayne & Jacobs, Llc CRD 109423 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $429M | 169 | 231 | 5 | 03/27/2026 | ☆ |
| 8828 | Qbox Fiduciary Solutions, Llc CRD 167622 | Fort Wayne, IN | Institutional / Pension Advisor · Small ($100M–$1B) | $429M | 314 | 346 | 2 | 03/05/2026 | ☆ |
| 8829 | Radian Investment Management Llc CRD 325109 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $429M | 3 | 3 | 7 | 03/31/2026 | ☆ |
| 8830 | Square Wave Capital Llc CRD 318517 | Brooklyn, NY | Private Fund Manager · Small ($100M–$1B) | $429M | 3 | 3 | 4 | 03/31/2026 | ☆ |
| 8831 | Agis Management Llc CRD 172457 | Clearwater, FL | Private Fund Manager · Small ($100M–$1B) | $429M | 2 | 2 | 16 | 03/28/2026 | ☆ |
| 8832 | Symphony Financial Services, Inc. CRD 125058 | Akron, OH | Insurance-Affiliated · Small ($100M–$1B) | $429M | 641 | 1,312 | 7 | 02/25/2026 | ☆ |
| 8833 | Lawson Kroeker Investment Management Inc CRD 105053 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $429M | 142 | 254 | 7 | 03/04/2026 | ☆ |
| 8834 | N CRD 285713 | Wealth Manager · Small ($100M–$1B) | $428M | 464 | 1,311 | 8 | 04/06/2026 | ☆ | |
| 8835 | Blue Water Asset Management, Llc CRD 175362 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $428M | 940 | 1,855 | 10 | 06/03/2026 | ☆ |
| 8836 | Lega Z Advisory Llc CRD 297417 | Multi-Family Office · Small ($100M–$1B) | $428M | 7 | 64 | 1 | 03/18/2026 | ☆ | |
| 8837 | Coalescence Partners Investment Management Lp CRD 285361 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $428M | 6 | 6 | 6 | 03/31/2026 | ☆ |
| 8838 | Longwall Investment Partners, Llc CRD 324336 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $428M | 50 | 120 | 5 | 07/23/2026 | ☆ |
| 8839 | Providence Financial Advisors, Llc CRD 124839 | Overland Park, KS | Endowment & Foundation Advisor · Small ($100M–$1B) | $428M | 186 | 559 | 5 | 02/27/2026 | ☆ |
| 8840 | Haven Private, Llc CRD 329012 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $428M | 186 | 684 | 6 | 04/24/2026 | ☆ |
| 8841 | Cpc Management, Llc CRD 313413 | Kansas City, MO | Private Fund Manager · Small ($100M–$1B) | $428M | 1 | 1 | 16 | 05/01/2026 | ☆ |
| 8842 | Kerux, Llc CRD 327724 | Granite Bay, CA | Wealth Manager · Small ($100M–$1B) | $428M | 541 | 1,563 | 2 | 07/14/2026 | ☆ |
| 8843 | Mccarter Private Wealth Services Llc CRD 108191 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $428M | 126 | 199 | 6 | 12/16/2025 | ☆ |
| 8844 | N CRD 149665 | Private Fund Manager · Small ($100M–$1B) | $428M | 5 | 5 | 10 | 06/30/2026 | ☆ | |
| 8845 | Belay Investment Group, Llc CRD 281985 | Sherman Oaks, CA | Investment Adviser · Small ($100M–$1B) | $427M | 2 | 4 | 16 | 04/02/2026 | ☆ |
| 8846 | N CRD 147881 | Wealth Manager · Small ($100M–$1B) | $427M | 335 | 797 | 4 | 03/26/2026 | ☆ | |
| 8847 | Shearwater Capital, Llc CRD 115399 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $427M | 180 | 731 | 4 | 03/17/2026 | ☆ |
| 8848 | Sag Harbor Capital Management, Llc CRD 161490 | Great Neck, NY | Private Fund Manager · Small ($100M–$1B) | $427M | 2 | 2 | 13 | 03/30/2026 | ☆ |
| 8849 | O'donnell Financial Services, Llc CRD 172520 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $427M | 995 | 999 | 12 | 03/26/2026 | ☆ |
| 8850 | Protium Capital Limited CRD 335585 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $427M | 1 | 4 | 10 | 03/30/2026 | ☆ |