Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9351 | Brightlight Capital Management Lp CRD 171109 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $386M | 2 | 2 | 3 | 04/15/2026 | ☆ |
| 9352 | Wills Financial Group, Llc CRD 334431 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $386M | 254 | 753 | 5 | 02/27/2026 | ☆ |
| 9353 | Alden Investment Advisors, Llc CRD 317077 | Wayne, PA | Wealth Manager · Small ($100M–$1B) | $386M | 1,460 | 1,460 | 43 | 03/27/2026 | ☆ |
| 9354 | Squadron Capital Management Llc CRD 334296 | Oak Brook, IL | Private Fund Manager · Small ($100M–$1B) | $386M | 2 | 2 | 4 | 06/29/2026 | ☆ |
| 9355 | Ranch Capital Advisors Inc. CRD 300966 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $386M | 425 | 1,147 | 7 | 07/06/2026 | ☆ |
| 9356 | Elevate Wealth Advisory, Inc. CRD 149713 | Athens, GA | Wealth Manager · Small ($100M–$1B) | $386M | 635 | 1,706 | 13 | 03/19/2026 | ☆ |
| 9357 | Realta Investment Advisors, Inc CRD 134952 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $385M | 1,231 | 1,231 | 61 | 08/06/2026 | ☆ |
| 9358 | N CRD 105986 | Wealth Manager · Small ($100M–$1B) | $385M | 301 | 301 | 6 | 03/10/2025 | ☆ | |
| 9359 | Wealth Management Resources, Inc. CRD 45452 | Smithfield, RI | Insurance-Affiliated · Small ($100M–$1B) | $385M | 622 | 1,508 | 9 | 07/24/2026 | ☆ |
| 9360 | Wittenberg Investment Management Inc CRD 105792 | Wealth Manager · Small ($100M–$1B) | $385M | 49 | 126 | 1 | 03/27/2026 | ☆ | |
| 9361 | N CRD 169006 | Wealth Manager · Small ($100M–$1B) | $385M | 286 | 902 | 5 | 03/27/2025 | ☆ | |
| 9362 | Cairn Investment Group, Inc. CRD 143601 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $385M | 315 | 806 | 6 | 04/02/2026 | ☆ |
| 9363 | Planning Strategies, Inc. CRD 117105 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $385M | 514 | 1,414 | 11 | 03/18/2026 | ☆ |
| 9364 | Pacific Asset Management, Llc CRD 115157 | Gig Harbor, WA | Wealth Manager · Small ($100M–$1B) | $385M | 377 | 377 | 7 | 06/11/2026 | ☆ |
| 9365 | Agvictus Capital Management Llc CRD 307047 | Alpharetta, GA | Investment Adviser · Small ($100M–$1B) | $385M | 0 | 3 | 5 | 03/03/2026 | ☆ |
| 9366 | Lasalle Debt Investors CRD 158422 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $385M | 3 | 3 | 14 | 07/23/2026 | ☆ |
| 9367 | Promus Asset Management, Llc CRD 157484 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $385M | 50 | 260 | 6 | 03/27/2026 | ☆ |
| 9368 | Rallyday Partners, Llc CRD 307309 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $384M | 6 | 6 | 19 | 03/31/2026 | ☆ |
| 9369 | Weathervane Asset Management Llc CRD 312424 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $384M | 70 | 70 | 4 | 03/26/2026 | ☆ |
| 9370 | Chalkstream Capital Group, L.P. CRD 153734 | Private Fund Manager · Small ($100M–$1B) | $384M | 2 | 2 | 1 | 03/31/2026 | ☆ | |
| 9371 | Atlantic Investment Management, Inc CRD 137698 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $384M | 8 | 8 | 7 | 03/19/2026 | ☆ |
| 9372 | Ketron Financial Llc CRD 330807 | Novato, CA | Wealth Manager · Small ($100M–$1B) | $384M | 262 | 733 | 5 | 05/12/2026 | ☆ |
| 9373 | Longview Financial Advisors, Llc CRD 291192 | Wealth Manager · Small ($100M–$1B) | $384M | 125 | 422 | 2 | 05/06/2026 | ☆ | |
| 9374 | Architect Equity Management, Llc CRD 328703 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $384M | 4 | 4 | 15 | 03/24/2026 | ☆ |
| 9375 | Paragon Financial Services CRD 164832 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $384M | 738 | 1,382 | 7 | 07/21/2026 | ☆ |
| 9376 | Spartan Planning & Wealth Management, Llc CRD 166599 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $384M | 213 | 1,006 | 5 | 03/02/2026 | ☆ |
| 9377 | Arcadia Wealth Management, Inc. CRD 165504 | Smithtown, NY | Wealth Manager · Small ($100M–$1B) | $384M | 275 | 924 | 6 | 03/05/2026 | ☆ |
| 9378 | Sandeep Varma Wealth Strategies, Llc CRD 137705 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $384M | 471 | 1,229 | 6 | 02/24/2026 | ☆ |
| 9379 | N CRD 158802 | Investment Adviser · Small ($100M–$1B) | $384M | 2 | 2 | 2 | 03/25/2025 | ☆ | |
| 9380 | Volt Investment Holdings Llc CRD 306923 | Brooklyn, NY | Private Fund Manager · Small ($100M–$1B) | $384M | 12 | 12 | 5 | 04/17/2026 | ☆ |
| 9381 | N CRD 112368 | Wealth Manager · Small ($100M–$1B) | $383M | 334 | 1,023 | 6 | 03/27/2025 | ☆ | |
| 9382 | Cascades Capital Asset Management, Llc CRD 167102 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $383M | 358 | 733 | 3 | 03/26/2026 | ☆ |
| 9383 | Vista Investment Partners Ii, Llc CRD 327983 | Richmond, IN | Wealth Manager · Small ($100M–$1B) | $383M | 494 | 1,548 | 12 | 03/31/2026 | ☆ |
| 9384 | Keating Investment Counselors Inc CRD 110134 | Delray Beach, FL | Wealth Manager · Small ($100M–$1B) | $383M | 157 | 366 | 3 | 04/07/2026 | ☆ |
| 9385 | Capital Management Llc CRD 109416 | Greensboro, NC | Insurance-Affiliated · Small ($100M–$1B) | $383M | 238 | 516 | 3 | 03/16/2026 | ☆ |
| 9386 | One + One Wealth Management, Llc CRD 310906 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $383M | 251 | 793 | 5 | 02/10/2026 | ☆ |
| 9387 | Dougherty & Associates Financial Advisors, Inc. CRD 165145 | Buffalo, MN | Wealth Manager · Small ($100M–$1B) | $383M | 1,069 | 2,304 | 9 | 02/25/2026 | ☆ |
| 9388 | Canopy 360 Wealth, Llc CRD 296771 | Ocala, FL | Wealth Manager · Small ($100M–$1B) | $383M | 341 | 949 | 9 | 01/23/2026 | ☆ |
| 9389 | Accent Capital Management, Llc CRD 319275 | Centerville, OH | Wealth Manager · Small ($100M–$1B) | $383M | 92 | 134 | 7 | 03/02/2026 | ☆ |
| 9390 | Claraphi Advisory Network, Llc CRD 165868 | Aliso Viejo, CA | Wealth Manager · Small ($100M–$1B) | $383M | 1,504 | 2,422 | 8 | 12/01/2023 | ☆ |
| 9391 | Clearshares Llc CRD 157531 | Marco Island, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $382M | 3 | 3 | 3 | 04/24/2026 | ☆ |
| 9392 | Financial Planning Hawaii, Inc. CRD 153930 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $382M | 241 | 701 | 5 | 02/17/2026 | ☆ |
| 9393 | Proctor Financial, Inc. CRD 122021 | Sherborn, MA | Wealth Manager · Small ($100M–$1B) | $382M | 211 | 839 | 5 | 03/31/2026 | ☆ |
| 9394 | N CRD 282509 | Wealth Manager · Small ($100M–$1B) | $382M | 82 | 322 | 4 | 07/16/2026 | ☆ | |
| 9395 | Carter Financial Group, Inc. CRD 301025 | Barrington, IL | Insurance-Affiliated · Small ($100M–$1B) | $382M | 826 | 2,257 | 9 | 03/05/2026 | ☆ |
| 9396 | Destiny Capital Corporation CRD 111196 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $382M | 260 | 825 | 11 | 06/26/2026 | ☆ |
| 9397 | Eaton Financial Holdings Company, Llc CRD 316323 | Coral Springs, FL | Wealth Manager · Small ($100M–$1B) | $382M | 354 | 911 | 4 | 03/23/2026 | ☆ |
| 9398 | Pictet Asset Management (Usa) Corp CRD 306378 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $382M | 8 | 10 | 14 | 06/25/2026 | ☆ |
| 9399 | The Strategic Financial Alliance, Inc. CRD 126514 | Atlanta, GA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $382M | 1,463 | 1,022 | 56 | 03/31/2026 | ☆ |
| 9400 | Sonoma Brands Partners Ii, Llc CRD 296285 | Sonoma, CA | Private Fund Manager · Small ($100M–$1B) | $382M | 8 | 8 | 6 | 03/30/2026 | ☆ |