Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9651 | Kynance Cove Capital Llp CRD 341728 | London | Private Fund Manager · Small ($100M–$1B) | $365M | 2 | 2 | 8 | 08/25/2026 | ☆ |
| 9652 | Reservoir Operations, L.P. CRD 156800 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $365M | 6 | 6 | 8 | 09/15/2026 | ☆ |
| 9653 | Lucerne Capital Management, Lp CRD 111288 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $365M | 9 | 9 | 8 | 03/20/2026 | ☆ |
| 9654 | Fpc Investment Advisory, Inc. CRD 122728 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $365M | 162 | 753 | 5 | 03/09/2026 | ☆ |
| 9655 | Signify Wealth Llc CRD 160094 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $365M | 114 | 311 | 17 | 06/17/2026 | ☆ |
| 9656 | Tl Private Wealth Llc CRD 167818 | Southlake, TX | Wealth Manager · Small ($100M–$1B) | $364M | 269 | 682 | 4 | 03/27/2026 | ☆ |
| 9657 | Shelton Wealth Management, Llc CRD 312686 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $364M | 155 | 477 | 4 | 03/10/2026 | ☆ |
| 9658 | Sebold Capital Management, Inc CRD 122941 | Lisle, IL | Wealth Manager · Small ($100M–$1B) | $364M | 204 | 889 | 9 | 03/23/2026 | ☆ |
| 9659 | Synergy Financial Group, Ltd CRD 309961 | Insurance-Affiliated · Small ($100M–$1B) | $364M | 126 | 687 | 7 | 03/31/2026 | ☆ | |
| 9660 | Regency Capital Management Inc. CRD 312435 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $364M | 127 | 371 | 5 | 03/04/2026 | ☆ |
| 9661 | Invenio Wealth Partners, Llc CRD 323039 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $364M | 332 | 332 | 5 | 08/26/2026 | ☆ |
| 9662 | Redwood Grove Capital, Llc CRD 286228 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $364M | 1 | 1 | 5 | 04/14/2026 | ☆ |
| 9663 | Croak Asset Management, Llc CRD 297666 | Toledo, OH | Wealth Manager · Small ($100M–$1B) | $364M | 784 | 2,079 | 6 | 04/23/2026 | ☆ |
| 9664 | Horizon Investment Services, Llc. CRD 110642 | Hammond, IN | Wealth Manager · Small ($100M–$1B) | $364M | 334 | 568 | 14 | 05/11/2026 | ☆ |
| 9665 | Maripau Wealth Management Llc CRD 311934 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $364M | 1,064 | 3,092 | 24 | 04/24/2026 | ☆ |
| 9666 | Griffin Global Asset Management (Advisor) Llc CRD 336578 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $364M | 5 | 5 | 7 | 05/04/2026 | ☆ |
| 9667 | Solitude Financial Services, Inc. CRD 150348 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $364M | 164 | 787 | 8 | 09/10/2026 | ☆ |
| 9668 | Decisionmap Wealth Management, Llc CRD 328429 | Great Falls, VA | Insurance-Affiliated · Small ($100M–$1B) | $363M | 159 | 799 | 5 | 03/11/2026 | ☆ |
| 9669 | Greenfield Seitz Capital Management, Llc CRD 150434 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $363M | 188 | 458 | 4 | 09/21/2026 | ☆ |
| 9670 | Windrock Wealth Management Llc CRD 166124 | Naperville, IL | Wealth Manager · Small ($100M–$1B) | $363M | 83 | 583 | 5 | 03/17/2026 | ☆ |
| 9671 | Leonid Capital Partners, Llc CRD 327020 | Huntington Beach, CA | Private Fund Manager · Small ($100M–$1B) | $363M | 2 | 2 | 20 | 09/03/2026 | ☆ |
| 9672 | Sarona Asset Management Inc. CRD 160963 | Kitchener | Private Fund Manager · Small ($100M–$1B) | $363M | 4 | 4 | 27 | 01/06/2026 | ☆ |
| 9673 | Crestmont Private Wealth Llc CRD 304170 | Boerne, TX | Wealth Manager · Small ($100M–$1B) | $363M | 188 | 804 | 5 | 03/10/2026 | ☆ |
| 9674 | Marketriders, Inc. CRD 147963 | Chesterfield, MO | Wealth Manager · Small ($100M–$1B) | $363M | 477 | 477 | 6 | 03/30/2026 | ☆ |
| 9675 | Leclair Wealth Partners Llc CRD 332827 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $363M | 152 | 559 | 4 | 08/27/2026 | ☆ |
| 9676 | Riverpath Investments Llc CRD 226671 | Insurance-Affiliated · Small ($100M–$1B) | $363M | 232 | 493 | 5 | 01/21/2026 | ☆ | |
| 9677 | American Alpha Advisors, Llc CRD 291796 | New York, NY | Wealth Manager · Small ($100M–$1B) | $363M | 78 | 309 | 3 | 03/27/2026 | ☆ |
| 9678 | C Cubed Capital Partners, Llc CRD 328128 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $363M | 3 | 3 | 8 | 03/31/2026 | ☆ |
| 9679 | Presper Financial Architects, Llc CRD 297538 | Akron, OH | Wealth Manager · Small ($100M–$1B) | $363M | 533 | 1,737 | 10 | 09/14/2026 | ☆ |
| 9680 | Motive Wealth Advisors, Llc CRD 312303 | Birmingham, MI | Wealth Manager · Small ($100M–$1B) | $363M | 88 | 408 | 4 | 06/15/2026 | ☆ |
| 9681 | University Ventures Funds Management, Llc CRD 163575 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $363M | 10 | 10 | 3 | 03/31/2026 | ☆ |
| 9682 | Income Focus Portfolio Management, Llc CRD 165477 | Jackson, WY | Wealth Manager · Small ($100M–$1B) | $362M | 306 | 601 | 3 | 02/12/2026 | ☆ |
| 9683 | Strategic Income Group Llc CRD 165839 | Chandler, AZ | Insurance-Affiliated · Small ($100M–$1B) | $362M | 368 | 1,211 | 5 | 06/12/2026 | ☆ |
| 9684 | N CRD 107063 | Wealth Manager · Small ($100M–$1B) | $362M | 64 | 119 | 4 | 03/14/2025 | ☆ | |
| 9685 | Round Table Capital Management, L.P. CRD 307065 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $362M | 4 | 4 | 3 | 03/30/2026 | ☆ |
| 9686 | Kanbrick Llc CRD 309288 | Charlotte, NC | Private Fund Manager · Small ($100M–$1B) | $362M | 1 | 1 | 8 | 03/29/2026 | ☆ |
| 9687 | Bayhunt Capital Llc CRD 333514 | Mill Valley, CA | Private Fund Manager · Small ($100M–$1B) | $362M | 2 | 2 | 1 | 02/20/2026 | ☆ |
| 9688 | Pace Financial Advisors, Inc. CRD 318359 | Hillsboro, OR | Wealth Manager · Small ($100M–$1B) | $362M | 1,242 | 3,964 | 9 | 04/15/2026 | ☆ |
| 9689 | Avivar Advisors, Llc CRD 215516 | Endowment & Foundation Advisor · Small ($100M–$1B) | $362M | 20 | 20 | 18 | 09/15/2026 | ☆ | |
| 9690 | Briggs Wealth Management, Inc. CRD 125518 | Glastonbury, CT | Wealth Manager · Small ($100M–$1B) | $362M | 132 | 689 | 6 | 02/11/2026 | ☆ |
| 9691 | Dynamic Market Advantage, Llc CRD 323540 | Louisville, KY | Investment Adviser · Small ($100M–$1B) | $362M | 2 | 1,302 | 4 | 02/12/2026 | ☆ |
| 9692 | Retirement Financial Solutions, Llc CRD 285347 | Knoxville, TN | Insurance-Affiliated · Small ($100M–$1B) | $362M | 798 | 2,137 | 26 | 03/20/2026 | ☆ |
| 9693 | N CRD 160574 | Investment Adviser · Small ($100M–$1B) | $362M | 1 | 1 | 1 | 05/01/2025 | ☆ | |
| 9694 | Mra Advisory Group CRD 287933 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $361M | 504 | 1,993 | 13 | 08/03/2026 | ☆ |
| 9695 | Union Square Investment Co CRD 111776 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $361M | 24 | 26 | 7 | 03/09/2026 | ☆ |
| 9696 | Mfp Financial Services, Llc CRD 331681 | Safety Harbor, FL | Wealth Manager · Small ($100M–$1B) | $361M | 1,286 | 1,498 | 5 | 03/31/2026 | ☆ |
| 9697 | Cox Capital Management Llc CRD 117593 | Andover, MA | Wealth Manager · Small ($100M–$1B) | $361M | 216 | 579 | 4 | 09/24/2026 | ☆ |
| 9698 | Dearborn Capital Management, Llc CRD 155473 | Chicago, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $361M | 2 | 2 | 12 | 03/03/2026 | ☆ |
| 9699 | Sierra Investment Management, Llc CRD 106615 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $361M | 312 | 759 | 34 | 07/15/2026 | ☆ |
| 9700 | Wpg Advisers, Llc CRD 291708 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $361M | 399 | 1,277 | 6 | 03/28/2026 | ☆ |