Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9301 | Green Ridge Wealth Planning Llc CRD 304236 | Montville, NJ | Wealth Manager · Small ($100M–$1B) | $390M | 302 | 907 | 11 | 02/12/2026 | ☆ |
| 9302 | Savoir Faire Capital Management, Lp CRD 306994 | Norwalk, CT | Private Fund Manager · Small ($100M–$1B) | $390M | 5 | 5 | 4 | 04/30/2026 | ☆ |
| 9303 | In On Capital Advisors Llc CRD 290038 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $389M | 40 | 40 | 16 | 03/26/2026 | ☆ |
| 9304 | Solomon Api Llc CRD 159471 | Rockledge, FL | Insurance-Affiliated · Small ($100M–$1B) | $389M | 174 | 2,204 | 3 | 07/02/2026 | ☆ |
| 9305 | Avisen Advisors, Llc CRD 113791 | Sacramento, CA | Wealth Manager · Small ($100M–$1B) | $389M | 191 | 438 | 9 | 03/20/2026 | ☆ |
| 9306 | Lbj Family Wealth Advisors, Ltd. CRD 129701 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $389M | 94 | 94 | 2 | 02/09/2026 | ☆ |
| 9307 | Redwood Financial Planning, Llc CRD 291250 | Scotch Plains, NJ | Wealth Manager · Small ($100M–$1B) | $389M | 634 | 1,454 | 4 | 04/01/2026 | ☆ |
| 9308 | Sentinel Wealth Management, Inc. CRD 122235 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $389M | 97 | 356 | 3 | 04/27/2026 | ☆ |
| 9309 | Know Your Options Llc CRD 153641 | Chicago, IL | Insurance-Affiliated · Small ($100M–$1B) | $389M | 830 | 1,123 | 15 | 03/04/2026 | ☆ |
| 9310 | N CRD 135872 | Wealth Manager · Small ($100M–$1B) | $389M | 161 | 161 | 2 | 03/18/2026 | ☆ | |
| 9311 | Monorail Securities Llc CRD 285309 | Sarasota, FL | Investment Adviser · Small ($100M–$1B) | $389M | 2,402 | 2,403 | 7 | 03/31/2026 | ☆ |
| 9312 | James Reed Financial Services, Inc. CRD 112179 | Cleveland, OH | Insurance-Affiliated · Small ($100M–$1B) | $389M | 351 | 1,166 | 10 | 03/05/2026 | ☆ |
| 9313 | Costello Asset Management, Inc. CRD 123249 | Feasterville, PA | Wealth Manager · Small ($100M–$1B) | $389M | 390 | 988 | 3 | 03/09/2026 | ☆ |
| 9314 | Socotra Management, Inc. CRD 328954 | Sacramento, CA | Private Fund Manager · Small ($100M–$1B) | $389M | 5 | 5 | 4 | 03/24/2026 | ☆ |
| 9315 | Pathways Advisory Group, Inc. CRD 143817 | Fresno, CA | Wealth Manager · Small ($100M–$1B) | $388M | 186 | 1,013 | 10 | 04/22/2026 | ☆ |
| 9316 | Trinity Investment Advisors, Llc CRD 141039 | West Chester, PA | Institutional / Pension Advisor · Small ($100M–$1B) | $388M | 34 | 34 | 3 | 03/18/2026 | ☆ |
| 9317 | Wheelhouse Advisory Group, Llc CRD 312806 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $388M | 548 | 2,042 | 28 | 03/26/2026 | ☆ |
| 9318 | N CRD 121300 | Wealth Manager · Small ($100M–$1B) | $388M | 178 | 748 | 7 | 10/07/2025 | ☆ | |
| 9319 | Brian D. Lowder, Inc. CRD 105972 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $388M | 195 | 643 | 3 | 01/22/2026 | ☆ |
| 9320 | Joseph P. Lucia & Associates, Llc CRD 147625 | Yorktown Heights, NY | Wealth Manager · Small ($100M–$1B) | $388M | 662 | 1,645 | 5 | 03/25/2026 | ☆ |
| 9321 | Ridgeview Asset Management Partners, Llc CRD 283786 | Stamford, CT | Wealth Manager · Small ($100M–$1B) | $388M | 135 | 137 | 3 | 03/23/2026 | ☆ |
| 9322 | Collaborative Capital Advisors Llc CRD 337588 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $388M | 18 | 40 | 5 | 07/13/2026 | ☆ |
| 9323 | Resolute Wealth Strategies, Llc CRD 318599 | Jackson, MS | Insurance-Affiliated · Small ($100M–$1B) | $388M | 301 | 703 | 7 | 03/20/2026 | ☆ |
| 9324 | Orso Partners, Lp CRD 304196 | South San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $387M | 1 | 1 | 3 | 03/06/2026 | ☆ |
| 9325 | Hassell Wealth Management, L.L.C. CRD 297892 | Houma, LA | Wealth Manager · Small ($100M–$1B) | $387M | 414 | 1,227 | 9 | 03/11/2026 | ☆ |
| 9326 | Braeswood Carbon Management, Llc CRD 311686 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $387M | 2 | 2 | 4 | 07/08/2026 | ☆ |
| 9327 | Soundview Advisors, Inc. CRD 114437 | Olympia, WA | Wealth Manager · Small ($100M–$1B) | $387M | 190 | 842 | 11 | 03/24/2026 | ☆ |
| 9328 | Macroview Investment Management Llc CRD 149621 | Bethesda, MD | Wealth Manager · Small ($100M–$1B) | $387M | 249 | 830 | 5 | 02/26/2026 | ☆ |
| 9329 | Lewis Asset Management, Llc CRD 143409 | Lafayette, CA | Insurance-Affiliated · Small ($100M–$1B) | $387M | 282 | 631 | 5 | 05/20/2026 | ☆ |
| 9330 | Archvest Wealth Advisors, Inc. CRD 172087 | Concord, CA | Wealth Manager · Small ($100M–$1B) | $387M | 339 | 316 | 7 | 03/19/2026 | ☆ |
| 9331 | Otus Capital Management Limited CRD 284879 | London | Private Fund Manager · Small ($100M–$1B) | $387M | 7 | 7 | 13 | 06/30/2026 | ☆ |
| 9332 | Southwest Investment Advisors, Inc. CRD 312685 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $387M | 1,161 | 1,162 | 5 | 03/30/2026 | ☆ |
| 9333 | Missionpoint Partners Llc CRD 171282 | Multi-Family Office · Small ($100M–$1B) | $387M | 4 | 4 | 6 | 03/16/2026 | ☆ | |
| 9334 | New Wave Wealth Advisors Llc CRD 323414 | Springdale, AR | Wealth Manager · Small ($100M–$1B) | $387M | 516 | 1,256 | 7 | 02/06/2026 | ☆ |
| 9335 | Vermillion Financial Advisors, Inc. CRD 119239 | South Barrington, IL | Wealth Manager · Small ($100M–$1B) | $387M | 279 | 1,021 | 10 | 03/27/2026 | ☆ |
| 9336 | Balance Wealth Partners Llc CRD 329589 | Worthington, OH | Wealth Manager · Small ($100M–$1B) | $387M | 553 | 2,236 | 12 | 07/15/2026 | ☆ |
| 9337 | Camac Partners, Llc CRD 173002 | Private Fund Manager · Small ($100M–$1B) | $387M | 2 | 2 | 2 | 07/02/2026 | ☆ | |
| 9338 | 1836 Asset Management, Llc CRD 313389 | Garland, TX | Wealth Manager · Small ($100M–$1B) | $387M | 48 | 326 | 3 | 03/25/2026 | ☆ |
| 9339 | Canter Strategic Wealth Management, Llc CRD 167828 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $386M | 280 | 280 | 12 | 07/30/2026 | ☆ |
| 9340 | Skyline Advisors, Inc. CRD 188511 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $386M | 369 | 1,204 | 8 | 01/29/2026 | ☆ |
| 9341 | Ostrofe Financial Consultants Inc CRD 110064 | Grass Valley, CA | Insurance-Affiliated · Small ($100M–$1B) | $386M | 568 | 1,625 | 9 | 02/03/2026 | ☆ |
| 9342 | Ds Investment Advisors CRD 319351 | Grand Rapids, MI | Institutional / Pension Advisor · Small ($100M–$1B) | $386M | 174 | 274 | 4 | 03/31/2026 | ☆ |
| 9343 | Hd Money, Inc. CRD 167623 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $386M | 484 | 998 | 12 | 03/31/2026 | ☆ |
| 9344 | Evexia Wealth, Llc CRD 323788 | Stevens Point, WI | Wealth Manager · Small ($100M–$1B) | $386M | 421 | 1,452 | 18 | 05/20/2026 | ☆ |
| 9345 | Cannon Capital Management, Inc. CRD 144247 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $386M | 243 | 243 | 8 | 04/10/2026 | ☆ |
| 9346 | Fiscal Wisdom Wealth Management Llc CRD 168299 | Canton, CT | Insurance-Affiliated · Small ($100M–$1B) | $386M | 2,828 | 2,828 | 18 | 04/28/2026 | ☆ |
| 9347 | Tapp Finance, Inc. CRD 327980 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $386M | 4 | 4 | 2 | 06/02/2026 | ☆ | |
| 9348 | Upstart Wealth Management, Llc CRD 173728 | Wealth Manager · Small ($100M–$1B) | $386M | 91 | 207 | 4 | 07/30/2026 | ☆ | |
| 9349 | Alternative Investment Advisors, Llc CRD 160108 | Maitland, FL | Wealth Manager · Small ($100M–$1B) | $386M | 1,424 | 2,817 | 15 | 03/27/2026 | ☆ |
| 9350 | Lowery Thomas, Llc CRD 110058 | Wealth Manager · Small ($100M–$1B) | $386M | 184 | 617 | 6 | 03/12/2026 | ☆ |