Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8901 | Macdougall Financial Counseling CRD 104644 | Delmont, PA | Insurance-Affiliated · Small ($100M–$1B) | $425M | 124 | 426 | 4 | 08/05/2026 | ☆ |
| 8902 | Gamma Asset Management Llc CRD 300050 | San Juan, PR | Investment Adviser · Small ($100M–$1B) | $425M | 103 | 108 | 13 | 09/17/2026 | ☆ |
| 8903 | Spring Lane Management, Llc CRD 290181 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $425M | 7 | 7 | 16 | 03/31/2026 | ☆ |
| 8904 | Syrios Wealth Management Group, Inc. CRD 332139 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $425M | 145 | 582 | 3 | 09/14/2026 | ☆ |
| 8905 | Mascagni Wealth Management, Inc. CRD 115046 | Clinton, MS | Insurance-Affiliated · Small ($100M–$1B) | $425M | 736 | 1,948 | 6 | 08/13/2026 | ☆ |
| 8906 | Hayek Kallen Investment Management L.L.C. CRD 106454 | Fairhope, AL | Wealth Manager · Small ($100M–$1B) | $424M | 200 | 201 | 3 | 03/27/2026 | ☆ |
| 8907 | Smart Money Group, Llc CRD 284187 | Eastland, TX | Wealth Manager · Small ($100M–$1B) | $424M | 571 | 1,570 | 24 | 08/28/2026 | ☆ |
| 8908 | Blackdiamond Wealth Management, Llc CRD 291459 | New York, NY | Wealth Manager · Small ($100M–$1B) | $424M | 379 | 1,238 | 10 | 07/09/2026 | ☆ |
| 8909 | Apollo S3 Ric Management, L.P. CRD 330339 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $424M | 1 | 1 | 3,564 | 03/31/2026 | ☆ |
| 8910 | First City Capital Management Inc CRD 104780 | Savannah, GA | Wealth Manager · Small ($100M–$1B) | $424M | 251 | 515 | 6 | 03/31/2026 | ☆ |
| 8911 | Castle Coast Wealth, Llc CRD 298439 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $424M | 306 | 963 | 6 | 08/21/2026 | ☆ |
| 8912 | Geneva Partners, Llc CRD 130768 | Lake Geneva, WI | Wealth Manager · Small ($100M–$1B) | $424M | 565 | 1,261 | 9 | 04/01/2026 | ☆ |
| 8913 | N CRD 288787 | Wealth Manager · Small ($100M–$1B) | $423M | 445 | 1,326 | 8 | 02/13/2025 | ☆ | |
| 8914 | Sindia Capital Advisers, Llc CRD 333325 | Somers Point, NJ | Investment Adviser · Small ($100M–$1B) | $423M | 13 | 33 | 1 | 03/30/2026 | ☆ |
| 8915 | Heritage Family Offices, Llp CRD 323930 | Scottsdale, AZ | Multi-Family Office · Small ($100M–$1B) | $423M | 250 | 1,057 | 13 | 03/10/2026 | ☆ |
| 8916 | Sage Financial Management Group, Inc. CRD 143562 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $423M | 150 | 475 | 6 | 06/15/2026 | ☆ |
| 8917 | Zarvona Energy Llc CRD 288820 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $423M | 5 | 5 | 102 | 03/31/2026 | ☆ |
| 8918 | Valiant Wealth, Llc CRD 146911 | West Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $423M | 207 | 623 | 12 | 03/25/2026 | ☆ |
| 8919 | N CRD 285688 | Wealth Manager · Small ($100M–$1B) | $423M | 268 | 960 | 8 | 01/10/2026 | ☆ | |
| 8920 | Blakeslee & Blakeslee Financial Advisers Inc. CRD 287683 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $423M | 807 | 1,619 | 8 | 03/31/2026 | ☆ |
| 8921 | Zullo Investment Group, Inc. CRD 311698 | Scranton, PA | Wealth Manager · Small ($100M–$1B) | $423M | 469 | 1,374 | 3 | 02/23/2026 | ☆ |
| 8922 | Mccarthy Asset Management, Inc. CRD 118285 | Redwood Shores, CA | Wealth Manager · Small ($100M–$1B) | $422M | 218 | 832 | 4 | 03/11/2026 | ☆ |
| 8923 | Marek Capital Management Lp CRD 333745 | New York, NY | Investment Adviser · Small ($100M–$1B) | $422M | 0 | 1 | 9 | 03/12/2026 | ☆ |
| 8924 | Forza Wealth Management, Llc CRD 281075 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $422M | 129 | 356 | 4 | 03/30/2026 | ☆ |
| 8925 | Congress Park Capital Llc CRD 150309 | Saratoga Springs, NY | Wealth Manager · Small ($100M–$1B) | $422M | 145 | 453 | 4 | 03/18/2026 | ☆ |
| 8926 | Adirondack Capital Advisors, Llc CRD 133305 | Syracuse, NY | Wealth Manager · Small ($100M–$1B) | $422M | 489 | 1,163 | 7 | 03/17/2026 | ☆ |
| 8927 | Once Capital Management, Llc CRD 289714 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $422M | 4 | 3 | 7 | 03/25/2026 | ☆ |
| 8928 | The Estate Planners Group Llc CRD 124418 | Yardley, PA | Insurance-Affiliated · Small ($100M–$1B) | $422M | 342 | 342 | 5 | 03/31/2026 | ☆ |
| 8929 | N CRD 307995 | Wealth Manager · Small ($100M–$1B) | $422M | 71 | 305 | 5 | 03/24/2025 | ☆ | |
| 8930 | Investment Planning Advisors CRD 299212 | Cumming, GA | Wealth Manager · Small ($100M–$1B) | $422M | 820 | 2,645 | 8 | 03/03/2026 | ☆ |
| 8931 | Primetrust Advisors Llc CRD 141625 | Greenville, SC | Institutional / Pension Advisor · Small ($100M–$1B) | $422M | 32 | 56 | 3 | 03/23/2026 | ☆ |
| 8932 | Cavalier Investments, Llc CRD 281201 | Alpharetta, GA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $421M | 7 | 7 | 7 | 03/30/2026 | ☆ |
| 8933 | Jgb Capital Management L.P. CRD 163658 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $421M | 10 | 10 | 10 | 09/14/2026 | ☆ |
| 8934 | Giverny Capital Advisors Llc CRD 150123 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $421M | 190 | 293 | 2 | 03/30/2026 | ☆ |
| 8935 | Odyssey Group Llc CRD 336636 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $421M | 245 | 760 | 6 | 03/31/2026 | ☆ |
| 8936 | Graham, Bordelon, Golson & Gilbert, Inc. CRD 104612 | Monroe, LA | Wealth Manager · Small ($100M–$1B) | $421M | 207 | 349 | 4 | 03/09/2026 | ☆ |
| 8937 | Rubicon Advisors, Gp CRD 174447 | Redding, CA | Wealth Manager · Small ($100M–$1B) | $421M | 1,391 | 2,219 | 20 | 09/23/2026 | ☆ |
| 8938 | Metavasi Capital Lp CRD 311581 | Larchmont, NY | Private Fund Manager · Small ($100M–$1B) | $421M | 4 | 4 | 9 | 03/17/2026 | ☆ |
| 8939 | Front Row Advisors Llc CRD 269910 | Tiburon, CA | Wealth Manager · Small ($100M–$1B) | $420M | 184 | 552 | 8 | 03/12/2026 | ☆ |
| 8940 | Acima Private Wealth Llc CRD 281496 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $420M | 63 | 135 | 7 | 04/20/2026 | ☆ |
| 8941 | Genesee Capital Advisors, Llc CRD 167353 | Auburn, NY | Wealth Manager · Small ($100M–$1B) | $420M | 557 | 1,531 | 4 | 06/01/2026 | ☆ |
| 8942 | N CRD 116431 | Wealth Manager · Small ($100M–$1B) | $420M | 513 | 2,030 | 16 | 05/30/2025 | ☆ | |
| 8943 | Alkeme Wealth, Llc CRD 143420 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $420M | 88 | 693 | 6 | 03/31/2026 | ☆ |
| 8944 | Cascade Investment Group, Inc. CRD 35844 | Colorado Springs, CO | Insurance-Affiliated · Small ($100M–$1B) | $420M | 623 | 978 | 6 | 03/23/2026 | ☆ |
| 8945 | Point Bridge Capital, Llc CRD 168071 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $420M | 37 | 68 | 2 | 03/26/2026 | ☆ |
| 8946 | Hollander Asset Management Llc CRD 150343 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $420M | 8 | 52 | 2 | 09/08/2026 | ☆ |
| 8947 | Potrero Capital Research, Llc CRD 125909 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $420M | 4 | 4 | 4 | 03/27/2026 | ☆ |
| 8948 | Directed Capital Advisors, Llc CRD 162277 | St. Petersburg, FL | Private Fund Manager · Small ($100M–$1B) | $420M | 3 | 3 | 35 | 03/31/2026 | ☆ |
| 8949 | Oriental Financial Services Llc CRD 29753 | San Juan, PR | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $420M | 468 | 468 | 28 | 03/30/2026 | ☆ |
| 8950 | R.W. Roge & Company, Inc CRD 104645 | Bohemia, NY | Wealth Manager · Small ($100M–$1B) | $419M | 332 | 827 | 9 | 02/10/2026 | ☆ |