Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9251 | Sl Advisors, Llc CRD 151495 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $393M | 49 | 50 | 4 | 02/13/2026 | ☆ | |
| 9252 | Core Wealth Partners Llc CRD 322365 | Santa Rosa, CA | Wealth Manager · Small ($100M–$1B) | $393M | 385 | 840 | 5 | 02/16/2026 | ☆ |
| 9253 | Pfw Advisors, Llc CRD 325119 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $393M | 138 | 371 | 4 | 01/20/2026 | ☆ |
| 9254 | Causey Wealth Llc CRD 331134 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $393M | 185 | 585 | 7 | 04/06/2026 | ☆ |
| 9255 | Key Capital Management, Inc. CRD 173773 | Hendersonville, TN | Wealth Manager · Small ($100M–$1B) | $393M | 2,018 | 2,324 | 35 | 04/08/2026 | ☆ |
| 9256 | Bentley Financial Group, Inc. CRD 172474 | Downers Grove, IL | Insurance-Affiliated · Small ($100M–$1B) | $393M | 470 | 747 | 4 | 02/06/2026 | ☆ |
| 9257 | C. C. Dunnavan & Co., Inc. CRD 109058 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $393M | 231 | 231 | 6 | 03/05/2026 | ☆ |
| 9258 | Atlatl Advisers Llc CRD 284036 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $393M | 274 | 1,124 | 10 | 05/21/2026 | ☆ |
| 9259 | Panoramic Capital Partners Llc CRD 331349 | Lake Oswego, OR | Insurance-Affiliated · Small ($100M–$1B) | $393M | 159 | 712 | 7 | 03/02/2026 | ☆ |
| 9260 | Apex Investments Management Us, Llc CRD 322874 | Coconut Grove, FL | Private Fund Manager · Small ($100M–$1B) | $392M | 1 | 1 | 6 | 04/27/2026 | ☆ |
| 9261 | Apex Investments Management, S.A. CRD 323044 | Guatemala City | Private Fund Manager · Small ($100M–$1B) | $392M | 1 | 1 | 8 | 04/27/2026 | ☆ |
| 9262 | Family Wealth Partners, Llc CRD 317764 | Matthews, NC | Wealth Manager · Small ($100M–$1B) | $392M | 266 | 1,020 | 11 | 05/11/2026 | ☆ |
| 9263 | Schorn Wealth, Llc CRD 304104 | Englewood, FL | Insurance-Affiliated · Small ($100M–$1B) | $392M | 721 | 1,409 | 9 | 02/18/2026 | ☆ |
| 9264 | The Darrow Company, Inc. CRD 105679 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $392M | 122 | 408 | 6 | 07/09/2026 | ☆ |
| 9265 | Eastover Investment Advisors, Llc CRD 150821 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $392M | 250 | 252 | 4 | 02/04/2026 | ☆ |
| 9266 | S&A Financial Services, Inc. CRD 110471 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $392M | 1,183 | 1,884 | 7 | 03/23/2026 | ☆ |
| 9267 | Carmel Capital Management L.L.C. CRD 120675 | Carmel, CA | Wealth Manager · Small ($100M–$1B) | $392M | 102 | 109 | 6 | 02/27/2026 | ☆ |
| 9268 | Miura Investment Advisors, Inc CRD 283148 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $392M | 191 | 191 | 6 | 08/04/2026 | ☆ |
| 9269 | Highpeak Energy Management, Llc CRD 293928 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $392M | 2 | 2 | 3 | 03/23/2026 | ☆ |
| 9270 | Fifth Partners Management, Llc CRD 326712 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $392M | 11 | 11 | 28 | 03/31/2026 | ☆ |
| 9271 | Sgl Investment Advisors, Inc. CRD 145167 | Missoula, MT | Insurance-Affiliated · Small ($100M–$1B) | $392M | 734 | 1,236 | 7 | 07/23/2026 | ☆ |
| 9272 | 3 B1 Partners, Llc CRD 300835 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $392M | 2 | 2 | 4 | 06/30/2026 | ☆ |
| 9273 | Siebert Advisornxt, Llc. CRD 288572 | New York, NY | Wealth Manager · Small ($100M–$1B) | $392M | 973 | 973 | 43 | 03/25/2026 | ☆ |
| 9274 | Moon Capital Management Llc CRD 107612 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $392M | 162 | 407 | 6 | 05/01/2026 | ☆ |
| 9275 | Wealth Quarterback Llc CRD 282967 | Toms River, NJ | Wealth Manager · Small ($100M–$1B) | $391M | 1,117 | 2,042 | 11 | 03/30/2026 | ☆ |
| 9276 | Oxinas Partners, Llc CRD 297462 | Jeffersonville, IN | Insurance-Affiliated · Small ($100M–$1B) | $391M | 754 | 1,738 | 8 | 02/11/2026 | ☆ |
| 9277 | Equita Financial Network, Inc. CRD 277031 | Fort Washington, PA | Wealth Manager · Small ($100M–$1B) | $391M | 434 | 1,321 | 19 | 07/21/2026 | ☆ |
| 9278 | Rmw Advisors, Llc CRD 159293 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $391M | 377 | 782 | 7 | 01/16/2026 | ☆ |
| 9279 | Paskin & Berler Capital Advisors, Llc CRD 160004 | Wealth Manager · Small ($100M–$1B) | $391M | 66 | 189 | 4 | 05/12/2026 | ☆ | |
| 9280 | 1776 Wealth Llc CRD 286321 | Sandy Springs, GA | Wealth Manager · Small ($100M–$1B) | $391M | 100 | 436 | 2 | 03/30/2026 | ☆ |
| 9281 | Evans Investment Advisors, L.L.C. CRD 147000 | Baton Rouge, LA | Wealth Manager · Small ($100M–$1B) | $391M | 508 | 800 | 5 | 03/26/2026 | ☆ |
| 9282 | N CRD 313520 | Private Fund Manager · Small ($100M–$1B) | $391M | 5 | 5 | 11 | 03/20/2025 | ☆ | |
| 9283 | Hillcrest Wealth Advisors Ny, Llc CRD 126818 | Holmdel, NJ | Wealth Manager · Small ($100M–$1B) | $391M | 65 | 235 | 2 | 05/22/2026 | ☆ |
| 9284 | Platt Wealth Management, Llc CRD 297487 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $391M | 205 | 663 | 5 | 02/01/2026 | ☆ |
| 9285 | Shrier Wealth Management, Llc CRD 332673 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $391M | 158 | 402 | 5 | 02/19/2026 | ☆ |
| 9286 | Harold Davidson & Associates, Inc CRD 110994 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $391M | 249 | 423 | 7 | 08/05/2026 | ☆ |
| 9287 | Barramundi Advisors Llc CRD 334454 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $390M | 46 | 46 | 7 | 05/05/2026 | ☆ |
| 9288 | Intrepid Financial Planning Group, Llc CRD 112196 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $390M | 1,457 | 1,457 | 3 | 05/06/2026 | ☆ |
| 9289 | Clearlight Partners Management, Llc CRD 157610 | Newport Beach, CA | Private Fund Manager · Small ($100M–$1B) | $390M | 2 | 2 | 10 | 03/24/2026 | ☆ |
| 9290 | 16 Th Amendment Advisors Llc CRD 150575 | New York, NY | Wealth Manager · Small ($100M–$1B) | $390M | 80 | 80 | 8 | 03/03/2026 | ☆ |
| 9291 | Ascend Interplay, Llc CRD 317344 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $390M | 19 | 19 | 7 | 06/18/2026 | ☆ |
| 9292 | Prudent Man Investment Management Inc CRD 104574 | Lousiville, CO | Wealth Manager · Small ($100M–$1B) | $390M | 246 | 762 | 4 | 03/16/2026 | ☆ |
| 9293 | Bluestone Capital Management, Llc CRD 157841 | Wayne, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $390M | 7 | 10 | 4 | 07/16/2026 | ☆ |
| 9294 | Davis Investment Partners, Llc CRD 318783 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $390M | 174 | 452 | 3 | 01/22/2026 | ☆ |
| 9295 | Hahn Capital Management, Llc CRD 108911 | Walnut Creek, CA | Investment Adviser · Small ($100M–$1B) | $390M | 69 | 69 | 5 | 03/10/2026 | ☆ |
| 9296 | Legend Financial Advisors Inc CRD 108207 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $390M | 219 | 219 | 11 | 03/24/2026 | ☆ |
| 9297 | 6 Th Man Ventures, Llc CRD 318649 | Private Fund Manager · Small ($100M–$1B) | $390M | 6 | 6 | 5 | 03/31/2026 | ☆ | |
| 9298 | Nixon Capital Llc CRD 148061 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $390M | 203 | 236 | 2 | 06/15/2026 | ☆ |
| 9299 | Jjp Capital Management, Inc. CRD 105374 | Columbia, MO | Wealth Manager · Small ($100M–$1B) | $390M | 67 | 183 | 3 | 03/10/2026 | ☆ |
| 9300 | Pacific Point Advisors, Llc CRD 310731 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $390M | 86 | 241 | 9 | 07/10/2026 | ☆ |