Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9001 | Goodman Advisory Group, Llc CRD 285637 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $415M | 380 | 746 | 8 | 03/12/2026 | ☆ |
| 9002 | First Wilshire Securities Management, Inc. CRD 171971 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $415M | 286 | 286 | 9 | 05/05/2026 | ☆ |
| 9003 | Ferguson Shapiro Llc CRD 297555 | Decatur, GA | Wealth Manager · Small ($100M–$1B) | $415M | 332 | 996 | 9 | 05/20/2026 | ☆ |
| 9004 | Landseer Advisors Llc CRD 309937 | Princeton, NJ | Institutional / Pension Advisor · Small ($100M–$1B) | $415M | 18 | 3 | 5 | 03/23/2026 | ☆ |
| 9005 | Whetstone Capital Advisors, Llc CRD 155414 | Mission Woods, KS | Private Fund Manager · Small ($100M–$1B) | $415M | 3 | 3 | 4 | 03/13/2026 | ☆ |
| 9006 | Flywheel Private Wealth Llc CRD 325690 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $415M | 121 | 285 | 2 | 03/06/2026 | ☆ |
| 9007 | Center Capital Partners Llc CRD 315464 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $415M | 7 | 7 | 9 | 04/30/2026 | ☆ |
| 9008 | Ellington Credit Company Management Llc CRD 168311 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $415M | 1 | 1 | 164 | 03/30/2026 | ☆ |
| 9009 | Lock 8 Partners Llc CRD 319731 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $415M | 4 | 4 | 9 | 05/04/2026 | ☆ |
| 9010 | Momentum Advisors, Llc CRD 159574 | New York, NY | Insurance-Affiliated · Small ($100M–$1B) | $415M | 370 | 370 | 10 | 07/17/2026 | ☆ |
| 9011 | Western Financial Corporation CRD 6118 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $414M | 180 | 483 | 6 | 09/14/2026 | ☆ |
| 9012 | Northeast Planning Associates, Inc. CRD 131406 | Bedford, NH | Insurance-Affiliated · Small ($100M–$1B) | $414M | 959 | 1,509 | 129 | 05/08/2026 | ☆ |
| 9013 | Garner Asset Management Corporation CRD 115350 | Wealth Manager · Small ($100M–$1B) | $414M | 112 | 434 | 2 | 03/23/2026 | ☆ | |
| 9014 | Mokosak Advisory Group, Llc CRD 287538 | Urbandale, IA | Insurance-Affiliated · Small ($100M–$1B) | $414M | 490 | 1,364 | 4 | 02/24/2026 | ☆ |
| 9015 | Gold Coast Wealth Management, Llc CRD 156338 | Jericho, NY | Wealth Manager · Small ($100M–$1B) | $414M | 157 | 324 | 3 | 03/24/2026 | ☆ |
| 9016 | Oak Asset Management, Llc CRD 287856 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $414M | 251 | 687 | 4 | 02/23/2026 | ☆ |
| 9017 | Autilus Partners Llc CRD 322882 | Santa Monica, CA | Private Fund Manager · Small ($100M–$1B) | $414M | 6 | 6 | 4 | 07/16/2026 | ☆ |
| 9018 | Watershed Private Wealth Llc CRD 316408 | Oak Brook, IL | Wealth Manager · Small ($100M–$1B) | $414M | 144 | 555 | 3 | 08/31/2026 | ☆ |
| 9019 | Clearwell Advisors, Llc CRD 306186 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $414M | 60 | 57 | 9 | 04/01/2026 | ☆ |
| 9020 | Ted Buchan & Company, Llc CRD 140722 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $413M | 383 | 1,235 | 7 | 03/12/2026 | ☆ |
| 9021 | Caird Investment Partners, Llc CRD 334504 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $413M | 1 | 1 | 8 | 03/30/2026 | ☆ |
| 9022 | Grove Street Fiduciary, Llc CRD 107703 | Peterborough, NH | Wealth Manager · Small ($100M–$1B) | $413M | 297 | 1,066 | 4 | 03/04/2026 | ☆ |
| 9023 | Northbridge Financial Group, Llc CRD 310394 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $413M | 487 | 1,354 | 11 | 07/24/2026 | ☆ |
| 9024 | Sws Capital Management, Llc CRD 119043 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $413M | 7 | 9 | 10 | 07/21/2026 | ☆ |
| 9025 | Auldbrass Partners, Lp CRD 161360 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $413M | 5 | 5 | 11 | 09/03/2026 | ☆ |
| 9026 | Aletheian Wealth Advisors Llc CRD 304623 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $413M | 137 | 546 | 6 | 02/05/2026 | ☆ |
| 9027 | Altamont Capital Management, Llc. CRD 118979 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $412M | 163 | 387 | 2 | 01/28/2026 | ☆ |
| 9028 | Kerberos Capital Management Llc CRD 315699 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $412M | 8 | 13 | 8 | 03/30/2026 | ☆ |
| 9029 | Lakeside Advisors Inc CRD 104540 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $412M | 213 | 517 | 4 | 04/14/2026 | ☆ |
| 9030 | Auxo Investment Partners, Llc CRD 290177 | Grand Rapids, MI | Private Fund Manager · Small ($100M–$1B) | $412M | 12 | 12 | 15 | 03/31/2026 | ☆ |
| 9031 | Bay Harbor Wealth Management, Llc CRD 294000 | Hunt Valley, MD | Wealth Manager · Small ($100M–$1B) | $412M | 399 | 1,375 | 6 | 08/04/2026 | ☆ |
| 9032 | Petix & Botte Company CRD 170020 | La Mesa, CA | Wealth Manager · Small ($100M–$1B) | $412M | 473 | 783 | 4 | 03/31/2026 | ☆ |
| 9033 | Foundation Wealth Management, Llc CRD 168270 | Media, PA | Wealth Manager · Small ($100M–$1B) | $412M | 167 | 675 | 5 | 06/29/2026 | ☆ |
| 9034 | Aurelius Capital Management, Lp CRD 157325 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $412M | 10 | 10 | 12 | 04/29/2026 | ☆ |
| 9035 | Curbstone Financial Management Corporation CRD 13348 | Manchester, NH | Wealth Manager · Small ($100M–$1B) | $412M | 277 | 653 | 10 | 06/22/2026 | ☆ |
| 9036 | Vortus Investment Advisors, Llc CRD 166178 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $412M | 6 | 6 | 6 | 04/24/2026 | ☆ |
| 9037 | Grandview Asset Management Llc CRD 172357 | Harrisburg, PA | Insurance-Affiliated · Small ($100M–$1B) | $412M | 606 | 1,372 | 9 | 06/29/2026 | ☆ |
| 9038 | Slagle Financial, Llc. CRD 149976 | Edwardsville, IL | Wealth Manager · Small ($100M–$1B) | $412M | 1,510 | 3,253 | 21 | 08/13/2026 | ☆ |
| 9039 | Hall Capital Management Company, Inc. CRD 108141 | Barrington, RI | Wealth Manager · Small ($100M–$1B) | $412M | 543 | 1,120 | 9 | 09/22/2026 | ☆ |
| 9040 | Yakira Capital Management, Inc. CRD 159398 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $412M | 3 | 3 | 4 | 04/22/2026 | ☆ |
| 9041 | Mb, Levis & Associates,Llc CRD 164197 | Center Valley, PA | Wealth Manager · Small ($100M–$1B) | $412M | 170 | 575 | 4 | 03/20/2026 | ☆ |
| 9042 | Hlm Management Co., Llc CRD 162337 | Waltham, MA | Private Fund Manager · Small ($100M–$1B) | $411M | 7 | 7 | 14 | 03/26/2026 | ☆ |
| 9043 | Bdfs Capital Llc CRD 287680 | Rehoboth Beach, DE | Wealth Manager · Small ($100M–$1B) | $411M | 762 | 1,743 | 7 | 07/10/2026 | ☆ |
| 9044 | Zuna, Llc CRD 306113 | Portland, OR | Institutional / Pension Advisor · Small ($100M–$1B) | $411M | 58 | 60 | 6 | 03/10/2026 | ☆ |
| 9045 | Rooney Capital Management, Inc. CRD 141874 | Investment Adviser · Small ($100M–$1B) | $411M | 1 | 1 | 1 | 03/24/2026 | ☆ | |
| 9046 | Guardian Wealth Management, Llc CRD 118668 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $411M | 348 | 1,213 | 11 | 07/06/2026 | ☆ |
| 9047 | N CRD 150275 | Institutional / Pension Advisor · Small ($100M–$1B) | $411M | 44 | 47 | 1 | 03/31/2025 | ☆ | |
| 9048 | Everest Private Wealth CRD 142945 | Cupertino, CA | Wealth Manager · Small ($100M–$1B) | $411M | 90 | 328 | 3 | 03/10/2026 | ☆ |
| 9049 | Copper Financial Network, Llc CRD 168203 | Lenexa, KS | Insurance-Affiliated · Small ($100M–$1B) | $411M | 4,165 | 4,987 | 50 | 09/03/2026 | ☆ |
| 9050 | Access Financial Resources Inc. CRD 109495 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $411M | 644 | 2,458 | 9 | 04/30/2026 | ☆ |