Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9801 | Dean Roland Russell, Llc CRD 109480 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $351M | 176 | 555 | 6 | 03/16/2026 | ☆ |
| 9802 | Foresight Capital Management Advisors, Inc. CRD 147014 | Saline, MI | Wealth Manager · Small ($100M–$1B) | $351M | 577 | 1,039 | 10 | 03/24/2026 | ☆ |
| 9803 | Sitrin Capital Management, Llc CRD 282436 | Century City, CA | Wealth Manager · Small ($100M–$1B) | $351M | 236 | 626 | 6 | 02/09/2026 | ☆ |
| 9804 | Hutto Retirement Advisors, Llc CRD 165191 | Colleyville, TX | Insurance-Affiliated · Small ($100M–$1B) | $351M | 345 | 349 | 3 | 03/08/2026 | ☆ |
| 9805 | Elite Capital Management Group, Llc CRD 144228 | Investment Adviser · Small ($100M–$1B) | $351M | 16 | 39 | 4 | 02/23/2026 | ☆ | |
| 9806 | Entrust Financial Llc CRD 174694 | Wayne, PA | Wealth Manager · Small ($100M–$1B) | $351M | 268 | 855 | 6 | 03/01/2026 | ☆ |
| 9807 | Three Bearings Fiduciary Advisors, Inc. CRD 283926 | Hampton, NH | Wealth Manager · Small ($100M–$1B) | $351M | 199 | 547 | 4 | 03/31/2026 | ☆ |
| 9808 | Panoramic Investment Advisors, Llc CRD 290770 | Glendale, CO | Wealth Manager · Small ($100M–$1B) | $351M | 534 | 1,187 | 12 | 03/17/2026 | ☆ |
| 9809 | Norcap Investment Management, L.P. CRD 132975 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $351M | 5 | 5 | 8 | 03/31/2026 | ☆ |
| 9810 | Bridgewater Asset Management Llc CRD 169832 | Chesterfield, MO | Wealth Manager · Small ($100M–$1B) | $351M | 401 | 1,092 | 6 | 03/20/2026 | ☆ |
| 9811 | Forman Capital, Llc CRD 329537 | Delray Beach, FL | Private Fund Manager · Small ($100M–$1B) | $351M | 14 | 14 | 14 | 03/25/2026 | ☆ |
| 9812 | V2 Financial Group, Llc CRD 142189 | Wealth Manager · Small ($100M–$1B) | $350M | 205 | 1,036 | 5 | 03/23/2026 | ☆ | |
| 9813 | Jones Road Capital Management, L.P. CRD 296822 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $350M | 4 | 4 | 6 | 03/26/2026 | ☆ |
| 9814 | Protocol Vc Llc CRD 332272 | Investment Adviser · Small ($100M–$1B) | $350M | 2 | 5 | 3 | 07/01/2026 | ☆ | |
| 9815 | Maestria Partners Llc CRD 328822 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $350M | 1 | 1 | 2 | 02/23/2026 | ☆ |
| 9816 | Financial Management Strategies, Llc CRD 122347 | Baltimore, MD | Endowment & Foundation Advisor · Small ($100M–$1B) | $350M | 28 | 36 | 8 | 05/11/2026 | ☆ |
| 9817 | Sykon Capital Llc CRD 326728 | Harrison, NY | Wealth Manager · Small ($100M–$1B) | $350M | 664 | 663 | 8 | 07/24/2026 | ☆ |
| 9818 | Sonoma Allocations Llc CRD 335435 | Santa Rosa, CA | Wealth Manager · Small ($100M–$1B) | $350M | 332 | 902 | 4 | 04/16/2026 | ☆ |
| 9819 | Spx Capital Management Llc CRD 297944 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $350M | 12 | 12 | 9 | 07/01/2026 | ☆ |
| 9820 | Turn8 Private Wealth Inc. CRD 167608 | Pointe Claire | Private Fund Manager · Small ($100M–$1B) | $350M | 293 | 1,123 | 6 | 05/29/2026 | ☆ |
| 9821 | Superior Planning, Llc CRD 130711 | San Diego, CA | Insurance-Affiliated · Small ($100M–$1B) | $350M | 516 | 1,059 | 12 | 06/02/2026 | ☆ |
| 9822 | Manners Paul & Associates, Inc. CRD 110996 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $350M | 192 | 402 | 3 | 10/07/2025 | ☆ |
| 9823 | Guggenheim Private Investments, Llc CRD 331479 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $349M | 7 | 7 | 5 | 07/30/2026 | ☆ |
| 9824 | Donato Wealth Management, Pllc CRD 305031 | Cedar Park, TX | Wealth Manager · Small ($100M–$1B) | $349M | 551 | 1,599 | 5 | 03/24/2026 | ☆ |
| 9825 | Aragon Capital Llc CRD 166958 | Fort Lauderdale, FL | Wealth Manager · Small ($100M–$1B) | $349M | 1,209 | 1,209 | 10 | 03/09/2026 | ☆ |
| 9826 | Altriarch Asset Management, Llc CRD 328482 | Charleston, SC | Private Fund Manager · Small ($100M–$1B) | $349M | 7 | 7 | 15 | 04/30/2026 | ☆ |
| 9827 | Fwg Investments, Llc CRD 284064 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $349M | 1,846 | 3,534 | 27 | 05/22/2026 | ☆ |
| 9828 | Willis Asset Finance Management Llc CRD 337254 | Coconut Creek, FL | Private Fund Manager · Small ($100M–$1B) | $349M | 5 | 5 | 17 | 03/30/2026 | ☆ |
| 9829 | Jackson Creek Investment Advisors Llc CRD 309116 | Castle Rock, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $349M | 21 | 57 | 6 | 03/02/2026 | ☆ |
| 9830 | Brooks, Moore & Associates, Inc. CRD 105716 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $349M | 177 | 348 | 5 | 03/29/2026 | ☆ |
| 9831 | Melfa Wealth Management, Inc. CRD 315131 | Westborough, MA | Wealth Manager · Small ($100M–$1B) | $349M | 491 | 894 | 6 | 07/24/2026 | ☆ |
| 9832 | Arlen Capital, Llc CRD 118113 | Warwick, RI | Wealth Manager · Small ($100M–$1B) | $349M | 222 | 690 | 6 | 02/26/2026 | ☆ |
| 9833 | Egi Financial, Inc. CRD 120607 | Akron, OH | Insurance-Affiliated · Small ($100M–$1B) | $349M | 292 | 294 | 8 | 02/13/2026 | ☆ |
| 9834 | Gainline Financial Partners, Llc CRD 326716 | Louisville, CO | Insurance-Affiliated · Small ($100M–$1B) | $349M | 998 | 1,001 | 6 | 06/17/2026 | ☆ |
| 9835 | Roger Wittlin Investment Advisory, Llc CRD 292577 | Multi-Family Office · Small ($100M–$1B) | $348M | 16 | 49 | 4 | 03/23/2026 | ☆ | |
| 9836 | Carbon Collective Investing, Llc CRD 310129 | Oakland, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $348M | 1,359 | 1,292 | 4 | 03/25/2026 | ☆ |
| 9837 | Opal Capital Llc CRD 322755 | Boca Raton, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $348M | 6 | 6 | 11 | 07/17/2026 | ☆ |
| 9838 | Trill Impact Advisory Inc. CRD 328179 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $348M | 2 | 2 | 5 | 03/27/2026 | ☆ |
| 9839 | Elliott Cove Capital Management Llc CRD 123636 | Seattle, WA | Insurance-Affiliated · Small ($100M–$1B) | $348M | 670 | 748 | 11 | 02/05/2026 | ☆ |
| 9840 | Smartharvest Portfolios Llc CRD 334260 | Wealth Manager · Small ($100M–$1B) | $348M | 255 | 255 | 1 | 07/02/2026 | ☆ | |
| 9841 | Wafd Wealth, Inc CRD 337346 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $348M | 274 | 677 | 14 | 01/29/2026 | ☆ |
| 9842 | American Retirement Planning Group Inc CRD 108300 | Las Vegas, NV | Insurance-Affiliated · Small ($100M–$1B) | $348M | 870 | 870 | 5 | 02/09/2026 | ☆ |
| 9843 | Isq Openinfra Registered Advisor Llc CRD 332721 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $348M | 4 | 4 | 331 | 03/30/2026 | ☆ |
| 9844 | 4 J Wealth Management, Llc CRD 297268 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $348M | 243 | 682 | 4 | 03/17/2026 | ☆ |
| 9845 | Northstar Asset Management Llc CRD 129112 | Berkeley Heights, NJ | Wealth Manager · Small ($100M–$1B) | $348M | 495 | 1,072 | 10 | 03/31/2026 | ☆ |
| 9846 | Michels Family Financial, Llc CRD 319311 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $348M | 410 | 1,391 | 8 | 03/02/2026 | ☆ |
| 9847 | Pelican Capital Management Llc CRD 338285 | Private Fund Manager · Small ($100M–$1B) | $348M | 5 | 5 | 2 | 07/28/2026 | ☆ | |
| 9848 | United Financial Planning Group Llc CRD 149843 | Hauppauge, NY | Wealth Manager · Small ($100M–$1B) | $347M | 188 | 188 | 8 | 05/13/2026 | ☆ |
| 9849 | Heritage Oak Wealth Advisors Llc CRD 323925 | Santa Rosa Beach, FL | Wealth Manager · Small ($100M–$1B) | $347M | 241 | 693 | 11 | 02/25/2026 | ☆ |
| 9850 | Cottonwood Ventures, Llc CRD 322366 | Irving, TX | Insurance-Affiliated · Small ($100M–$1B) | $347M | 210 | 640 | 5 | 03/24/2026 | ☆ |