Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9751 | Sepulveda Management Llc CRD 284290 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $355M | 3 | 3 | 8 | 05/05/2026 | ☆ |
| 9752 | South Lakeview, Llc CRD 157240 | Wealth Manager · Small ($100M–$1B) | $355M | 3 | 1 | 03/19/2026 | ☆ | ||
| 9753 | Clay Northam Wealth Management, Llc CRD 159002 | Huntington Beach, CA | Wealth Manager · Small ($100M–$1B) | $355M | 420 | 1,108 | 2 | 05/15/2026 | ☆ |
| 9754 | Hanover Advisors, Inc CRD 119655 | Seneca, SC | Wealth Manager · Small ($100M–$1B) | $355M | 245 | 651 | 3 | 05/05/2026 | ☆ |
| 9755 | Bull Harbor Capital Llc. CRD 324995 | Bethesda, MD | Insurance-Affiliated · Small ($100M–$1B) | $355M | 426 | 424 | 43 | 05/01/2026 | ☆ |
| 9756 | Wfg Capital Advisors, Llc CRD 310008 | Mobile, AL | Wealth Manager · Small ($100M–$1B) | $355M | 658 | 358 | 5 | 03/17/2026 | ☆ |
| 9757 | Bridge City Capital, Llc CRD 148828 | Lake Oswego, OR | Investment Adviser · Small ($100M–$1B) | $355M | 40 | 40 | 6 | 04/20/2026 | ☆ |
| 9758 | Resurgent Financial Advisors Llc CRD 299575 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $355M | 381 | 913 | 20 | 05/08/2026 | ☆ |
| 9759 | Lexington Research And Capital Group, Llc CRD 108576 | Fayetteville, AR | Wealth Manager · Small ($100M–$1B) | $355M | 205 | 205 | 1 | 03/23/2026 | ☆ |
| 9760 | Lloyd Harbor Capital Management, Llc CRD 304646 | Cold Spring Harbor, NY | Private Fund Manager · Small ($100M–$1B) | $354M | 2 | 2 | 6 | 03/31/2026 | ☆ |
| 9761 | Capstone Wealth Management, Inc. CRD 130128 | Billings, MT | Insurance-Affiliated · Small ($100M–$1B) | $354M | 169 | 508 | 8 | 03/25/2026 | ☆ |
| 9762 | Wealth Advisors Northwest Llc CRD 284468 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $354M | 304 | 1,154 | 8 | 03/05/2026 | ☆ |
| 9763 | Stance Capital Llc CRD 284267 | Boston, MA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $354M | 45 | 102 | 5 | 04/09/2026 | ☆ |
| 9764 | Sightline Wealth Advisors, Llc CRD 176520 | Groton, CT | Wealth Manager · Small ($100M–$1B) | $354M | 290 | 910 | 5 | 05/14/2026 | ☆ |
| 9765 | Life Planning Partners, Inc. CRD 129338 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $354M | 111 | 582 | 8 | 01/29/2026 | ☆ |
| 9766 | Tencore Partners, Lp CRD 299327 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $354M | 5 | 5 | 5 | 04/17/2026 | ☆ |
| 9767 | Pursell Management Co. Llc CRD 302011 | Peachtree Corners, GA | Investment Adviser · Small ($100M–$1B) | $354M | 3 | 348 | 4 | 03/26/2026 | ☆ |
| 9768 | Oak Barrel Wealth Advisory Llc CRD 333693 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $354M | 215 | 615 | 3 | 01/22/2026 | ☆ |
| 9769 | N CRD 111837 | Wealth Manager · Small ($100M–$1B) | $354M | 411 | 411 | 1 | 03/13/2025 | ☆ | |
| 9770 | Wayfinding Financial, Llc CRD 306208 | Lynnwood, WA | Wealth Manager · Small ($100M–$1B) | $353M | 364 | 925 | 5 | 02/25/2026 | ☆ |
| 9771 | Targeted Financial Services, Llc CRD 129049 | Seminole, FL | Wealth Manager · Small ($100M–$1B) | $353M | 501 | 788 | 5 | 03/20/2026 | ☆ |
| 9772 | Dxd Ss Fund Management, Llc CRD 329580 | Albuquerque, NM | Private Fund Manager · Small ($100M–$1B) | $353M | 21 | 21 | 27 | 05/28/2026 | ☆ |
| 9773 | Catenary Alternatives Asset Management, Llc CRD 164517 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $353M | 4 | 4 | 5 | 04/15/2026 | ☆ |
| 9774 | Avory & Company, Llc. CRD 284812 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $353M | 125 | 125 | 3 | 04/16/2026 | ☆ |
| 9775 | Next Management Advisors, Llc CRD 324644 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $353M | 3 | 3 | 5 | 04/21/2026 | ☆ |
| 9776 | Southbridge Advisors, Llc CRD 306075 | Marieta, GA | Wealth Manager · Small ($100M–$1B) | $353M | 220 | 612 | 6 | 03/30/2026 | ☆ |
| 9777 | 10 Talents Investors, Llc CRD 262786 | Foxborough, MA | Private Fund Manager · Small ($100M–$1B) | $353M | 23 | 23 | 6 | 03/25/2026 | ☆ |
| 9778 | Norris Financial Group, Llc CRD 129422 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $353M | 403 | 894 | 6 | 03/19/2026 | ☆ |
| 9779 | Cayside Partners, Llc CRD 306090 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $353M | 62 | 140 | 4 | 04/02/2026 | ☆ |
| 9780 | Black Maple Capital Management Lp CRD 168385 | Milwaukee, WI | Private Fund Manager · Small ($100M–$1B) | $353M | 8 | 8 | 9 | 03/30/2026 | ☆ |
| 9781 | Envision Financial Llc CRD 314365 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $353M | 125 | 126 | 5 | 03/03/2026 | ☆ |
| 9782 | Forager Capital Management, Llc CRD 158835 | Birmingham, AL | Private Fund Manager · Small ($100M–$1B) | $353M | 2 | 2 | 3 | 03/23/2026 | ☆ |
| 9783 | Trail Ridge Investment Advisors, Llc CRD 284741 | Fort Collins, CO | Wealth Manager · Small ($100M–$1B) | $353M | 230 | 465 | 11 | 03/09/2026 | ☆ |
| 9784 | Validus Growth Investors, Llc CRD 166575 | Irvine, CA | Investment Adviser · Small ($100M–$1B) | $353M | 9 | 1,466 | 4 | 06/12/2026 | ☆ |
| 9785 | Jdm Financial Group Llc CRD 122057 | Wealth Manager · Small ($100M–$1B) | $353M | 142 | 790 | 4 | 03/31/2026 | ☆ | |
| 9786 | Grattan Financial Strategies, Inc. CRD 108449 | San Gabriel, CA | Insurance-Affiliated · Small ($100M–$1B) | $353M | 313 | 558 | 3 | 01/07/2026 | ☆ |
| 9787 | Fortress Financial Group, Llc CRD 315329 | Rochester, MN | Wealth Manager · Small ($100M–$1B) | $352M | 330 | 958 | 10 | 06/18/2026 | ☆ |
| 9788 | Elysium Wealth Management, Llc CRD 312068 | South Jordan, UT | Wealth Manager · Small ($100M–$1B) | $352M | 773 | 1,482 | 22 | 04/01/2026 | ☆ |
| 9789 | Cpc Equity Advisors, Lp CRD 331368 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $352M | 10 | 10 | 12 | 07/08/2026 | ☆ |
| 9790 | Innovative Advisory Partners, Llc CRD 156135 | Hixson, TN | Wealth Manager · Small ($100M–$1B) | $352M | 443 | 1,352 | 8 | 04/06/2026 | ☆ |
| 9791 | Clarendon Private Llc CRD 316616 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $352M | 67 | 231 | 8 | 07/28/2026 | ☆ |
| 9792 | N CRD 110975 | Wealth Manager · Small ($100M–$1B) | $352M | 404 | 1,335 | 10 | 04/08/2025 | ☆ | |
| 9793 | Cherry Creek Investment Advisors Inc CRD 107426 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $352M | 382 | 799 | 3 | 05/28/2026 | ☆ |
| 9794 | Heitman International Llc CRD 170707 | London | Private Fund Manager · Small ($100M–$1B) | $352M | 7 | 2 | 149 | 03/27/2026 | ☆ |
| 9795 | R.T. Jones Capital Equities Management Inc. CRD 131804 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $352M | 4,108 | 4,108 | 7 | 07/01/2026 | ☆ |
| 9796 | Laraway Financial Advisors, Inc. CRD 114674 | St. Cloud, MN | Wealth Manager · Small ($100M–$1B) | $351M | 518 | 862 | 7 | 02/24/2026 | ☆ |
| 9797 | Swan Capital, Llc CRD 305793 | Wealth Manager · Small ($100M–$1B) | $351M | 671 | 2,344 | 21 | 06/09/2026 | ☆ | |
| 9798 | Caldwell Advisors, Llc CRD 144408 | Brentwood, TN | Insurance-Affiliated · Small ($100M–$1B) | $351M | 506 | 1,016 | 8 | 04/07/2026 | ☆ |
| 9799 | Aca/Prudent Investors Planning Corporation CRD 47798 | Green Brook, NJ | Insurance-Affiliated · Small ($100M–$1B) | $351M | 880 | 1,509 | 2 | 03/26/2026 | ☆ |
| 9800 | Gfo Advisory Services, Llc CRD 109278 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $351M | 10 | 10 | 12 | 04/27/2026 | ☆ |