Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9001 | Northbridge Financial Group, Llc CRD 310394 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $413M | 487 | 1,354 | 11 | 07/24/2026 | ☆ |
| 9002 | Sws Capital Management, Llc CRD 119043 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $413M | 7 | 9 | 10 | 07/21/2026 | ☆ |
| 9003 | Auldbrass Partners, Lp CRD 161360 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $413M | 5 | 5 | 11 | 05/29/2026 | ☆ |
| 9004 | Aletheian Wealth Advisors Llc CRD 304623 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $413M | 137 | 546 | 6 | 02/05/2026 | ☆ |
| 9005 | Altamont Capital Management, Llc. CRD 118979 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $412M | 163 | 387 | 2 | 01/28/2026 | ☆ |
| 9006 | Kerberos Capital Management Llc CRD 315699 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $412M | 8 | 13 | 8 | 03/30/2026 | ☆ |
| 9007 | Lakeside Advisors Inc CRD 104540 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $412M | 213 | 517 | 4 | 04/14/2026 | ☆ |
| 9008 | Auxo Investment Partners, Llc CRD 290177 | Grand Rapids, MI | Private Fund Manager · Small ($100M–$1B) | $412M | 12 | 12 | 15 | 03/31/2026 | ☆ |
| 9009 | Bay Harbor Wealth Management, Llc CRD 294000 | Hunt Valley, MD | Wealth Manager · Small ($100M–$1B) | $412M | 399 | 1,375 | 6 | 08/04/2026 | ☆ |
| 9010 | Petix & Botte Company CRD 170020 | La Mesa, CA | Wealth Manager · Small ($100M–$1B) | $412M | 473 | 783 | 4 | 03/31/2026 | ☆ |
| 9011 | Foundation Wealth Management, Llc CRD 168270 | Media, PA | Wealth Manager · Small ($100M–$1B) | $412M | 167 | 675 | 5 | 06/29/2026 | ☆ |
| 9012 | Aurelius Capital Management, Lp CRD 157325 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $412M | 10 | 10 | 12 | 04/29/2026 | ☆ |
| 9013 | Curbstone Financial Management Corporation CRD 13348 | Manchester, NH | Wealth Manager · Small ($100M–$1B) | $412M | 277 | 653 | 10 | 06/22/2026 | ☆ |
| 9014 | Vortus Investment Advisors, Llc CRD 166178 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $412M | 6 | 6 | 6 | 04/24/2026 | ☆ |
| 9015 | Grandview Asset Management Llc CRD 172357 | Harrisburg, PA | Insurance-Affiliated · Small ($100M–$1B) | $412M | 606 | 1,372 | 9 | 06/29/2026 | ☆ |
| 9016 | Slagle Financial, Llc. CRD 149976 | Edwardsville, IL | Wealth Manager · Small ($100M–$1B) | $412M | 1,510 | 3,253 | 21 | 03/25/2026 | ☆ |
| 9017 | Hall Capital Management Company, Inc. CRD 108141 | Barrington, RI | Wealth Manager · Small ($100M–$1B) | $412M | 543 | 1,120 | 9 | 03/06/2026 | ☆ |
| 9018 | Yakira Capital Management, Inc. CRD 159398 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $412M | 3 | 3 | 4 | 04/22/2026 | ☆ |
| 9019 | Mb, Levis & Associates,Llc CRD 164197 | Center Valley, PA | Wealth Manager · Small ($100M–$1B) | $412M | 170 | 575 | 4 | 03/20/2026 | ☆ |
| 9020 | Hlm Management Co., Llc CRD 162337 | Waltham, MA | Private Fund Manager · Small ($100M–$1B) | $411M | 7 | 7 | 14 | 03/26/2026 | ☆ |
| 9021 | Bdfs Capital Llc CRD 287680 | Rehoboth Beach, DE | Wealth Manager · Small ($100M–$1B) | $411M | 762 | 1,743 | 7 | 07/10/2026 | ☆ |
| 9022 | Zuna, Llc CRD 306113 | Portland, OR | Institutional / Pension Advisor · Small ($100M–$1B) | $411M | 58 | 60 | 6 | 03/10/2026 | ☆ |
| 9023 | Rooney Capital Management, Inc. CRD 141874 | Investment Adviser · Small ($100M–$1B) | $411M | 1 | 1 | 1 | 03/24/2026 | ☆ | |
| 9024 | Guardian Wealth Management, Llc CRD 118668 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $411M | 348 | 1,213 | 11 | 07/06/2026 | ☆ |
| 9025 | N CRD 150275 | Institutional / Pension Advisor · Small ($100M–$1B) | $411M | 44 | 47 | 1 | 03/31/2025 | ☆ | |
| 9026 | Everest Private Wealth CRD 142945 | Cupertino, CA | Wealth Manager · Small ($100M–$1B) | $411M | 90 | 328 | 3 | 03/10/2026 | ☆ |
| 9027 | Copper Financial Network, Llc CRD 168203 | Lenexa, KS | Insurance-Affiliated · Small ($100M–$1B) | $411M | 4,165 | 4,987 | 50 | 08/07/2026 | ☆ |
| 9028 | Access Financial Resources Inc. CRD 109495 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $411M | 644 | 2,458 | 9 | 04/30/2026 | ☆ |
| 9029 | Eso Management Services Llc CRD 165564 | San Mateo, CA | Private Fund Manager · Small ($100M–$1B) | $411M | 5 | 5 | 17 | 03/26/2026 | ☆ |
| 9030 | N CRD 153527 | Wealth Manager · Small ($100M–$1B) | $410M | 370 | 1,403 | 6 | 02/10/2026 | ☆ | |
| 9031 | Blue Square Asset Management, Llc CRD 296802 | New York, NY | Wealth Manager · Small ($100M–$1B) | $410M | 214 | 651 | 9 | 07/01/2026 | ☆ |
| 9032 | Sunbeam Capital Management, Llc CRD 289723 | Wealth Manager · Small ($100M–$1B) | $410M | 47 | 239 | 3 | 03/20/2026 | ☆ | |
| 9033 | Pavaki Capital Management, Llc CRD 316395 | Private Fund Manager · Small ($100M–$1B) | $410M | 1 | 1 | 6 | 08/06/2026 | ☆ | |
| 9034 | Lavelle Capital Lp CRD 316754 | San Francisco, CA | Multi-Family Office · Small ($100M–$1B) | $410M | 40 | 152 | 3 | 03/31/2026 | ☆ |
| 9035 | Bemanaged Financial Services, Inc. CRD 140099 | Grand Rapids, MI | Wealth Manager · Small ($100M–$1B) | $410M | 1,072 | 1,072 | 6 | 03/31/2026 | ☆ |
| 9036 | Ogborne Capital Management, Llc. CRD 165833 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $410M | 3 | 3 | 3 | 03/31/2026 | ☆ |
| 9037 | Taylor Financial Group, Inc. CRD 116744 | Roanoke, VA | Wealth Manager · Small ($100M–$1B) | $410M | 501 | 1,112 | 6 | 02/24/2026 | ☆ |
| 9038 | Momentous Wealth Management, Inc. CRD 288429 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $410M | 492 | 1,138 | 7 | 07/08/2026 | ☆ |
| 9039 | Sustainable Insight Capital Management, Llc CRD 166616 | New York, NY | Investment Adviser · Small ($100M–$1B) | $410M | 2 | 6 | 7 | 03/27/2026 | ☆ |
| 9040 | Boyd Wealth Management, Llc CRD 293990 | Sacramento, CA | Insurance-Affiliated · Small ($100M–$1B) | $410M | 162 | 494 | 6 | 03/16/2026 | ☆ |
| 9041 | Professional Financial Solutions, Llc CRD 114957 | Fairfax, VA | Wealth Manager · Small ($100M–$1B) | $410M | 279 | 911 | 8 | 02/06/2026 | ☆ |
| 9042 | Venture Capital Fund Of America Iii, Inc. CRD 160941 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $410M | 8 | 9 | 9 | 03/30/2026 | ☆ |
| 9043 | Heffernan Advisory, Inc. CRD 116771 | Flagstaff, AZ | Wealth Manager · Small ($100M–$1B) | $410M | 357 | 679 | 12 | 08/06/2026 | ☆ |
| 9044 | Eley Financial Management, Inc. CRD 105057 | South Burlington, VT | Wealth Manager · Small ($100M–$1B) | $410M | 463 | 1,166 | 5 | 03/31/2026 | ☆ |
| 9045 | Hilton Head Capital Partners, Llc CRD 299375 | Hilton Head Island, SC | Wealth Manager · Small ($100M–$1B) | $410M | 671 | 1,370 | 6 | 03/19/2026 | ☆ |
| 9046 | Peloton Equity Llc CRD 301543 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $410M | 7 | 7 | 8 | 05/14/2026 | ☆ |
| 9047 | Friday Financial, Inc. CRD 329748 | Dubuque, IA | Insurance-Affiliated · Small ($100M–$1B) | $409M | 289 | 829 | 9 | 08/05/2026 | ☆ |
| 9048 | Marks Wealth, Llc CRD 310534 | Ellicott City, MD | Wealth Manager · Small ($100M–$1B) | $409M | 283 | 881 | 4 | 06/16/2026 | ☆ |
| 9049 | Sterling Investment Management, Llc CRD 112923 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $409M | 151 | 399 | 8 | 03/18/2026 | ☆ |
| 9050 | Code Waechter Llc CRD 289372 | Tampa, FL | Insurance-Affiliated · Small ($100M–$1B) | $409M | 324 | 1,168 | 9 | 01/26/2026 | ☆ |