Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8901 | Zullo Investment Group, Inc. CRD 311698 | Scranton, PA | Wealth Manager · Small ($100M–$1B) | $423M | 469 | 1,374 | 3 | 02/23/2026 | ☆ |
| 8902 | Mccarthy Asset Management, Inc. CRD 118285 | Redwood Shores, CA | Wealth Manager · Small ($100M–$1B) | $422M | 218 | 832 | 4 | 03/11/2026 | ☆ |
| 8903 | Marek Capital Management Lp CRD 333745 | New York, NY | Investment Adviser · Small ($100M–$1B) | $422M | 0 | 1 | 9 | 03/12/2026 | ☆ |
| 8904 | Forza Wealth Management, Llc CRD 281075 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $422M | 129 | 356 | 4 | 03/30/2026 | ☆ |
| 8905 | Congress Park Capital Llc CRD 150309 | Saratoga Springs, NY | Wealth Manager · Small ($100M–$1B) | $422M | 145 | 453 | 4 | 03/18/2026 | ☆ |
| 8906 | Adirondack Capital Advisors, Llc CRD 133305 | Syracuse, NY | Wealth Manager · Small ($100M–$1B) | $422M | 489 | 1,163 | 7 | 03/17/2026 | ☆ |
| 8907 | Once Capital Management, Llc CRD 289714 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $422M | 4 | 3 | 7 | 03/25/2026 | ☆ |
| 8908 | The Estate Planners Group Llc CRD 124418 | Yardley, PA | Insurance-Affiliated · Small ($100M–$1B) | $422M | 342 | 342 | 5 | 03/31/2026 | ☆ |
| 8909 | N CRD 307995 | Wealth Manager · Small ($100M–$1B) | $422M | 71 | 305 | 5 | 03/24/2025 | ☆ | |
| 8910 | Investment Planning Advisors CRD 299212 | Cumming, GA | Wealth Manager · Small ($100M–$1B) | $422M | 820 | 2,645 | 8 | 03/03/2026 | ☆ |
| 8911 | Primetrust Advisors Llc CRD 141625 | Greenville, SC | Institutional / Pension Advisor · Small ($100M–$1B) | $422M | 32 | 56 | 3 | 03/23/2026 | ☆ |
| 8912 | Fischer Investment Group, Inc. CRD 110966 | Pittsford, NY | Wealth Manager · Small ($100M–$1B) | $421M | 199 | 199 | 4 | 01/20/2026 | ☆ |
| 8913 | Cavalier Investments, Llc CRD 281201 | Alpharetta, GA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $421M | 7 | 7 | 7 | 03/30/2026 | ☆ |
| 8914 | Jgb Capital Management L.P. CRD 163658 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $421M | 10 | 10 | 10 | 06/03/2026 | ☆ |
| 8915 | Giverny Capital Advisors Llc CRD 150123 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $421M | 190 | 293 | 2 | 03/30/2026 | ☆ |
| 8916 | Odyssey Group Llc CRD 336636 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $421M | 245 | 760 | 6 | 03/31/2026 | ☆ |
| 8917 | Graham, Bordelon, Golson & Gilbert, Inc. CRD 104612 | Monroe, LA | Wealth Manager · Small ($100M–$1B) | $421M | 207 | 349 | 4 | 03/09/2026 | ☆ |
| 8918 | Rubicon Advisors, Gp CRD 174447 | Redding, CA | Wealth Manager · Small ($100M–$1B) | $421M | 1,391 | 2,219 | 20 | 07/31/2026 | ☆ |
| 8919 | Metavasi Capital Lp CRD 311581 | Larchmont, NY | Private Fund Manager · Small ($100M–$1B) | $421M | 4 | 4 | 9 | 03/17/2026 | ☆ |
| 8920 | Front Row Advisors Llc CRD 269910 | Tiburon, CA | Wealth Manager · Small ($100M–$1B) | $420M | 184 | 552 | 8 | 03/12/2026 | ☆ |
| 8921 | Acima Private Wealth Llc CRD 281496 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $420M | 63 | 135 | 7 | 04/20/2026 | ☆ |
| 8922 | Genesee Capital Advisors, Llc CRD 167353 | Auburn, NY | Wealth Manager · Small ($100M–$1B) | $420M | 557 | 1,531 | 4 | 06/01/2026 | ☆ |
| 8923 | N CRD 116431 | Wealth Manager · Small ($100M–$1B) | $420M | 513 | 2,030 | 16 | 05/30/2025 | ☆ | |
| 8924 | Alkeme Wealth, Llc CRD 143420 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $420M | 88 | 693 | 6 | 03/31/2026 | ☆ |
| 8925 | Cascade Investment Group, Inc. CRD 35844 | Colorado Springs, CO | Insurance-Affiliated · Small ($100M–$1B) | $420M | 623 | 978 | 6 | 03/23/2026 | ☆ |
| 8926 | Point Bridge Capital, Llc CRD 168071 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $420M | 37 | 68 | 2 | 03/26/2026 | ☆ |
| 8927 | Hollander Asset Management Llc CRD 150343 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $420M | 8 | 52 | 2 | 07/20/2026 | ☆ |
| 8928 | Potrero Capital Research, Llc CRD 125909 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $420M | 4 | 4 | 4 | 03/27/2026 | ☆ |
| 8929 | Directed Capital Advisors, Llc CRD 162277 | St. Petersburg, FL | Private Fund Manager · Small ($100M–$1B) | $420M | 3 | 3 | 35 | 03/31/2026 | ☆ |
| 8930 | Oriental Financial Services Llc CRD 29753 | San Juan, PR | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $420M | 468 | 468 | 28 | 03/30/2026 | ☆ |
| 8931 | R.W. Roge & Company, Inc CRD 104645 | Bohemia, NY | Wealth Manager · Small ($100M–$1B) | $419M | 332 | 827 | 9 | 02/10/2026 | ☆ |
| 8932 | Emblem Group, L.P. CRD 329533 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $419M | 5 | 5 | 16 | 03/31/2026 | ☆ |
| 8933 | Harlow Wealth Management, Inc. CRD 148315 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $419M | 656 | 1,670 | 16 | 03/30/2026 | ☆ |
| 8934 | N CRD 111895 | Wealth Manager · Small ($100M–$1B) | $419M | 48 | 199 | 3 | 02/25/2025 | ☆ | |
| 8935 | Moontower Asset Management Lp CRD 328999 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $419M | 6 | 6 | 16 | 03/31/2026 | ☆ |
| 8936 | Ridgewood Investments Llc CRD 121220 | Springfield, NJ | Wealth Manager · Small ($100M–$1B) | $419M | 295 | 576 | 7 | 04/03/2026 | ☆ |
| 8937 | Seabird Financial Corporation CRD 284125 | San Diego, CA | Investment Adviser · Small ($100M–$1B) | $419M | 57 | 295 | 6 | 04/20/2026 | ☆ |
| 8938 | Wt Wealth Management, Llc CRD 169566 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $419M | 1,141 | 2,734 | 16 | 03/02/2026 | ☆ |
| 8939 | Summit Partners Credit Advisors, L.P. CRD 153195 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $419M | 11 | 11 | 9 | 03/26/2026 | ☆ |
| 8940 | P4 G Capital Management, Llc CRD 300645 | Stateline, NV | Private Fund Manager · Small ($100M–$1B) | $419M | 9 | 9 | 9 | 04/27/2026 | ☆ |
| 8941 | N CRD 305030 | Wealth Manager · Small ($100M–$1B) | $419M | 512 | 1,781 | 13 | 12/09/2025 | ☆ | |
| 8942 | Silver Oak Advisory Group, Inc. CRD 108298 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $419M | 193 | 738 | 8 | 07/01/2026 | ☆ |
| 8943 | Transce3 Nd Llc CRD 317745 | Buda, TX | Wealth Manager · Small ($100M–$1B) | $419M | 1,620 | 2,619 | 60 | 05/05/2026 | ☆ |
| 8944 | One Oak Capital Management, Llc CRD 170339 | Purchase, NY | Private Fund Manager · Small ($100M–$1B) | $419M | 384 | 384 | 14 | 03/31/2026 | ☆ |
| 8945 | N CRD 165321 | Wealth Manager · Small ($100M–$1B) | $418M | 429 | 1,083 | 8 | 02/06/2025 | ☆ | |
| 8946 | Alpha Leonis Partners, Llc CRD 314560 | Wayne, PA | Investment Adviser · Small ($100M–$1B) | $418M | 3 | 3 | 1 | 03/30/2026 | ☆ |
| 8947 | Lincoln Capital Corporation CRD 109922 | East Greenwich, RI | Wealth Manager · Small ($100M–$1B) | $418M | 270 | 906 | 6 | 03/09/2026 | ☆ |
| 8948 | Aspect Partners, Llc CRD 307273 | Fairfax, VA | Insurance-Affiliated · Small ($100M–$1B) | $418M | 287 | 973 | 8 | 04/28/2026 | ☆ |
| 8949 | Miller Value Partners, Llc CRD 110632 | Sarasota, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $418M | 21 | 21 | 5 | 03/11/2026 | ☆ |
| 8950 | Seaport Capital, Llc CRD 160734 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $418M | 7 | 7 | 14 | 05/01/2026 | ☆ |