Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9701 | Tsa Wealth Management Llc CRD 323123 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $359M | 262 | 666 | 3 | 07/23/2026 | ☆ |
| 9702 | Aurora Investment Managers, Llc CRD 146325 | Naples, FL | Wealth Manager · Small ($100M–$1B) | $359M | 200 | 458 | 4 | 02/19/2026 | ☆ |
| 9703 | Robertson Opportunity Capital, Llc CRD 118484 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $359M | 2 | 2 | 6 | 03/31/2026 | ☆ |
| 9704 | Lifeway Financial Corporation CRD 114276 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $359M | 168 | 491 | 5 | 03/05/2026 | ☆ |
| 9705 | Cloverfields Capital Group, Lp CRD 306590 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $359M | 58 | 58 | 2 | 03/26/2026 | ☆ |
| 9706 | Flight Deck Capital, Lp CRD 311353 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $359M | 1 | 1 | 4 | 03/27/2026 | ☆ |
| 9707 | Ararat Capital Management Lp CRD 291783 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $359M | 3 | 3 | 7 | 03/31/2026 | ☆ |
| 9708 | Silver Point Private Credit Fund Management, Llc CRD 332374 | Greenwich, CT | Investment Adviser · Small ($100M–$1B) | $359M | 1 | 1 | 357 | 03/31/2026 | ☆ |
| 9709 | Point Windward Advisors, Inc. CRD 110457 | New York, NY | Wealth Manager · Small ($100M–$1B) | $359M | 278 | 559 | 9 | 06/02/2026 | ☆ |
| 9710 | Us Asset Management, Llc CRD 124234 | Pittsburgh, PA | Investment Adviser · Small ($100M–$1B) | $358M | 48 | 49 | 6 | 03/05/2026 | ☆ |
| 9711 | Consolidated Capital Management, Llc CRD 130734 | Burbank, CA | Wealth Manager · Small ($100M–$1B) | $358M | 352 | 867 | 12 | 07/07/2026 | ☆ |
| 9712 | Ais Capital Management L.P. CRD 107971 | Wilton, CT | Private Fund Manager · Small ($100M–$1B) | $358M | 44 | 44 | 3 | 02/27/2026 | ☆ |
| 9713 | Bluestem Financial Advisors, Llc CRD 158418 | Savoy, IL | Wealth Manager · Small ($100M–$1B) | $358M | 185 | 1,010 | 10 | 07/16/2026 | ☆ |
| 9714 | Prufid Financial Advisors Llc CRD 121897 | Wealth Manager · Small ($100M–$1B) | $358M | 30 | 30 | 1 | 03/04/2026 | ☆ | |
| 9715 | Pillar Financial Advisors, Llc CRD 121880 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $358M | 210 | 765 | 6 | 07/16/2026 | ☆ |
| 9716 | N CRD 107949 | Wealth Manager · Small ($100M–$1B) | $358M | 13 | 18 | 3 | 03/31/2025 | ☆ | |
| 9717 | Heritage Wealth Management, Inc. CRD 122394 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $358M | 218 | 803 | 6 | 02/19/2026 | ☆ |
| 9718 | Ca Adviser, Llc CRD 300183 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $358M | 2 | 2 | 17 | 06/18/2026 | ☆ |
| 9719 | Access Wealth Management, Llc CRD 339285 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $358M | 174 | 819 | 5 | 04/20/2026 | ☆ |
| 9720 | Islay Capital Management, Llc CRD 114531 | Lubbock, TX | Wealth Manager · Small ($100M–$1B) | $358M | 183 | 402 | 2 | 07/17/2026 | ☆ |
| 9721 | Applied Capital Llc CRD 166175 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $358M | 687 | 2,200 | 9 | 03/10/2026 | ☆ |
| 9722 | Conservative Wealth Management Llc CRD 138925 | Wealth Manager · Small ($100M–$1B) | $358M | 68 | 194 | 1 | 02/04/2026 | ☆ | |
| 9723 | Papamarkou Wellner Asset Management, Inc. CRD 131796 | New York, NY | Wealth Manager · Small ($100M–$1B) | $358M | 109 | 108 | 11 | 03/31/2026 | ☆ |
| 9724 | Lifespan Financial Strategies, Inc. CRD 119800 | Weston, FL | Insurance-Affiliated · Small ($100M–$1B) | $357M | 515 | 1,209 | 6 | 03/18/2026 | ☆ |
| 9725 | Montvue Capital Management, Inc. CRD 116807 | Lynchburg, VA | Wealth Manager · Small ($100M–$1B) | $357M | 196 | 497 | 5 | 01/28/2026 | ☆ |
| 9726 | Houlihan Financial Resource Group, Ltd. CRD 116670 | Ashburn, VA | Wealth Manager · Small ($100M–$1B) | $357M | 171 | 564 | 4 | 03/24/2026 | ☆ |
| 9727 | Gkv Capital Management Co Inc CRD 108767 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $357M | 175 | 425 | 3 | 02/18/2026 | ☆ |
| 9728 | Moment Private Wealth, Llc CRD 313223 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $357M | 105 | 719 | 7 | 05/12/2026 | ☆ |
| 9729 | Symbiosis Capital Partners, Llc CRD 316599 | Bentonville, AR | Private Fund Manager · Small ($100M–$1B) | $357M | 2 | 2 | 12 | 03/17/2026 | ☆ |
| 9730 | Carnegie Wealth Management, Llc CRD 290430 | Berwyn, PA | Wealth Manager · Small ($100M–$1B) | $357M | 229 | 919 | 6 | 01/20/2026 | ☆ |
| 9731 | Saltmarsh Financial Advisors, Llc CRD 132248 | Pensacola, FL | Wealth Manager · Small ($100M–$1B) | $357M | 224 | 527 | 6 | 03/19/2026 | ☆ |
| 9732 | Alcyon Wealth Advisors, Llc CRD 334909 | Youngstown, OH | Wealth Manager · Small ($100M–$1B) | $356M | 395 | 1,096 | 5 | 06/15/2026 | ☆ |
| 9733 | Fourth Dimension Wealth, Llc CRD 306703 | Middleburg Heights, OH | Wealth Manager · Small ($100M–$1B) | $356M | 631 | 1,134 | 16 | 06/04/2026 | ☆ |
| 9734 | Oakcliff Partners Llc CRD 162325 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $356M | 2 | 2 | 3 | 03/23/2026 | ☆ |
| 9735 | The Stolper Company L.L.C. CRD 132962 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $356M | 175 | 356 | 6 | 04/28/2026 | ☆ |
| 9736 | Capstone Wealth Management Group, Llc CRD 284547 | Dunmore, PA | Wealth Manager · Small ($100M–$1B) | $356M | 524 | 1,548 | 6 | 04/16/2026 | ☆ |
| 9737 | Split Rock Private Trading And Wealth Management Llc CRD 152003 | Cloquet, MN | Wealth Manager · Small ($100M–$1B) | $356M | 998 | 2,084 | 6 | 04/20/2026 | ☆ |
| 9738 | Crawford Fund Management, Llc CRD 158659 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $356M | 3 | 5 | 4 | 03/26/2026 | ☆ |
| 9739 | Monhegan Capital Management, Llc CRD 304428 | Wealth Manager · Small ($100M–$1B) | $356M | 26 | 2 | 03/31/2026 | ☆ | ||
| 9740 | Lifegoal Investments, Llc CRD 327833 | Wealth Manager · Small ($100M–$1B) | $356M | 291 | 792 | 5 | 08/07/2026 | ☆ | |
| 9741 | Armor Investment Advisors, Llc CRD 134200 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $356M | 206 | 206 | 6 | 04/23/2026 | ☆ |
| 9742 | Arkview Capital, L.P. CRD 316130 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $356M | 10 | 10 | 8 | 03/27/2026 | ☆ |
| 9743 | Twin Point Capital Llc CRD 281731 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $356M | 6 | 5 | 10 | 04/30/2026 | ☆ |
| 9744 | Argyle Capital Management, Llc CRD 106576 | Center Valley, PA | Wealth Manager · Small ($100M–$1B) | $356M | 65 | 136 | 3 | 03/26/2026 | ☆ |
| 9745 | N CRD 307866 | Wealth Manager · Small ($100M–$1B) | $356M | 132 | 765 | 6 | 03/13/2025 | ☆ | |
| 9746 | Stone Oak Wealth Management, Llc CRD 288217 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $356M | 293 | 943 | 7 | 03/29/2026 | ☆ |
| 9747 | Griffin Black, Llc CRD 134684 | Redwood City, CA | Wealth Manager · Small ($100M–$1B) | $356M | 171 | 698 | 9 | 07/24/2026 | ☆ |
| 9748 | Acorn Capital Advisors, Llc CRD 304164 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $355M | 2 | 2 | 5 | 03/19/2026 | ☆ |
| 9749 | Harrington Investments, Incorporated CRD 110790 | Napa, CA | Wealth Manager · Small ($100M–$1B) | $355M | 117 | 219 | 5 | 09/24/2025 | ☆ |
| 9750 | Financial Planning Navigators Corp CRD 332831 | Maple Grove, MN | Wealth Manager · Small ($100M–$1B) | $355M | 433 | 1,653 | 8 | 01/27/2026 | ☆ |