Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8751 | Lloyd Advisory Services, Llc CRD 150582 | Suwanee, GA | Wealth Manager · Small ($100M–$1B) | $438M | 1,262 | 2,779 | 13 | 03/25/2026 | ☆ |
| 8752 | Crown Wealth Group Llc CRD 299732 | Charlotte, NC | Insurance-Affiliated · Small ($100M–$1B) | $438M | 248 | 982 | 10 | 07/09/2026 | ☆ |
| 8753 | Note Advisors, Llc CRD 171466 | Buffalo, NY | Wealth Manager · Small ($100M–$1B) | $437M | 542 | 1,183 | 11 | 03/30/2026 | ☆ |
| 8754 | Herbert J. Sims Capital Management, Inc. CRD 134510 | Fairfield, CT | Insurance-Affiliated · Small ($100M–$1B) | $437M | 350 | 685 | 30 | 04/27/2026 | ☆ |
| 8755 | Peachtree Wealth Advisors, Inc CRD 139779 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $437M | 503 | 1,359 | 3 | 03/12/2026 | ☆ |
| 8756 | Pfg Investments, Llc CRD 289256 | Jacksonville, OR | Institutional / Pension Advisor · Small ($100M–$1B) | $437M | 474 | 1,984 | 28 | 07/31/2026 | ☆ |
| 8757 | Fogel Capital Management Inc CRD 108212 | Stuart, FL | Wealth Manager · Small ($100M–$1B) | $437M | 263 | 529 | 11 | 03/27/2026 | ☆ |
| 8758 | Ndure Global Llc CRD 327280 | Multi-Family Office · Small ($100M–$1B) | $437M | 23 | 23 | 1 | 03/19/2026 | ☆ | |
| 8759 | August Wealth Advisors Llc CRD 339322 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $437M | 319 | 641 | 8 | 07/06/2026 | ☆ |
| 8760 | Blueprint Investing Llc CRD 151422 | San Francisco, CA | Multi-Family Office · Small ($100M–$1B) | $436M | 42 | 287 | 3 | 07/01/2026 | ☆ |
| 8761 | Westend Capital Management, Llc. CRD 120545 | Sausalito, CA | Insurance-Affiliated · Small ($100M–$1B) | $436M | 331 | 470 | 5 | 03/18/2026 | ☆ |
| 8762 | Financial Asset Management Corp CRD 106643 | Chappaqua, NY | Wealth Manager · Small ($100M–$1B) | $436M | 204 | 846 | 3 | 03/18/2026 | ☆ |
| 8763 | Ravenswood Partners Lp CRD 327106 | Mclean, VA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $436M | 10 | 11 | 5 | 05/14/2026 | ☆ |
| 8764 | Chapel Hill Investment Analysts Inc CRD 109511 | Greensburg, PA | Insurance-Affiliated · Small ($100M–$1B) | $436M | 1,411 | 3,973 | 3 | 03/18/2026 | ☆ |
| 8765 | Muhlenkamp & Co Inc CRD 110787 | Wexford, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $436M | 69 | 69 | 6 | 12/19/2025 | ☆ |
| 8766 | Off Road Capital Management Llc CRD 285344 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $436M | 20 | 20 | 6 | 07/24/2026 | ☆ |
| 8767 | N CRD 335307 | Wealth Manager · Small ($100M–$1B) | $436M | 148 | 593 | 9 | 03/31/2026 | ☆ | |
| 8768 | Pfs Partners, Llc CRD 147872 | Mine Hill, NJ | Wealth Manager · Small ($100M–$1B) | $436M | 528 | 1,374 | 16 | 02/19/2026 | ☆ |
| 8769 | Princeton Capital Management Llc CRD 113926 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $435M | 184 | 390 | 10 | 04/08/2026 | ☆ |
| 8770 | Advisortrust Partners, Llc CRD 304967 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $435M | 184 | 523 | 6 | 05/27/2026 | ☆ |
| 8771 | Murphy Middleton Hinkle & Parker, Inc. CRD 107861 | Thomasville, GA | Insurance-Affiliated · Small ($100M–$1B) | $435M | 336 | 1,290 | 4 | 03/10/2026 | ☆ |
| 8772 | Vci Wealth Management Llc CRD 324833 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $435M | 1,686 | 3,837 | 32 | 05/13/2026 | ☆ |
| 8773 | Family Capital Management, Inc. CRD 111230 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $435M | 499 | 1,322 | 10 | 03/04/2026 | ☆ |
| 8774 | Horrell Capital Management, Inc. CRD 115711 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $435M | 81 | 144 | 1 | 03/03/2026 | ☆ |
| 8775 | Brandon Financial Planning, Inc. CRD 110267 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $435M | 252 | 947 | 5 | 03/18/2026 | ☆ |
| 8776 | N CRD 111595 | Wealth Manager · Small ($100M–$1B) | $435M | 259 | 262 | 6 | 03/10/2025 | ☆ | |
| 8777 | Seven Fleet Capital Management Lp CRD 335203 | Private Fund Manager · Small ($100M–$1B) | $435M | 4 | 4 | 4 | 07/06/2026 | ☆ | |
| 8778 | Carmel Capital Partners, Llc CRD 123907 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $434M | 263 | 782 | 9 | 03/27/2026 | ☆ |
| 8779 | Comprehensive Financial Planning, Inc. CRD 110937 | East Petersburg, PA | Insurance-Affiliated · Small ($100M–$1B) | $434M | 592 | 592 | 6 | 05/19/2026 | ☆ |
| 8780 | Mutual Of America Life Insurance Company CRD 15356 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $434M | 21 | 21 | 734 | 03/31/2026 | ☆ |
| 8781 | N CRD 169423 | Wealth Manager · Small ($100M–$1B) | $434M | 628 | 1,604 | 8 | 03/07/2025 | ☆ | |
| 8782 | Spark Investment Management Llc CRD 160815 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $434M | 3 | 3 | 21 | 03/30/2026 | ☆ |
| 8783 | Sestante Wealth Management, Llc CRD 335152 | Coronado, CA | Multi-Family Office · Small ($100M–$1B) | $434M | 16 | 16 | 4 | 04/22/2026 | ☆ |
| 8784 | Plan A Wealth, Llc CRD 287860 | Lincoln, NE | Wealth Manager · Small ($100M–$1B) | $434M | 658 | 2,203 | 13 | 03/10/2026 | ☆ |
| 8785 | Align Financial, Llc CRD 309238 | Hermantown, MN | Wealth Manager · Small ($100M–$1B) | $434M | 188 | 753 | 5 | 07/30/2026 | ☆ |
| 8786 | L1 Capital Global Inc. CRD 310223 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $434M | 2 | 2 | 3 | 03/26/2026 | ☆ |
| 8787 | Santori & Peters, Inc. CRD 105978 | Canonsburg, PA | Wealth Manager · Small ($100M–$1B) | $433M | 199 | 679 | 5 | 03/17/2026 | ☆ |
| 8788 | Waypoint Wealth Counsel Llc CRD 171822 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $433M | 176 | 532 | 4 | 08/04/2026 | ☆ |
| 8789 | Neostellar Advisors Llc CRD 343216 | New York, NY | Investment Adviser · Small ($100M–$1B) | $433M | 1 | 1 | 9 | 06/18/2026 | ☆ |
| 8790 | Greenbridge Partners Llc CRD 304445 | Lakeland, FL | Wealth Manager · Small ($100M–$1B) | $433M | 648 | 733 | 1 | 03/10/2026 | ☆ |
| 8791 | Alphacentric Advisors Llc CRD 170679 | San Juan, PR | Mutual Fund / Asset Manager · Small ($100M–$1B) | $433M | 6 | 6 | 11 | 06/02/2026 | ☆ |
| 8792 | Bgv Vc Management Llc CRD 298473 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $433M | 12 | 12 | 15 | 03/31/2026 | ☆ |
| 8793 | Regents Park Funds, Llc CRD 284684 | Irvine, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $433M | 5 | 5 | 7 | 03/20/2026 | ☆ |
| 8794 | Faction Ventures, Llc CRD 318821 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $433M | 5 | 5 | 8 | 03/17/2026 | ☆ |
| 8795 | Cotulla Holdings Llc CRD 330008 | Private Fund Manager · Small ($100M–$1B) | $433M | 1 | 1 | 2 | 06/26/2026 | ☆ | |
| 8796 | Lisanti Capital Growth Llc CRD 130023 | New York, NY | Investment Adviser · Small ($100M–$1B) | $432M | 18 | 20 | 4 | 07/17/2026 | ☆ |
| 8797 | Engaged Capital, Llc CRD 161251 | Newport Beach, CA | Private Fund Manager · Small ($100M–$1B) | $432M | 8 | 8 | 11 | 02/18/2026 | ☆ |
| 8798 | Third North Capital Lp CRD 285348 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $432M | 4 | 4 | 5 | 03/30/2026 | ☆ |
| 8799 | Tred Avon Family Wealth, Llc CRD 174115 | Easton, MD | Wealth Manager · Small ($100M–$1B) | $432M | 347 | 347 | 3 | 03/27/2026 | ☆ |
| 8800 | Heitman International Hk Limited CRD 170550 | Central Hong Kong | Private Fund Manager · Small ($100M–$1B) | $432M | 16 | 11 | 123 | 04/01/2026 | ☆ |