Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9051 | Truefg, Llc CRD 285850 | Cedar Park, TX | Wealth Manager · Small ($100M–$1B) | $409M | 667 | 2,148 | 2 | 03/30/2026 | ☆ |
| 9052 | Rooted Wealth Advisors, Inc. CRD 313759 | Bourbonnais, IL | Insurance-Affiliated · Small ($100M–$1B) | $409M | 1,652 | 3,720 | 22 | 03/30/2026 | ☆ |
| 9053 | Greenridge Equity Partners, Llc CRD 171612 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $409M | 4 | 4 | 14 | 03/30/2026 | ☆ |
| 9054 | Wasserstein Management, Lp CRD 286158 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $409M | 5 | 5 | 5 | 03/31/2026 | ☆ |
| 9055 | Palouse Capital Management, Inc. CRD 104573 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $409M | 887 | 950 | 3 | 04/24/2026 | ☆ |
| 9056 | Capstone Capital Llc CRD 123764 | Henderson, NV | Wealth Manager · Small ($100M–$1B) | $408M | 200 | 551 | 5 | 07/07/2026 | ☆ |
| 9057 | New Leaf Venture Partners Llc CRD 163897 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $408M | 9 | 9 | 4 | 03/30/2026 | ☆ |
| 9058 | Advisory Solutions Group, Llc CRD 339919 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $408M | 807 | 2,062 | 50 | 07/09/2026 | ☆ |
| 9059 | Range Financial Group, Llc CRD 290001 | Tigard, OR | Insurance-Affiliated · Small ($100M–$1B) | $408M | 405 | 1,365 | 9 | 07/09/2026 | ☆ |
| 9060 | Heritage Financial, Llc CRD 285149 | Gainesville, VA | Wealth Manager · Small ($100M–$1B) | $408M | 350 | 1,507 | 8 | 06/09/2026 | ☆ |
| 9061 | Quad City Investment Advisors, Llc CRD 112187 | Moline, IL | Wealth Manager · Small ($100M–$1B) | $408M | 746 | 746 | 8 | 03/24/2026 | ☆ |
| 9062 | Revere Asset Management, Inc. CRD 152881 | Allen, TX | Wealth Manager · Small ($100M–$1B) | $408M | 501 | 1,110 | 7 | 02/13/2026 | ☆ |
| 9063 | N CRD 112105 | Wealth Manager · Small ($100M–$1B) | $408M | 170 | 473 | 2 | 04/09/2025 | ☆ | |
| 9064 | Nexus338, Llc CRD 315250 | Cabin John, MD | Institutional / Pension Advisor · Small ($100M–$1B) | $408M | 465 | 474 | 3 | 02/11/2026 | ☆ |
| 9065 | Kom Wealth Management Group, Llc CRD 142682 | Appleton, WI | Wealth Manager · Small ($100M–$1B) | $408M | 575 | 2,126 | 7 | 03/04/2026 | ☆ |
| 9066 | Navigoe, Llc CRD 168716 | Redondo Beach, CA | Wealth Manager · Small ($100M–$1B) | $408M | 156 | 587 | 3 | 08/05/2026 | ☆ |
| 9067 | Maxq Asset Management Llc CRD 336560 | Greenwood Village, CO | Investment Adviser · Small ($100M–$1B) | $408M | 1 | 1 | 1 | 03/16/2026 | ☆ |
| 9068 | Compass Financial Services, Inc. CRD 109441 | West Des Moines, IA | Insurance-Affiliated · Small ($100M–$1B) | $407M | 1,105 | 1,909 | 12 | 04/28/2026 | ☆ |
| 9069 | Wealthcare Capital Partners, Llc CRD 330300 | West Chester, PA | Wealth Manager · Small ($100M–$1B) | $407M | 717 | 1,599 | 14 | 05/21/2026 | ☆ |
| 9070 | N CRD 168342 | Wealth Manager · Small ($100M–$1B) | $407M | 790 | 1,395 | 10 | 03/26/2025 | ☆ | |
| 9071 | J.R. Prunier Capital Management Llc CRD 321026 | Holden, MA | Wealth Manager · Small ($100M–$1B) | $407M | 135 | 424 | 3 | 06/23/2026 | ☆ |
| 9072 | Bridge Growth Partners, Llc CRD 168682 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $407M | 4 | 4 | 11 | 03/31/2026 | ☆ |
| 9073 | Fifth Force Management Llc CRD 325161 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $407M | 161 | 4 | 03/27/2026 | ☆ | |
| 9074 | Keystone Financial Planning, Inc CRD 104640 | Westlake, OH | Wealth Manager · Small ($100M–$1B) | $407M | 117 | 448 | 2 | 02/27/2026 | ☆ |
| 9075 | Womack Wealth Management, Inc. CRD 146126 | Manhattan Beach, CA | Wealth Manager · Small ($100M–$1B) | $407M | 198 | 601 | 7 | 07/08/2026 | ☆ |
| 9076 | Greenberg Financial Group CRD 38747 | Tucson, AZ | Insurance-Affiliated · Small ($100M–$1B) | $407M | 804 | 1,175 | 10 | 03/16/2026 | ☆ |
| 9077 | Henderson Brothers Financial Partners Llc CRD 333732 | Pittsburgh, PA | Insurance-Affiliated · Small ($100M–$1B) | $407M | 1,044 | 1,492 | 30 | 06/23/2026 | ☆ |
| 9078 | N CRD 7890 | Wealth Manager · Small ($100M–$1B) | $407M | 280 | 928 | 9 | 08/26/2025 | ☆ | |
| 9079 | United Wealth Management, Llc CRD 133986 | Wealth Manager · Small ($100M–$1B) | $407M | 257 | 945 | 5 | 03/09/2026 | ☆ | |
| 9080 | Tumwater Wealth Management, Llc CRD 300443 | Boise, ID | Wealth Manager · Small ($100M–$1B) | $407M | 310 | 877 | 4 | 03/06/2026 | ☆ |
| 9081 | Hurley Financial Group, Inc. CRD 108983 | Corvallis, OR | Insurance-Affiliated · Small ($100M–$1B) | $407M | 481 | 1,535 | 6 | 03/12/2026 | ☆ |
| 9082 | Kingsmark Private Financial Advisors, Llc CRD 146655 | Albany, GA | Wealth Manager · Small ($100M–$1B) | $406M | 430 | 890 | 9 | 03/31/2026 | ☆ |
| 9083 | Clarity Capital Advisors, Llc CRD 282405 | Lakewood Ranch, FL | Wealth Manager · Small ($100M–$1B) | $406M | 74 | 274 | 2 | 02/03/2026 | ☆ |
| 9084 | Guerra Advisors Inc. CRD 282409 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $406M | 3,007 | 3,007 | 12 | 03/22/2026 | ☆ |
| 9085 | N CRD 109366 | Wealth Manager · Small ($100M–$1B) | $406M | 446 | 446 | 5 | 03/05/2025 | ☆ | |
| 9086 | Ballast Rock Private Wealth Llc CRD 322064 | Charleston, SC | Insurance-Affiliated · Small ($100M–$1B) | $406M | 251 | 642 | 9 | 03/06/2026 | ☆ |
| 9087 | Bontempo Ohly Capital Management, Llc CRD 132804 | Bethesda, MD | Wealth Manager · Small ($100M–$1B) | $406M | 158 | 692 | 6 | 03/31/2026 | ☆ |
| 9088 | Palogic Value Management, L.P. CRD 155133 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $406M | 66 | 67 | 5 | 06/29/2026 | ☆ |
| 9089 | Northland Securities, Inc. CRD 40258 | Minneapolis, MN | Insurance-Affiliated · Small ($100M–$1B) | $405M | 875 | 1,192 | 22 | 06/26/2026 | ☆ |
| 9090 | Orbis Investment Management (U.S.), L.P. CRD 158511 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $405M | 2 | 1 | 18 | 03/25/2026 | ☆ |
| 9091 | Goodhaven Capital Management, Llc CRD 156032 | Millburn, NJ | Mutual Fund / Asset Manager · Small ($100M–$1B) | $405M | 75 | 78 | 5 | 03/26/2026 | ☆ |
| 9092 | Evergreen Wealth Partners Llc CRD 335451 | Kalispell, MT | Wealth Manager · Small ($100M–$1B) | $405M | 718 | 1,792 | 9 | 03/02/2026 | ☆ |
| 9093 | Altus Wealth Management, Llc CRD 153650 | Ft. Mitchell, KY | Wealth Manager · Small ($100M–$1B) | $405M | 286 | 585 | 5 | 04/30/2026 | ☆ |
| 9094 | Covara Capital, Llc CRD 337515 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $405M | 3 | 3 | 7 | 05/01/2026 | ☆ |
| 9095 | Focusgrowth Asset Management, Lp CRD 309245 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $405M | 8 | 8 | 10 | 07/02/2026 | ☆ |
| 9096 | Triton Wealth Management, Pllc CRD 291070 | Sun City, AZ | Insurance-Affiliated · Small ($100M–$1B) | $405M | 853 | 1,729 | 9 | 07/09/2026 | ☆ |
| 9097 | Lotus Technology Management, Lp CRD 335468 | Orlando, FL | Private Fund Manager · Small ($100M–$1B) | $405M | 3 | 3 | 30 | 03/11/2026 | ☆ |
| 9098 | Qp Wealth Management, Llc CRD 301071 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $405M | 121 | 715 | 7 | 05/19/2026 | ☆ |
| 9099 | Core Wealth Management, Inc. CRD 162870 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $405M | 291 | 999 | 4 | 03/02/2026 | ☆ |
| 9100 | Long Angle Management, Llc CRD 330169 | Dover, DE | Private Fund Manager · Small ($100M–$1B) | $405M | 59 | 59 | 10 | 03/26/2026 | ☆ |