Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8851 | Cp Capital (Us) Partners Lp CRD 158979 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $427M | 9 | 9 | 17 | 06/11/2026 | ☆ |
| 8852 | Care Equity Capital Management, L.P. CRD 312131 | Private Fund Manager · Small ($100M–$1B) | $427M | 2 | 2 | 7 | 03/31/2026 | ☆ | |
| 8853 | Hfg Advisors, Inc. CRD 282027 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $427M | 675 | 2,091 | 9 | 08/04/2026 | ☆ |
| 8854 | Beacon Bridge Wealth Partners, Llc CRD 321705 | Lower Gwynedd, PA | Wealth Manager · Small ($100M–$1B) | $427M | 717 | 1,113 | 11 | 04/30/2026 | ☆ |
| 8855 | Hep Management Corporation CRD 161855 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $427M | 3 | 3 | 9 | 03/31/2026 | ☆ |
| 8856 | Blue Like An Orange Capital Us Llc CRD 291948 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $427M | 2 | 2 | 6 | 03/12/2026 | ☆ |
| 8857 | Pacific Strategic Management, Lp CRD 127990 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $426M | 24 | 68 | 3 | 03/31/2026 | ☆ |
| 8858 | Abr Dynamic Funds, Llc CRD 171847 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $426M | 7 | 7 | 10 | 06/09/2026 | ☆ |
| 8859 | Stark Richard Joseph CRD 107636 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $426M | 66 | 178 | 4 | 03/28/2025 | ☆ |
| 8860 | Cypress Capital, Llc CRD 171266 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $426M | 663 | 1,547 | 12 | 03/18/2026 | ☆ |
| 8861 | Professional Financial Advisors Inc CRD 107289 | Radnor, PA | Wealth Manager · Small ($100M–$1B) | $426M | 259 | 1,222 | 13 | 03/03/2026 | ☆ |
| 8862 | Astra Asset Management Uk Limited CRD 167413 | London | Private Fund Manager · Small ($100M–$1B) | $426M | 10 | 10 | 19 | 07/28/2026 | ☆ |
| 8863 | Legacy Bridge, Llc CRD 282261 | West Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $426M | 67 | 117 | 8 | 03/18/2026 | ☆ |
| 8864 | Omni 360 Wealth, Inc. CRD 124878 | Plainsboro, NJ | Wealth Manager · Small ($100M–$1B) | $426M | 385 | 918 | 8 | 03/11/2026 | ☆ |
| 8865 | Sylvest Advisors, Llc CRD 165130 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $426M | 428 | 1,214 | 8 | 03/25/2026 | ☆ |
| 8866 | Perigee Capital, Lp CRD 122085 | Sarasota, FL | Private Fund Manager · Small ($100M–$1B) | $426M | 119 | 119 | 1 | 03/27/2026 | ☆ |
| 8867 | Appomattox Advisory, Inc CRD 153731 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $426M | 22 | 22 | 6 | 03/27/2026 | ☆ |
| 8868 | Cip Fund Management Llc CRD 160700 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $426M | 3 | 3 | 5 | 06/07/2024 | ☆ |
| 8869 | Quad Cities Investment Group, Llc CRD 154113 | Davenport, IA | Wealth Manager · Small ($100M–$1B) | $426M | 610 | 1,546 | 8 | 04/16/2026 | ☆ |
| 8870 | Science & Technology Partners, L.P. CRD 331267 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $425M | 3 | 3 | 9 | 05/29/2026 | ☆ |
| 8871 | Stonehearth Capital Management Llc CRD 128866 | Danvers, MA | Wealth Manager · Small ($100M–$1B) | $425M | 490 | 1,338 | 8 | 03/07/2026 | ☆ |
| 8872 | Buttonwood Wealth, Llc CRD 305896 | Winchester, VA | Wealth Manager · Small ($100M–$1B) | $425M | 406 | 1,062 | 7 | 02/11/2026 | ☆ |
| 8873 | Dubin Clark & Company, Inc CRD 282733 | Jacksonville Beach, FL | Private Fund Manager · Small ($100M–$1B) | $425M | 24 | 24 | 17 | 03/31/2026 | ☆ |
| 8874 | Trinity Wealth Management Llc CRD 152355 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $425M | 94 | 937 | 4 | 03/27/2026 | ☆ |
| 8875 | Broadview Real Estate Partners, Llc CRD 297775 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $425M | 8 | 8 | 8 | 03/31/2026 | ☆ |
| 8876 | Paradigm Investment Advisory, Llc CRD 334370 | Bridgewater, NJ | Wealth Manager · Small ($100M–$1B) | $425M | 645 | 645 | 8 | 03/30/2026 | ☆ |
| 8877 | Ashdon Investment Management, Llc CRD 130180 | Tullahoma, TN | Wealth Manager · Small ($100M–$1B) | $425M | 63 | 170 | 6 | 03/02/2026 | ☆ |
| 8878 | Forward Consumer Partners, Llc CRD 327847 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $425M | 3 | 3 | 18 | 03/30/2026 | ☆ |
| 8879 | Tcw Asset Backed Finance Management Company Llc CRD 332802 | Los Angeles, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $425M | 1 | 1 | 315 | 05/05/2026 | ☆ |
| 8880 | Lifemark Securities Corp. CRD 16204 | Rochester, NY | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $425M | 1,053 | 1,053 | 78 | 03/09/2026 | ☆ |
| 8881 | Macdougall Financial Counseling CRD 104644 | Delmont, PA | Insurance-Affiliated · Small ($100M–$1B) | $425M | 124 | 426 | 4 | 08/05/2026 | ☆ |
| 8882 | Gamma Asset Management Llc CRD 300050 | San Juan, PR | Investment Adviser · Small ($100M–$1B) | $425M | 103 | 108 | 13 | 02/24/2026 | ☆ |
| 8883 | Spring Lane Management, Llc CRD 290181 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $425M | 7 | 7 | 16 | 03/31/2026 | ☆ |
| 8884 | Syrios Wealth Management Group, Inc. CRD 332139 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $425M | 145 | 582 | 3 | 03/11/2026 | ☆ |
| 8885 | Mascagni Wealth Management, Inc. CRD 115046 | Clinton, MS | Insurance-Affiliated · Small ($100M–$1B) | $425M | 736 | 1,948 | 6 | 03/27/2026 | ☆ |
| 8886 | Hayek Kallen Investment Management L.L.C. CRD 106454 | Fairhope, AL | Wealth Manager · Small ($100M–$1B) | $424M | 200 | 201 | 3 | 03/27/2026 | ☆ |
| 8887 | Smart Money Group, Llc CRD 284187 | Eastland, TX | Wealth Manager · Small ($100M–$1B) | $424M | 571 | 1,570 | 24 | 04/07/2026 | ☆ |
| 8888 | Blackdiamond Wealth Management, Llc CRD 291459 | New York, NY | Wealth Manager · Small ($100M–$1B) | $424M | 379 | 1,238 | 10 | 07/09/2026 | ☆ |
| 8889 | Apollo S3 Ric Management, L.P. CRD 330339 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $424M | 1 | 1 | 3,564 | 03/31/2026 | ☆ |
| 8890 | First City Capital Management Inc CRD 104780 | Savannah, GA | Wealth Manager · Small ($100M–$1B) | $424M | 251 | 515 | 6 | 03/31/2026 | ☆ |
| 8891 | Castle Coast Wealth, Llc CRD 298439 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $424M | 306 | 963 | 6 | 04/24/2026 | ☆ |
| 8892 | Geneva Partners, Llc CRD 130768 | Lake Geneva, WI | Wealth Manager · Small ($100M–$1B) | $424M | 565 | 1,261 | 9 | 04/01/2026 | ☆ |
| 8893 | N CRD 288787 | Wealth Manager · Small ($100M–$1B) | $423M | 445 | 1,326 | 8 | 02/13/2025 | ☆ | |
| 8894 | Sindia Capital Advisers, Llc CRD 333325 | Somers Point, NJ | Investment Adviser · Small ($100M–$1B) | $423M | 13 | 33 | 1 | 03/30/2026 | ☆ |
| 8895 | Heritage Family Offices, Llp CRD 323930 | Scottsdale, AZ | Multi-Family Office · Small ($100M–$1B) | $423M | 250 | 1,057 | 13 | 03/10/2026 | ☆ |
| 8896 | Sage Financial Management Group, Inc. CRD 143562 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $423M | 150 | 475 | 6 | 06/15/2026 | ☆ |
| 8897 | Zarvona Energy Llc CRD 288820 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $423M | 5 | 5 | 102 | 03/31/2026 | ☆ |
| 8898 | Valiant Wealth, Llc CRD 146911 | West Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $423M | 207 | 623 | 12 | 03/25/2026 | ☆ |
| 8899 | N CRD 285688 | Wealth Manager · Small ($100M–$1B) | $423M | 268 | 960 | 8 | 01/10/2026 | ☆ | |
| 8900 | Blakeslee & Blakeslee Financial Advisers Inc. CRD 287683 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $423M | 807 | 1,619 | 8 | 03/31/2026 | ☆ |