Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9151 | Palm Peak Capital, Llc CRD 334986 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $401M | 3 | 3 | 9 | 06/24/2026 | ☆ |
| 9152 | Valuequest Advisers, Llc CRD 337781 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $401M | 1 | 1 | 4 | 03/18/2026 | ☆ |
| 9153 | Helm Capital Management Llc CRD 123174 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $401M | 52 | 154 | 1 | 04/21/2026 | ☆ |
| 9154 | Cornerstone Financial Planning, Llc CRD 129656 | Portsmouth, NH | Wealth Manager · Small ($100M–$1B) | $401M | 247 | 1,025 | 6 | 08/03/2026 | ☆ |
| 9155 | Noble Wealth Management P.B.C. CRD 322607 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $400M | 199 | 672 | 5 | 02/25/2026 | ☆ |
| 9156 | Soundcore Capital Partners, Lp CRD 331288 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $400M | 12 | 12 | 15 | 05/06/2026 | ☆ |
| 9157 | Burns Matteson Capital Management, Llc CRD 118315 | Corning, NY | Wealth Manager · Small ($100M–$1B) | $400M | 199 | 1,042 | 6 | 04/08/2026 | ☆ |
| 9158 | Ticino Wealth Llc CRD 335808 | Mission Viejo, CA | Wealth Manager · Small ($100M–$1B) | $400M | 296 | 775 | 4 | 06/18/2026 | ☆ |
| 9159 | Keyes, Stange & Wooten Wealth Management, Llc CRD 139806 | Daytona Beach, FL | Wealth Manager · Small ($100M–$1B) | $400M | 407 | 1,049 | 9 | 03/04/2026 | ☆ |
| 9160 | Golden Spark Insights Merchant Banking Group Inc. CRD 339382 | Fairfax, VA | Investment Adviser · Small ($100M–$1B) | $400M | 2 | 2 | 1 | 03/19/2026 | ☆ |
| 9161 | Mcp Advisers, Llc CRD 328391 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $400M | 1 | 1 | 3 | 04/09/2025 | ☆ |
| 9162 | Numerixs Investment Technologies Inc CRD 172022 | Chandler, AZ | Private Fund Manager · Small ($100M–$1B) | $400M | 2 | 2 | 5 | 07/23/2026 | ☆ |
| 9163 | Sjbenen Advisory, Llc CRD 283153 | Wealth Manager · Small ($100M–$1B) | $400M | 149 | 398 | 2 | 03/09/2026 | ☆ | |
| 9164 | Kirkwood Financial Services Llc CRD 169278 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $400M | 584 | 928 | 12 | 05/05/2026 | ☆ |
| 9165 | Threadgill Financial, Llc CRD 174865 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $399M | 381 | 901 | 3 | 07/31/2026 | ☆ |
| 9166 | Pioneer Wealth Management Group, Inc CRD 133429 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $399M | 499 | 1,658 | 11 | 02/05/2026 | ☆ |
| 9167 | Trinity Wealth Management, Llc CRD 169216 | Berwyn, PA | Insurance-Affiliated · Small ($100M–$1B) | $399M | 240 | 682 | 7 | 03/05/2026 | ☆ |
| 9168 | Waterford Advisors, Llc CRD 119442 | Orchard Park, NY | Insurance-Affiliated · Small ($100M–$1B) | $399M | 351 | 988 | 10 | 03/31/2026 | ☆ |
| 9169 | Stonecrest Advisors, Inc. CRD 142095 | Austin, TX | Investment Adviser · Small ($100M–$1B) | $399M | 477 | 477 | 25 | 04/16/2026 | ☆ |
| 9170 | Midwest Heritage Bank, Fsb CRD 306308 | West Des Moines, IA | Bank · Small ($100M–$1B) | $399M | 334 | 647 | 6 | 01/02/2026 | ☆ |
| 9171 | Revitate Fund Advisor Llc CRD 326939 | Newport Beach, CA | Private Fund Manager · Small ($100M–$1B) | $399M | 13 | 13 | 15 | 04/01/2026 | ☆ |
| 9172 | Lester Financial Group, Llc CRD 317036 | Champaign, IL | Insurance-Affiliated · Small ($100M–$1B) | $399M | 784 | 1,118 | 5 | 02/27/2026 | ☆ |
| 9173 | N CRD 29280 | Wealth Manager · Small ($100M–$1B) | $398M | 733 | 1,252 | 35 | 08/14/2025 | ☆ | |
| 9174 | Mighty Oak Strong America Investment Company CRD 123322 | Mechanicsburg, PA | Wealth Manager · Small ($100M–$1B) | $398M | 176 | 715 | 5 | 07/20/2026 | ☆ |
| 9175 | Tactical Infrastructure Partners, Lp CRD 318315 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $398M | 7 | 7 | 6 | 03/26/2026 | ☆ |
| 9176 | Luminvest Wealth Management Llc CRD 326261 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $398M | 140 | 370 | 5 | 02/25/2026 | ☆ |
| 9177 | Diadema Partners Lp CRD 331527 | Morristown, NJ | Private Fund Manager · Small ($100M–$1B) | $398M | 6 | 7 | 6 | 03/20/2026 | ☆ |
| 9178 | Concord Investment Counsel CRD 107901 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $398M | 207 | 456 | 4 | 07/21/2026 | ☆ |
| 9179 | Prometheus Capital Management Corp. CRD 121982 | Yardley, PA | Insurance-Affiliated · Small ($100M–$1B) | $398M | 270 | 872 | 4 | 03/12/2026 | ☆ |
| 9180 | Raleigh Capital Management Inc. CRD 149538 | Cary, NC | Wealth Manager · Small ($100M–$1B) | $398M | 470 | 2,293 | 20 | 06/16/2026 | ☆ |
| 9181 | Red Wave Investments Llc CRD 153198 | Dillsburg, PA | Wealth Manager · Small ($100M–$1B) | $398M | 158 | 711 | 3 | 03/30/2026 | ☆ |
| 9182 | Longshore Capital Management, Llc CRD 308030 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $398M | 4 | 4 | 11 | 03/28/2026 | ☆ |
| 9183 | Perennial Advisors Group, Llc CRD 128600 | Westford, MA | Wealth Manager · Small ($100M–$1B) | $397M | 191 | 662 | 4 | 07/29/2026 | ☆ |
| 9184 | Fc Advisory, Llc CRD 170478 | West Chester, PA | Wealth Manager · Small ($100M–$1B) | $397M | 253 | 774 | 7 | 03/18/2026 | ☆ |
| 9185 | Bayard Asset Management Llc CRD 177515 | Princeton, NJ | Investment Adviser · Small ($100M–$1B) | $397M | 5 | 5 | 4 | 03/30/2026 | ☆ |
| 9186 | Iams Wealth Management, Llc CRD 286085 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $397M | 1,633 | 2,400 | 53 | 04/10/2026 | ☆ |
| 9187 | Webb Advisors Incorporated CRD 106617 | Bloomington, MN | Insurance-Affiliated · Small ($100M–$1B) | $397M | 673 | 1,896 | 8 | 03/30/2026 | ☆ |
| 9188 | Sagebroadview Wealth Management, Llc CRD 126472 | Farmington, CT | Wealth Manager · Small ($100M–$1B) | $397M | 148 | 595 | 8 | 07/06/2026 | ☆ |
| 9189 | N CRD 168613 | Investment Adviser · Small ($100M–$1B) | $397M | 3 | 3 | 10 | 03/24/2025 | ☆ | |
| 9190 | Ldr Capital Management, Llc CRD 162329 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $397M | 28 | 28 | 7 | 03/31/2026 | ☆ |
| 9191 | Beacon Financial Planning, Inc CRD 175372 | Hyannis, MA | Wealth Manager · Small ($100M–$1B) | $397M | 316 | 954 | 9 | 03/11/2026 | ☆ |
| 9192 | Centennial Wealth Advisory, Llc CRD 138054 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $397M | 1,354 | 3,164 | 15 | 07/22/2026 | ☆ |
| 9193 | Sutton Place Investors Llc CRD 298989 | Armonk, NY | Wealth Manager · Small ($100M–$1B) | $397M | 160 | 457 | 4 | 04/21/2026 | ☆ |
| 9194 | Goodwin Investment Advisory, Llc CRD 131193 | Woodstock, GA | Wealth Manager · Small ($100M–$1B) | $397M | 402 | 403 | 13 | 03/30/2026 | ☆ |
| 9195 | Howard Wealth Management, Llc CRD 299052 | Wealth Manager · Small ($100M–$1B) | $397M | 248 | 924 | 2 | 07/28/2026 | ☆ | |
| 9196 | Anabranch Capital Management, Lp CRD 309151 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $397M | 4 | 4 | 4 | 03/17/2026 | ☆ |
| 9197 | Miramontes Capital, Llc CRD 264786 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $397M | 744 | 1,709 | 15 | 05/28/2026 | ☆ |
| 9198 | N CRD 105903 | Wealth Manager · Small ($100M–$1B) | $397M | 317 | 904 | 8 | 06/06/2025 | ☆ | |
| 9199 | New Insight Wealth Advisors CRD 318083 | San Ramon, CA | Wealth Manager · Small ($100M–$1B) | $397M | 375 | 360 | 7 | 03/25/2026 | ☆ |
| 9200 | N CRD 105795 | Wealth Manager · Small ($100M–$1B) | $397M | 0 | 6 | 4 | 03/07/2025 | ☆ |