Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9101 | Ocm Private Wealth, Llc CRD 332302 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $405M | 237 | 613 | 8 | 08/03/2026 | ☆ |
| 9102 | Kanen Wealth Management Llc CRD 282746 | Coconut Creek, FL | Private Fund Manager · Small ($100M–$1B) | $405M | 255 | 455 | 5 | 05/22/2026 | ☆ |
| 9103 | Cre Venture Capital, Inc. CRD 317875 | Mahwah, NJ | Private Fund Manager · Small ($100M–$1B) | $405M | 31 | 31 | 7 | 03/30/2026 | ☆ |
| 9104 | Excel Financial, Llc CRD 145301 | Red Wing, MN | Insurance-Affiliated · Small ($100M–$1B) | $404M | 416 | 1,128 | 11 | 05/29/2026 | ☆ |
| 9105 | Mb Generational Wealth, Llc CRD 327967 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $404M | 123 | 398 | 3 | 03/19/2026 | ☆ |
| 9106 | S Harris Financial Group, Llc CRD 151899 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $404M | 247 | 1,036 | 7 | 03/18/2026 | ☆ |
| 9107 | Dupree Financial Group, Llc CRD 131091 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $404M | 825 | 1,655 | 7 | 04/17/2026 | ☆ |
| 9108 | Fee Only Financial Planning, L.C. CRD 108365 | Wealth Manager · Small ($100M–$1B) | $404M | 141 | 540 | 3 | 02/12/2026 | ☆ | |
| 9109 | Naples Asset Management Co., Llc CRD 133978 | Mooresville, NC | Institutional / Pension Advisor · Small ($100M–$1B) | $404M | 584 | 584 | 11 | 06/03/2026 | ☆ |
| 9110 | Westbeck Capital Management Llp CRD 324606 | London, England | Private Fund Manager · Small ($100M–$1B) | $404M | 4 | 4 | 8 | 06/29/2026 | ☆ |
| 9111 | Axiom Financial Strategies Group, Llc CRD 306618 | New Albany, IN | Insurance-Affiliated · Small ($100M–$1B) | $404M | 575 | 1,382 | 9 | 03/31/2026 | ☆ |
| 9112 | Hfm Investment Advisors, Llc CRD 289103 | Glassboro, NJ | Wealth Manager · Small ($100M–$1B) | $404M | 580 | 1,286 | 5 | 03/31/2026 | ☆ |
| 9113 | Cloud Investments, Llc CRD 281915 | Huntsville, AL | Wealth Manager · Small ($100M–$1B) | $404M | 995 | 1,749 | 6 | 02/12/2026 | ☆ |
| 9114 | Charter Oak Advisors Lp CRD 328387 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $404M | 5 | 3 | 6 | 03/31/2026 | ☆ |
| 9115 | Mainsail Financial Group, Llc CRD 317970 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $404M | 426 | 1,448 | 12 | 06/15/2026 | ☆ |
| 9116 | Alexander Randolph Advisory Inc CRD 106024 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $404M | 139 | 474 | 5 | 03/31/2026 | ☆ |
| 9117 | A.G. Campbell Advisory, Llc CRD 162150 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $404M | 67 | 217 | 5 | 03/11/2026 | ☆ |
| 9118 | Tilia Fiduciary Partners, Inc. CRD 157852 | Wilmington, NC | Wealth Manager · Small ($100M–$1B) | $404M | 356 | 997 | 8 | 07/09/2026 | ☆ |
| 9119 | Mrm Horizon Advisors, Llc CRD 130585 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $404M | 101 | 140 | 6 | 07/07/2026 | ☆ |
| 9120 | Hidden Cove Wealth Management, Llc CRD 318677 | Bainbridge Island, WA | Wealth Manager · Small ($100M–$1B) | $404M | 322 | 1,081 | 7 | 02/03/2026 | ☆ |
| 9121 | Forum Solutions Group, Llc CRD 143075 | Fishers, IN | Wealth Manager · Small ($100M–$1B) | $403M | 635 | 1,490 | 11 | 02/20/2026 | ☆ |
| 9122 | Sfm, Llc CRD 116564 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $403M | 258 | 806 | 6 | 08/03/2026 | ☆ |
| 9123 | Tfr Capital, Llc CRD 333108 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $403M | 267 | 839 | 9 | 07/27/2026 | ☆ |
| 9124 | Legacy Investment Partners, Llc CRD 133014 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $403M | 223 | 415 | 4 | 02/06/2026 | ☆ |
| 9125 | Borer Denton & Associates, Inc. CRD 135729 | Blue Bell, PA | Wealth Manager · Small ($100M–$1B) | $403M | 218 | 220 | 4 | 03/27/2026 | ☆ |
| 9126 | Carnegie Lake Advisors Llc CRD 330024 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $403M | 213 | 463 | 7 | 03/02/2026 | ☆ |
| 9127 | Lcm Capital Management Inc CRD 111074 | Chicago, IL | Insurance-Affiliated · Small ($100M–$1B) | $403M | 473 | 982 | 8 | 04/22/2026 | ☆ |
| 9128 | Palo Duro Investment Partners, Lp CRD 324320 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $403M | 7 | 7 | 6 | 07/21/2026 | ☆ |
| 9129 | Goldberg Advisers, Llc CRD 134174 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $403M | 231 | 514 | 4 | 04/07/2026 | ☆ |
| 9130 | Rational Investment Management, Llc CRD 163057 | Wealth Manager · Small ($100M–$1B) | $403M | 93 | 409 | 2 | 03/31/2026 | ☆ | |
| 9131 | N CRD 141343 | Multi-Family Office · Small ($100M–$1B) | $403M | 40 | 258 | 6 | 03/21/2025 | ☆ | |
| 9132 | Erben Associates, Llc CRD 148703 | Austin, TX | Trust Company · Small ($100M–$1B) | $402M | 128 | 957 | 10 | 03/25/2026 | ☆ |
| 9133 | Henry James International Management, Inc. CRD 169293 | New York, NY | Investment Adviser · Small ($100M–$1B) | $402M | 59 | 63 | 5 | 03/10/2026 | ☆ |
| 9134 | Sturgeon Ventures Llp CRD 167026 | London | Private Fund Manager · Small ($100M–$1B) | $402M | 43 | 43 | 12 | 06/23/2026 | ☆ |
| 9135 | Bci Securities, Inc. CRD 168047 | Miami, FL | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $402M | 448 | 448 | 74 | 03/31/2026 | ☆ |
| 9136 | Proathlete Wealth Management Llc CRD 317372 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $402M | 205 | 205 | 5 | 05/22/2026 | ☆ |
| 9137 | Anderson Financial Strategies, Llc CRD 290343 | Dayton, OH | Institutional / Pension Advisor · Small ($100M–$1B) | $402M | 230 | 230 | 7 | 03/31/2026 | ☆ |
| 9138 | Balch Hill Capital, Llc CRD 113209 | Private Fund Manager · Small ($100M–$1B) | $402M | 1 | 1 | 1 | 03/30/2026 | ☆ | |
| 9139 | O'neil Global Advisors, Inc. CRD 308150 | Los Angeles, CA | Investment Adviser · Small ($100M–$1B) | $402M | 11 | 87 | 40 | 05/04/2026 | ☆ |
| 9140 | Ratan Capital Management, Lp CRD 160440 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $402M | 4 | 4 | 2 | 03/27/2026 | ☆ |
| 9141 | As Avaron Asset Management CRD 282350 | Tallinn | Investment Adviser · Small ($100M–$1B) | $402M | 4 | 4 | 17 | 02/03/2026 | ☆ |
| 9142 | Generation Partners Management, Llc CRD 160589 | Private Fund Manager · Small ($100M–$1B) | $402M | 6 | 6 | 4 | 05/05/2026 | ☆ | |
| 9143 | Silver Coast Investments Llc CRD 167771 | San Diego, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $402M | 420 | 1,078 | 32 | 03/19/2026 | ☆ |
| 9144 | Leeward Financial Partners, Llc CRD 288779 | Wealth Manager · Small ($100M–$1B) | $401M | 241 | 607 | 3 | 03/25/2026 | ☆ | |
| 9145 | H. L. Ormond & Company, Llc CRD 313593 | Greenville, NC | Wealth Manager · Small ($100M–$1B) | $401M | 282 | 1,199 | 7 | 05/01/2026 | ☆ |
| 9146 | Tar River Wealth Planning, Llc CRD 328530 | Louisburg, NC | Wealth Manager · Small ($100M–$1B) | $401M | 483 | 1,283 | 9 | 02/02/2026 | ☆ |
| 9147 | Essential Partners Llc CRD 315959 | Rancho Santa Fe,, CA | Wealth Manager · Small ($100M–$1B) | $401M | 58 | 309 | 2 | 03/30/2026 | ☆ |
| 9148 | Rog Ix, Llc CRD 304142 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $401M | 1 | 1 | 43 | 03/26/2026 | ☆ |
| 9149 | Insight Strategic Wealth Llc CRD 147290 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $401M | 263 | 722 | 7 | 08/06/2026 | ☆ |
| 9150 | The Capital Chart Room, Ltd CRD 117980 | Fort Worth, TX | Investment Adviser · Small ($100M–$1B) | $401M | 65 | 295 | 7 | 03/06/2026 | ☆ |