Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9651 | Leclair Wealth Partners Llc CRD 332827 | Dublin, OH | Wealth Manager · Small ($100M–$1B) | $363M | 152 | 559 | 4 | 07/28/2026 | ☆ |
| 9652 | Riverpath Investments Llc CRD 226671 | Insurance-Affiliated · Small ($100M–$1B) | $363M | 232 | 493 | 5 | 01/21/2026 | ☆ | |
| 9653 | American Alpha Advisors, Llc CRD 291796 | New York, NY | Wealth Manager · Small ($100M–$1B) | $363M | 78 | 309 | 3 | 03/27/2026 | ☆ |
| 9654 | C Cubed Capital Partners, Llc CRD 328128 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $363M | 3 | 3 | 8 | 03/31/2026 | ☆ |
| 9655 | Presper Financial Architects, Llc CRD 297538 | Akron, OH | Wealth Manager · Small ($100M–$1B) | $363M | 533 | 1,737 | 10 | 02/23/2026 | ☆ |
| 9656 | Motive Wealth Advisors, Llc CRD 312303 | Birmingham, MI | Wealth Manager · Small ($100M–$1B) | $363M | 88 | 408 | 4 | 06/15/2026 | ☆ |
| 9657 | University Ventures Funds Management, Llc CRD 163575 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $363M | 10 | 10 | 3 | 03/31/2026 | ☆ |
| 9658 | Income Focus Portfolio Management, Llc CRD 165477 | Jackson, WY | Wealth Manager · Small ($100M–$1B) | $362M | 306 | 601 | 3 | 02/12/2026 | ☆ |
| 9659 | Strategic Income Group Llc CRD 165839 | Chandler, AZ | Insurance-Affiliated · Small ($100M–$1B) | $362M | 368 | 1,211 | 5 | 06/12/2026 | ☆ |
| 9660 | N CRD 107063 | Wealth Manager · Small ($100M–$1B) | $362M | 64 | 119 | 4 | 03/14/2025 | ☆ | |
| 9661 | Round Table Capital Management, L.P. CRD 307065 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $362M | 4 | 4 | 3 | 03/30/2026 | ☆ |
| 9662 | Kanbrick Llc CRD 309288 | Charlotte, NC | Private Fund Manager · Small ($100M–$1B) | $362M | 1 | 1 | 8 | 03/29/2026 | ☆ |
| 9663 | Bayhunt Capital Llc CRD 333514 | Mill Valley, CA | Private Fund Manager · Small ($100M–$1B) | $362M | 2 | 2 | 1 | 02/20/2026 | ☆ |
| 9664 | Pace Financial Advisors, Inc. CRD 318359 | Hillsboro, OR | Wealth Manager · Small ($100M–$1B) | $362M | 1,242 | 3,964 | 9 | 04/15/2026 | ☆ |
| 9665 | Avivar Capital, Llc CRD 215516 | Endowment & Foundation Advisor · Small ($100M–$1B) | $362M | 20 | 20 | 15 | 03/31/2026 | ☆ | |
| 9666 | Briggs Wealth Management, Inc. CRD 125518 | Glastonbury, CT | Wealth Manager · Small ($100M–$1B) | $362M | 132 | 689 | 6 | 02/11/2026 | ☆ |
| 9667 | Dynamic Market Advantage, Llc CRD 323540 | Louisville, KY | Investment Adviser · Small ($100M–$1B) | $362M | 2 | 1,302 | 4 | 02/12/2026 | ☆ |
| 9668 | Retirement Financial Solutions, Llc CRD 285347 | Knoxville, TN | Insurance-Affiliated · Small ($100M–$1B) | $362M | 798 | 2,137 | 26 | 03/20/2026 | ☆ |
| 9669 | N CRD 160574 | Investment Adviser · Small ($100M–$1B) | $362M | 1 | 1 | 1 | 05/01/2025 | ☆ | |
| 9670 | Mra Advisory Group CRD 287933 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $361M | 504 | 1,993 | 13 | 08/03/2026 | ☆ |
| 9671 | Union Square Investment Co CRD 111776 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $361M | 24 | 26 | 7 | 03/09/2026 | ☆ |
| 9672 | Mfp Financial Services, Llc CRD 331681 | Safety Harbor, FL | Wealth Manager · Small ($100M–$1B) | $361M | 1,286 | 1,498 | 5 | 03/31/2026 | ☆ |
| 9673 | Cox Capital Management Llc CRD 117593 | Andover, MA | Wealth Manager · Small ($100M–$1B) | $361M | 216 | 579 | 4 | 02/25/2026 | ☆ |
| 9674 | Dearborn Capital Management, Llc CRD 155473 | Chicago, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $361M | 2 | 2 | 12 | 03/03/2026 | ☆ |
| 9675 | Sierra Investment Management, Llc CRD 106615 | Santa Monica, CA | Wealth Manager · Small ($100M–$1B) | $361M | 312 | 759 | 34 | 07/15/2026 | ☆ |
| 9676 | Wpg Advisers, Llc CRD 291708 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $361M | 399 | 1,277 | 6 | 03/28/2026 | ☆ |
| 9677 | Transcendent Capital Group Llc CRD 316872 | Edmond, OK | Wealth Manager · Small ($100M–$1B) | $361M | 510 | 1,339 | 11 | 02/05/2026 | ☆ |
| 9678 | Cordis Financial, Llc CRD 294766 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $361M | 273 | 856 | 7 | 02/19/2026 | ☆ |
| 9679 | Sonata Capital Group Inc CRD 111277 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $361M | 197 | 197 | 5 | 03/25/2026 | ☆ |
| 9680 | Goldman Lancaster, Inc. CRD 136134 | Long Beach, CA | Wealth Manager · Small ($100M–$1B) | $361M | 392 | 752 | 5 | 04/29/2026 | ☆ |
| 9681 | N CRD 311002 | Wealth Manager · Small ($100M–$1B) | $360M | 292 | 803 | 6 | 01/30/2025 | ☆ | |
| 9682 | Outcome Driven Strategies, Llc CRD 311398 | Hunt Valley, MD | Investment Adviser · Small ($100M–$1B) | $360M | 22 | 639 | 10 | 03/27/2026 | ☆ |
| 9683 | Cascade Investment Advisors, Inc. CRD 117294 | Oregon City, OR | Wealth Manager · Small ($100M–$1B) | $360M | 177 | 501 | 7 | 02/20/2026 | ☆ |
| 9684 | Acp Capital Management, Llc CRD 138556 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $360M | 125 | 125 | 17 | 03/30/2026 | ☆ |
| 9685 | Jessup Wealth Management, Inc. CRD 323035 | Dayton, OH | Insurance-Affiliated · Small ($100M–$1B) | $360M | 411 | 916 | 12 | 05/18/2026 | ☆ |
| 9686 | N CRD 167435 | Private Fund Manager · Small ($100M–$1B) | $360M | 6 | 6 | 8 | 01/17/2025 | ☆ | |
| 9687 | Decker Retirement Planning Inc. CRD 284281 | Lehi, UT | Wealth Manager · Small ($100M–$1B) | $360M | 774 | 2,299 | 23 | 05/29/2026 | ☆ |
| 9688 | U. S. Boston Capital Corporation CRD 5251 | Lincoln, MA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $360M | 97 | 271 | 5 | 02/03/2026 | ☆ |
| 9689 | Bco Wealth Management, Llc CRD 322276 | Carlsbad, NM | Wealth Manager · Small ($100M–$1B) | $360M | 552 | 1,173 | 9 | 07/17/2026 | ☆ |
| 9690 | Cook & Bynum Capital Management, Llc CRD 149454 | Birmingham, AL | Private Fund Manager · Small ($100M–$1B) | $360M | 5 | 5 | 8 | 03/11/2026 | ☆ |
| 9691 | Kessler Investment Group, Llc CRD 153696 | Columbus, IN | Wealth Manager · Small ($100M–$1B) | $360M | 558 | 1,138 | 8 | 03/27/2026 | ☆ |
| 9692 | Lynk Capital Management Company, Llc CRD 329038 | Jacksonville, FL | Private Fund Manager · Small ($100M–$1B) | $360M | 5 | 5 | 6 | 07/23/2026 | ☆ |
| 9693 | Novak & Powell Financial Services, Inc. CRD 112970 | St. Petersburg, FL | Wealth Manager · Small ($100M–$1B) | $359M | 426 | 945 | 7 | 03/22/2026 | ☆ |
| 9694 | Washington Park Capital Management, Llc CRD 338939 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $359M | 194 | 317 | 3 | 03/11/2026 | ☆ |
| 9695 | The David J. Yvars Group Inc. CRD 328901 | Wealth Manager · Small ($100M–$1B) | $359M | 489 | 1,000 | 6 | 02/04/2026 | ☆ | |
| 9696 | Clearwave Capital, Llc CRD 337738 | Upland, CA | Wealth Manager · Small ($100M–$1B) | $359M | 314 | 758 | 3 | 03/05/2026 | ☆ |
| 9697 | Seros Financial, Llc CRD 166808 | Gilbert, AZ | Insurance-Affiliated · Small ($100M–$1B) | $359M | 457 | 1,049 | 10 | 06/05/2026 | ☆ |
| 9698 | N CRD 145540 | Wealth Manager · Small ($100M–$1B) | $359M | 656 | 1,202 | 11 | 12/08/2025 | ☆ | |
| 9699 | Ayrton Capital Llc CRD 286298 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $359M | 2 | 3 | 9 | 04/30/2026 | ☆ |
| 9700 | Ridgepath Capital Management Llc CRD 283343 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $359M | 121 | 338 | 5 | 02/03/2026 | ☆ |