Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8951 | Mauney Pitt Financial Management, Inc. CRD 337870 | Shelby, NC | Wealth Manager · Small ($100M–$1B) | $418M | 705 | 1,479 | 6 | 07/06/2026 | ☆ |
| 8952 | Quantum Private Wealth, Llc CRD 307358 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $418M | 92 | 372 | 5 | 07/22/2026 | ☆ |
| 8953 | Onex Credit Advisor, Llc CRD 330076 | Englewood Cliffs, NJ | Investment Adviser · Small ($100M–$1B) | $418M | 1 | 1 | 70 | 05/15/2026 | ☆ |
| 8954 | Fruth Investment Management CRD 107273 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $418M | 173 | 403 | 3 | 03/31/2026 | ☆ |
| 8955 | Honte Advisors Llc CRD 308341 | Berkeley, CA | Private Fund Manager · Small ($100M–$1B) | $418M | 2 | 2 | 7 | 04/09/2026 | ☆ |
| 8956 | Artist Capital Management Llc CRD 296835 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $418M | 12 | 12 | 4 | 03/30/2026 | ☆ |
| 8957 | Flatrock Wealth Partners Llc CRD 321777 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $418M | 73 | 438 | 4 | 06/10/2026 | ☆ |
| 8958 | Coquina Private Wealth Llc CRD 333615 | Port Charlotte, FL | Wealth Manager · Small ($100M–$1B) | $418M | 1,519 | 1,519 | 12 | 02/10/2026 | ☆ |
| 8959 | Eagle Wealth Management Group Inc. CRD 327052 | Valencia, CA | Wealth Manager · Small ($100M–$1B) | $418M | 480 | 483 | 8 | 04/22/2026 | ☆ |
| 8960 | Cedar Wealth Management, Llc CRD 167149 | Wealth Manager · Small ($100M–$1B) | $417M | 72 | 132 | 4 | 03/31/2026 | ☆ | |
| 8961 | Island Green Capital Management Llc CRD 325777 | Private Fund Manager · Small ($100M–$1B) | $417M | 10 | 10 | 5 | 06/05/2026 | ☆ | |
| 8962 | Castleview Partners, Llc CRD 281410 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $417M | 594 | 1,894 | 22 | 05/06/2026 | ☆ |
| 8963 | Seven Mile Advisory Llc CRD 324114 | Tallahassee, FL | Multi-Family Office · Small ($100M–$1B) | $417M | 36 | 320 | 4 | 04/01/2026 | ☆ |
| 8964 | Jupiter Wealth Management, Llc CRD 299220 | Glendale, CO | Wealth Manager · Small ($100M–$1B) | $417M | 92 | 308 | 4 | 03/06/2026 | ☆ |
| 8965 | Lakemore Partners Management Us Llc CRD 311223 | Difc | Private Fund Manager · Small ($100M–$1B) | $417M | 3 | 3 | 10 | 04/29/2026 | ☆ |
| 8966 | Strategic Asset Management Group Advisors, Inc. CRD 135832 | Pompano Beach, FL | Wealth Manager · Small ($100M–$1B) | $416M | 126 | 404 | 5 | 03/27/2026 | ☆ |
| 8967 | Two Prime Inc. CRD 316015 | Investment Adviser · Small ($100M–$1B) | $416M | 30 | 30 | 11 | 04/06/2026 | ☆ | |
| 8968 | Market Investment Group, Llc CRD 334248 | Wichita, KS | Wealth Manager · Small ($100M–$1B) | $416M | 1,814 | 3,850 | 33 | 02/26/2026 | ☆ |
| 8969 | Cultivation Capital, Llc CRD 168734 | St. Louis, MO | Private Fund Manager · Small ($100M–$1B) | $416M | 17 | 17 | 18 | 06/09/2026 | ☆ |
| 8970 | Highview Capital Management, Llc CRD 306195 | Buffalo Grove, IL | Wealth Manager · Small ($100M–$1B) | $416M | 97 | 257 | 5 | 03/27/2026 | ☆ |
| 8971 | Bard Associates Inc CRD 104984 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $416M | 181 | 388 | 10 | 05/22/2026 | ☆ |
| 8972 | Jeffrey N. Mehler, Cfp Llc CRD 126681 | Essex, CT | Wealth Manager · Small ($100M–$1B) | $416M | 177 | 1,264 | 9 | 03/30/2026 | ☆ |
| 8973 | Capstone Wealth Management, Llc CRD 118296 | Tuscaloosa, AL | Wealth Manager · Small ($100M–$1B) | $416M | 219 | 540 | 8 | 03/12/2026 | ☆ |
| 8974 | Sgl Financial, Llc CRD 158023 | Buffalo Grove, IL | Wealth Manager · Small ($100M–$1B) | $416M | 884 | 2,713 | 33 | 06/04/2026 | ☆ |
| 8975 | Allard Partners Limited CRD 138933 | Central | Private Fund Manager · Small ($100M–$1B) | $416M | 5 | 5 | 9 | 03/30/2026 | ☆ |
| 8976 | Mccollum Christoferson Group, Llc CRD 268812 | Amherst, NY | Wealth Manager · Small ($100M–$1B) | $416M | 350 | 815 | 6 | 03/23/2026 | ☆ |
| 8977 | Slotnik Capital, Llc CRD 324251 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $416M | 1 | 1 | 5 | 03/26/2026 | ☆ |
| 8978 | Davidson Kahn Capital Management, Llc CRD 290062 | Sherman Oaks, CA | Wealth Manager · Small ($100M–$1B) | $415M | 252 | 795 | 4 | 04/27/2026 | ☆ |
| 8979 | Broadcrest Asset Management, Llc CRD 287590 | Winter Park, FL | Private Fund Manager · Small ($100M–$1B) | $415M | 5 | 5 | 10 | 03/11/2026 | ☆ |
| 8980 | Goodman Advisory Group, Llc CRD 285637 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $415M | 380 | 746 | 8 | 03/12/2026 | ☆ |
| 8981 | First Wilshire Securities Management, Inc. CRD 171971 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $415M | 286 | 286 | 9 | 05/05/2026 | ☆ |
| 8982 | Ferguson Shapiro Llc CRD 297555 | Decatur, GA | Wealth Manager · Small ($100M–$1B) | $415M | 332 | 996 | 9 | 05/20/2026 | ☆ |
| 8983 | Landseer Advisors Llc CRD 309937 | Princeton, NJ | Institutional / Pension Advisor · Small ($100M–$1B) | $415M | 18 | 3 | 5 | 03/23/2026 | ☆ |
| 8984 | Whetstone Capital Advisors, Llc CRD 155414 | Mission Woods, KS | Private Fund Manager · Small ($100M–$1B) | $415M | 3 | 3 | 4 | 03/13/2026 | ☆ |
| 8985 | Flywheel Private Wealth Llc CRD 325690 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $415M | 121 | 285 | 2 | 03/06/2026 | ☆ |
| 8986 | Center Capital Partners Llc CRD 315464 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $415M | 7 | 7 | 9 | 04/30/2026 | ☆ |
| 8987 | Ellington Credit Company Management Llc CRD 168311 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $415M | 1 | 1 | 164 | 03/30/2026 | ☆ |
| 8988 | Lock 8 Partners Llc CRD 319731 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $415M | 4 | 4 | 9 | 05/04/2026 | ☆ |
| 8989 | Momentum Advisors, Llc CRD 159574 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $415M | 370 | 370 | 10 | 07/17/2026 | ☆ |
| 8990 | Northeast Planning Associates, Inc. CRD 131406 | Bedford, NH | Insurance-Affiliated · Small ($100M–$1B) | $414M | 959 | 1,509 | 129 | 05/08/2026 | ☆ |
| 8991 | Garner Asset Management Corporation CRD 115350 | Wealth Manager · Small ($100M–$1B) | $414M | 112 | 434 | 2 | 03/23/2026 | ☆ | |
| 8992 | Mokosak Advisory Group, Llc CRD 287538 | Urbandale, IA | Insurance-Affiliated · Small ($100M–$1B) | $414M | 490 | 1,364 | 4 | 02/24/2026 | ☆ |
| 8993 | Gold Coast Wealth Management, Llc CRD 156338 | Jericho, NY | Wealth Manager · Small ($100M–$1B) | $414M | 157 | 324 | 3 | 03/24/2026 | ☆ |
| 8994 | Oak Asset Management, Llc CRD 287856 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $414M | 251 | 687 | 4 | 02/23/2026 | ☆ |
| 8995 | Autilus Partners Llc CRD 322882 | Santa Monica, CA | Private Fund Manager · Small ($100M–$1B) | $414M | 6 | 6 | 4 | 07/16/2026 | ☆ |
| 8996 | Watershed Private Wealth Llc CRD 316408 | Oak Brook, IL | Wealth Manager · Small ($100M–$1B) | $414M | 144 | 555 | 3 | 03/19/2026 | ☆ |
| 8997 | Clearwell Advisors, Llc CRD 306186 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $414M | 60 | 57 | 9 | 04/01/2026 | ☆ |
| 8998 | Ted Buchan & Company, Llc CRD 140722 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $413M | 383 | 1,235 | 7 | 03/12/2026 | ☆ |
| 8999 | Caird Investment Partners, Llc CRD 334504 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $413M | 1 | 1 | 8 | 03/30/2026 | ☆ |
| 9000 | Grove Street Fiduciary, Llc CRD 107703 | Peterborough, NH | Wealth Manager · Small ($100M–$1B) | $413M | 297 | 1,066 | 4 | 03/04/2026 | ☆ |