Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9851 | Jackson Creek Investment Advisors Llc CRD 309116 | Castle Rock, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $349M | 21 | 57 | 6 | 03/02/2026 | ☆ |
| 9852 | Brooks, Moore & Associates, Inc. CRD 105716 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $349M | 177 | 348 | 5 | 03/29/2026 | ☆ |
| 9853 | Melfa Wealth Management, Inc. CRD 315131 | Westborough, MA | Wealth Manager · Small ($100M–$1B) | $349M | 491 | 894 | 6 | 07/24/2026 | ☆ |
| 9854 | Arlen Capital, Llc CRD 118113 | Warwick, RI | Wealth Manager · Small ($100M–$1B) | $349M | 222 | 690 | 6 | 02/26/2026 | ☆ |
| 9855 | Egi Financial, Inc. CRD 120607 | Akron, OH | Insurance-Affiliated · Small ($100M–$1B) | $349M | 292 | 294 | 8 | 02/13/2026 | ☆ |
| 9856 | Gainline Financial Partners, Llc CRD 326716 | Louisville, CO | Insurance-Affiliated · Small ($100M–$1B) | $349M | 998 | 1,001 | 6 | 08/26/2026 | ☆ |
| 9857 | Roger Wittlin Investment Advisory, Llc CRD 292577 | Multi-Family Office · Small ($100M–$1B) | $348M | 16 | 49 | 4 | 03/23/2026 | ☆ | |
| 9858 | Carbon Collective Investing, Llc CRD 310129 | Oakland, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $348M | 1,359 | 1,292 | 4 | 03/25/2026 | ☆ |
| 9859 | Opal Capital Llc CRD 322755 | Boca Raton, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $348M | 6 | 6 | 11 | 07/17/2026 | ☆ |
| 9860 | Trill Impact Advisory Inc. CRD 328179 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $348M | 2 | 2 | 5 | 03/27/2026 | ☆ |
| 9861 | Elliott Cove Capital Management Llc CRD 123636 | Seattle, WA | Insurance-Affiliated · Small ($100M–$1B) | $348M | 670 | 748 | 11 | 02/05/2026 | ☆ |
| 9862 | Smartharvest Portfolios Llc CRD 334260 | Wealth Manager · Small ($100M–$1B) | $348M | 255 | 255 | 1 | 07/02/2026 | ☆ | |
| 9863 | Wafd Wealth, Inc CRD 337346 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $348M | 274 | 677 | 14 | 01/29/2026 | ☆ |
| 9864 | American Retirement Planning Group Inc CRD 108300 | Las Vegas, NV | Insurance-Affiliated · Small ($100M–$1B) | $348M | 870 | 870 | 5 | 08/18/2026 | ☆ |
| 9865 | Isq Openinfra Registered Advisor Llc CRD 332721 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $348M | 4 | 4 | 331 | 03/30/2026 | ☆ |
| 9866 | 4 J Wealth Management, Llc CRD 297268 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $348M | 243 | 682 | 4 | 09/14/2026 | ☆ |
| 9867 | Northstar Asset Management Llc CRD 129112 | Berkeley Heights, NJ | Wealth Manager · Small ($100M–$1B) | $348M | 495 | 1,072 | 10 | 03/31/2026 | ☆ |
| 9868 | Michels Family Financial, Llc CRD 319311 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $348M | 410 | 1,391 | 8 | 03/02/2026 | ☆ |
| 9869 | Pelican Capital Management Llc CRD 338285 | Private Fund Manager · Small ($100M–$1B) | $348M | 5 | 5 | 2 | 08/24/2026 | ☆ | |
| 9870 | United Financial Planning Group Llc CRD 149843 | Hauppauge, NY | Wealth Manager · Small ($100M–$1B) | $347M | 188 | 188 | 8 | 05/13/2026 | ☆ |
| 9871 | Heritage Oak Wealth Advisors Llc CRD 323925 | Santa Rosa Beach, FL | Wealth Manager · Small ($100M–$1B) | $347M | 241 | 693 | 11 | 02/25/2026 | ☆ |
| 9872 | Cottonwood Ventures, Llc CRD 322366 | Irving, TX | Insurance-Affiliated · Small ($100M–$1B) | $347M | 210 | 640 | 5 | 03/24/2026 | ☆ |
| 9873 | Arctaris Impact Investors, Llc CRD 306898 | Wellesley, MA | Private Fund Manager · Small ($100M–$1B) | $347M | 8 | 6 | 24 | 03/31/2026 | ☆ |
| 9874 | Hcg Fund Management Lp CRD 281615 | Raleigh, NC | Private Fund Manager · Small ($100M–$1B) | $347M | 15 | 15 | 11 | 09/09/2026 | ☆ |
| 9875 | Education Growth Partners, Llc CRD 166162 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $347M | 11 | 11 | 7 | 03/30/2026 | ☆ |
| 9876 | Pflug Koory, Llc CRD 109268 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $347M | 124 | 124 | 2 | 02/09/2026 | ☆ |
| 9877 | Leconte Wealth Management, Llc CRD 168539 | Maryville, TN | Wealth Manager · Small ($100M–$1B) | $347M | 332 | 874 | 11 | 03/13/2026 | ☆ |
| 9878 | Right Side Capital Management, Llc CRD 166062 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $347M | 10 | 10 | 12 | 05/21/2026 | ☆ |
| 9879 | Citrine Capital, Llc CRD 171735 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $347M | 141 | 640 | 8 | 03/16/2026 | ☆ |
| 9880 | Custos Family Office Llc CRD 294025 | Multi-Family Office · Small ($100M–$1B) | $347M | 67 | 229 | 2 | 04/07/2026 | ☆ | |
| 9881 | Lodestone Wealth Management Llc CRD 151115 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $346M | 291 | 717 | 3 | 03/05/2026 | ☆ |
| 9882 | Angellist Asset Management, Llc CRD 330361 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $346M | 23 | 23 | 10 | 07/16/2026 | ☆ |
| 9883 | Wealth Management Group Of North America, Llc CRD 125765 | Farmington, CT | Insurance-Affiliated · Small ($100M–$1B) | $346M | 326 | 983 | 9 | 04/06/2026 | ☆ |
| 9884 | Long Road Investment Counsel, Llc CRD 171343 | Kalamazoo, MI | Multi-Family Office · Small ($100M–$1B) | $346M | 34 | 104 | 2 | 03/20/2026 | ☆ |
| 9885 | Gebhardt Group, Inc CRD 142903 | Lafayette, CA | Wealth Manager · Small ($100M–$1B) | $346M | 232 | 807 | 7 | 03/12/2026 | ☆ |
| 9886 | Gbm Wealth Management, Inc. CRD 145049 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $346M | 546 | 546 | 10 | 09/03/2026 | ☆ |
| 9887 | Brightline Capital Management, Llc CRD 161661 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $346M | 2 | 2 | 8 | 03/09/2026 | ☆ |
| 9888 | Velocis Management, Llc CRD 313345 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $346M | 9 | 9 | 20 | 03/19/2026 | ☆ |
| 9889 | Triatomic Management Lp CRD 312408 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $346M | 10 | 10 | 9 | 03/31/2026 | ☆ |
| 9890 | Great Elm Capital Management, Llc CRD 284304 | Palm Beach Gardens, FL | Investment Adviser · Small ($100M–$1B) | $346M | 3 | 3 | 21 | 03/24/2026 | ☆ |
| 9891 | Rede Wealth, Llc CRD 173346 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $346M | 224 | 500 | 4 | 02/24/2026 | ☆ |
| 9892 | Booster Asset Management, Llc CRD 330362 | Wheaton, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $346M | 1 | 1 | 2 | 02/05/2026 | ☆ |
| 9893 | Jefferies Credit Partners Europe Limited CRD 336469 | London | Investment Adviser · Small ($100M–$1B) | $346M | 1 | 1 | 12 | 03/31/2026 | ☆ |
| 9894 | Arcadia Investment Advisors, Llc CRD 109590 | Eagle, ID | Wealth Manager · Small ($100M–$1B) | $346M | 280 | 773 | 6 | 02/06/2026 | ☆ |
| 9895 | Archway Wealth Management, Llc CRD 326816 | Kirkwood, MO | Wealth Manager · Small ($100M–$1B) | $346M | 200 | 895 | 4 | 03/24/2026 | ☆ |
| 9896 | Vedanta Management, L.P. CRD 160685 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $346M | 16 | 16 | 6 | 09/21/2026 | ☆ |
| 9897 | Continuum Wealth Advisors, Llc CRD 152895 | Saratoga Springs, NY | Wealth Manager · Small ($100M–$1B) | $346M | 328 | 872 | 7 | 07/15/2026 | ☆ |
| 9898 | Ipcp Management, Llc CRD 316853 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $346M | 7 | 7 | 12 | 03/31/2026 | ☆ |
| 9899 | Placeholder Management, Llc CRD 292362 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $345M | 3 | 3 | 7 | 02/26/2026 | ☆ |
| 9900 | Borderless Management Llc CRD 323404 | Clermont, FL | Private Fund Manager · Small ($100M–$1B) | $345M | 20 | 20 | 24 | 08/14/2026 | ☆ |