Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9201 | Sara Bay Financial Corp. CRD 133443 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $397M | 324 | 924 | 5 | 04/24/2026 | ☆ |
| 9202 | Visionary Horizons, Llc CRD 150483 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $397M | 709 | 3,989 | 12 | 07/24/2026 | ☆ |
| 9203 | Smedley Financial Services Inc CRD 110870 | Salt Lake City, UT | Insurance-Affiliated · Small ($100M–$1B) | $397M | 855 | 1,961 | 11 | 07/29/2026 | ☆ |
| 9204 | Wagner Loftin Investment Services Llc CRD 109770 | Pleasant Hill, CA | Insurance-Affiliated · Small ($100M–$1B) | $396M | 442 | 955 | 7 | 03/25/2026 | ☆ |
| 9205 | Matterhorn Capital Advisors, Llc CRD 309960 | West Conshohocken, PA | Private Fund Manager · Small ($100M–$1B) | $396M | 2 | 2 | 11 | 03/31/2026 | ☆ |
| 9206 | Fortune Wealth Management, Llc CRD 157832 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $396M | 201 | 199 | 3 | 02/02/2026 | ☆ |
| 9207 | Family Wealth Advisory Group, Llc CRD 130595 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $396M | 219 | 835 | 7 | 06/30/2026 | ☆ |
| 9208 | Kirtland Financial Management, Inc. CRD 131138 | Coral Gables, FL | Insurance-Affiliated · Small ($100M–$1B) | $396M | 201 | 620 | 3 | 03/24/2026 | ☆ |
| 9209 | The Visualize Group Lp CRD 327531 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $396M | 3 | 4 | 10 | 05/20/2026 | ☆ |
| 9210 | West Ridge Advisors, Llc CRD 282718 | Henderson, NV | Institutional / Pension Advisor · Small ($100M–$1B) | $396M | 744 | 1,405 | 13 | 04/01/2026 | ☆ |
| 9211 | Diastole Wealth Management, Inc. CRD 111604 | Guilford, CT | Wealth Manager · Small ($100M–$1B) | $396M | 275 | 1,434 | 13 | 05/05/2026 | ☆ |
| 9212 | Lesjak Planning, Llc CRD 110090 | Westlake, OH | Wealth Manager · Small ($100M–$1B) | $396M | 376 | 381 | 7 | 07/13/2026 | ☆ |
| 9213 | Poinciana Advisors Group, Llc CRD 137423 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $396M | 112 | 309 | 2 | 03/24/2026 | ☆ |
| 9214 | Derby Copeland Management Group, Llc CRD 321102 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $396M | 3 | 3 | 18 | 03/31/2026 | ☆ |
| 9215 | Gunderson Capital Management, Llc CRD 140795 | Mount Pleasant, SC | Wealth Manager · Small ($100M–$1B) | $396M | 696 | 1,441 | 4 | 04/30/2026 | ☆ |
| 9216 | Galapagos Advisory Llc CRD 322042 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $396M | 210 | 210 | 8 | 03/31/2026 | ☆ |
| 9217 | Ecio, Inc. CRD 301432 | Madison, WI | Endowment & Foundation Advisor · Small ($100M–$1B) | $396M | 116 | 241 | 8 | 06/30/2026 | ☆ |
| 9218 | Black Dragon Capital Investment Management, Llc CRD 312404 | Private Fund Manager · Small ($100M–$1B) | $396M | 15 | 15 | 46 | 04/03/2026 | ☆ | |
| 9219 | Mor Wealth Management, Llc CRD 333022 | Philadelphia, PA | Wealth Manager · Small ($100M–$1B) | $396M | 152 | 813 | 8 | 07/30/2026 | ☆ |
| 9220 | Mann Financial Services, Inc. CRD 297878 | Detroit Lakes, MN | Insurance-Affiliated · Small ($100M–$1B) | $396M | 597 | 1,105 | 5 | 02/03/2026 | ☆ |
| 9221 | Portfolio, Llc CRD 145687 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $395M | 283 | 761 | 3 | 01/07/2026 | ☆ |
| 9222 | India Capital Management Limited CRD 162996 | Trianon | Private Fund Manager · Small ($100M–$1B) | $395M | 1 | 1 | 8 | 12/23/2025 | ☆ |
| 9223 | Taiyo Pacific Partners L.P. CRD 160930 | Kirkland, WA | Investment Adviser · Small ($100M–$1B) | $395M | 7 | 7 | 14 | 03/30/2026 | ☆ |
| 9224 | Ka Credit Advisors Ii, Llc CRD 311657 | Houston, TX | Investment Adviser · Small ($100M–$1B) | $395M | 1 | 1 | 64 | 03/13/2026 | ☆ |
| 9225 | Gravitalix Financial Llc CRD 340206 | Coral Springs, FL | Wealth Manager · Small ($100M–$1B) | $395M | 19,218 | 19,218 | 2 | 07/29/2026 | ☆ |
| 9226 | Kiker Wealth Management, Llc CRD 154405 | Jasper, GA | Wealth Manager · Small ($100M–$1B) | $395M | 901 | 2,571 | 9 | 08/05/2026 | ☆ |
| 9227 | Sandler Capital Management CRD 109856 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $395M | 11 | 11 | 17 | 05/14/2026 | ☆ |
| 9228 | Quarry Hill Advisors, Llc CRD 288334 | Saint Paul, MN | Wealth Manager · Small ($100M–$1B) | $395M | 203 | 1,048 | 5 | 01/14/2026 | ☆ |
| 9229 | Reframe Wealth, Llc CRD 313386 | Fairfax, VA | Wealth Manager · Small ($100M–$1B) | $395M | 235 | 662 | 5 | 04/24/2026 | ☆ |
| 9230 | Clarion Wealth Management Partners, Llc CRD 334243 | Fairfax, VA | Wealth Manager · Small ($100M–$1B) | $395M | 420 | 1,323 | 8 | 03/31/2026 | ☆ |
| 9231 | Generational Wealth, Inc. CRD 281330 | Zeeland, MI | Wealth Manager · Small ($100M–$1B) | $395M | 665 | 2,121 | 9 | 04/16/2026 | ☆ |
| 9232 | Abich Financial Wealth Management, Llc CRD 310633 | Ashburn, VA | Wealth Manager · Small ($100M–$1B) | $395M | 523 | 1,354 | 28 | 03/30/2026 | ☆ |
| 9233 | Familywealth Advisers Llc CRD 289193 | Lake Mary, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $395M | 407 | 687 | 13 | 03/31/2026 | ☆ |
| 9234 | Hunter Lewis Llc CRD 304985 | Crozet, VA | Investment Adviser · Small ($100M–$1B) | $395M | 14 | 19 | 7 | 04/09/2026 | ☆ |
| 9235 | Cargile Investment Management, Inc. CRD 116982 | Midland, TX | Wealth Manager · Small ($100M–$1B) | $395M | 204 | 319 | 3 | 03/24/2026 | ☆ |
| 9236 | Value Partners Limited CRD 143177 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $395M | 5 | 5 | 104 | 07/06/2026 | ☆ |
| 9237 | Attinger, Llc CRD 311772 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $395M | 7 | 8 | 4 | 06/26/2026 | ☆ |
| 9238 | Aegon Usa Realty Advisors, Llc CRD 286438 | Cedar Rapids, IA | Investment Adviser · Small ($100M–$1B) | $394M | 14 | 21 | 178 | 03/27/2026 | ☆ |
| 9239 | The Retirement Planning Company Of New England, Inc. CRD 108705 | Warwick, RI | Wealth Manager · Small ($100M–$1B) | $394M | 566 | 1,312 | 4 | 03/13/2026 | ☆ |
| 9240 | Vawter Financial Ltd CRD 108830 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $394M | 247 | 1,155 | 5 | 07/21/2026 | ☆ |
| 9241 | Integrity Investment Advisors, Llc CRD 154131 | Wealth Manager · Small ($100M–$1B) | $394M | 117 | 512 | 4 | 05/08/2026 | ☆ | |
| 9242 | Mn Wealth Advisors, Llc CRD 322617 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $394M | 571 | 1,173 | 5 | 02/27/2026 | ☆ |
| 9243 | Signet Investment Advisory Group, Inc. CRD 123910 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $394M | 198 | 746 | 9 | 03/11/2026 | ☆ |
| 9244 | Elizabeth Park Capital Advisors, Ltd CRD 158416 | Pepper Pike, OH | Private Fund Manager · Small ($100M–$1B) | $394M | 7 | 9 | 10 | 03/30/2026 | ☆ |
| 9245 | Knuff & Company Llc CRD 298203 | Foster City, CA | Multi-Family Office · Small ($100M–$1B) | $394M | 29 | 28 | 4 | 03/26/2026 | ☆ |
| 9246 | Aj Advisors, Llc CRD 321606 | Nashville, TN | Wealth Manager · Small ($100M–$1B) | $394M | 414 | 1,483 | 5 | 03/26/2026 | ☆ |
| 9247 | Arsenal Venture Partners, Inc. CRD 160426 | Winter Park, FL | Private Fund Manager · Small ($100M–$1B) | $394M | 12 | 12 | 4 | 06/18/2026 | ☆ |
| 9248 | Virginia Wealth Management Group, Inc. CRD 311248 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $394M | 117 | 399 | 4 | 02/06/2026 | ☆ |
| 9249 | Bellevue Asset Management, Llc CRD 129194 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $394M | 219 | 593 | 2 | 02/20/2026 | ☆ |
| 9250 | Acas, Llc CRD 160657 | Rancho Santa Fe, CA | Wealth Manager · Small ($100M–$1B) | $393M | 256 | 656 | 5 | 03/31/2026 | ☆ |