Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9901 | Pathfinder 360 Managementco, Llc CRD 319211 | Minnetonka, MN | Private Fund Manager · Small ($100M–$1B) | $344M | 3 | 3 | 1 | 03/26/2026 | ☆ |
| 9902 | Garden City Management, Llc CRD 310518 | Charlotte, NC | Private Fund Manager · Small ($100M–$1B) | $344M | 5 | 5 | 5 | 06/29/2026 | ☆ |
| 9903 | Attessa Capital Llc CRD 306827 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $344M | 246 | 699 | 8 | 05/14/2026 | ☆ |
| 9904 | M Group Investment Advisor, Llc CRD 160128 | Institutional / Pension Advisor · Small ($100M–$1B) | $344M | 448 | 448 | 2 | 03/16/2026 | ☆ | |
| 9905 | Formula Growth Limited CRD 163245 | Montreal | Private Fund Manager · Small ($100M–$1B) | $343M | 7 | 7 | 15 | 04/10/2026 | ☆ |
| 9906 | Formula Growth Management Corp CRD 285005 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $343M | 7 | 7 | 2 | 04/10/2026 | ☆ |
| 9907 | Pegasus Capital Advisors, L.P. CRD 157094 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $343M | 15 | 15 | 14 | 07/10/2026 | ☆ |
| 9908 | Victrix Investment Advisors Llc CRD 167517 | Stuart, FL | Wealth Manager · Small ($100M–$1B) | $343M | 450 | 1,608 | 7 | 07/16/2026 | ☆ |
| 9909 | Vertrix Wealth Management, Llc CRD 339547 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $343M | 293 | 661 | 12 | 04/29/2026 | ☆ |
| 9910 | Coordinated Financial Planning Corp CRD 105143 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $343M | 367 | 1,179 | 6 | 06/03/2026 | ☆ |
| 9911 | Martha's Vineyard Investment Advisors, Llc CRD 291599 | West Tisbury, MA | Wealth Manager · Small ($100M–$1B) | $343M | 371 | 371 | 6 | 08/04/2026 | ☆ |
| 9912 | N CRD 139663 | Wealth Manager · Small ($100M–$1B) | $343M | 329 | 1,146 | 4 | 04/01/2025 | ☆ | |
| 9913 | Williams & Novak Wealth Management, Llc CRD 324173 | Westlake Village, CA | Insurance-Affiliated · Small ($100M–$1B) | $343M | 285 | 1,036 | 8 | 04/08/2026 | ☆ |
| 9914 | Ballast Financial Advisors, Llc CRD 304430 | West Chester, PA | Wealth Manager · Small ($100M–$1B) | $343M | 607 | 1,573 | 5 | 03/17/2026 | ☆ |
| 9915 | Augment Advisors, Llc CRD 335130 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $343M | 1 | 38 | 3 | 04/14/2026 | ☆ |
| 9916 | Mba Advisors Llc CRD 168073 | Hermitage, PA | Wealth Manager · Small ($100M–$1B) | $343M | 264 | 1,017 | 5 | 02/10/2026 | ☆ |
| 9917 | Diameter Dcf Advisor Llc CRD 335395 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $343M | 1 | 1 | 119 | 04/29/2026 | ☆ |
| 9918 | N CRD 298444 | Wealth Manager · Small ($100M–$1B) | $342M | 79 | 162 | 2 | 04/18/2025 | ☆ | |
| 9919 | Athena Investment Management CRD 106542 | Wealth Manager · Small ($100M–$1B) | $342M | 102 | 399 | 5 | 03/31/2026 | ☆ | |
| 9920 | William Howard & Co. Financial Advisors, Inc. CRD 105959 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $342M | 176 | 543 | 10 | 03/10/2026 | ☆ |
| 9921 | Legacy Beyond Wealth Llc CRD 328708 | Investment Adviser · Small ($100M–$1B) | $342M | 14 | 14 | 1 | 03/11/2026 | ☆ | |
| 9922 | M3 Advisory Group, Llc CRD 156208 | Needham Heights, MA | Wealth Manager · Small ($100M–$1B) | $342M | 341 | 671 | 6 | 04/15/2026 | ☆ |
| 9923 | Chicago Atlantic Bdc Advisers, Llc CRD 312723 | New York, NY | Investment Adviser · Small ($100M–$1B) | $342M | 1 | 1 | 0 | 07/15/2026 | ☆ |
| 9924 | Eaglebrook Advisors, Inc. CRD 304438 | New York, NY | Investment Adviser · Small ($100M–$1B) | $342M | 159 | 1,110 | 22 | 03/30/2026 | ☆ |
| 9925 | Boyle Capital Management, L.L.C. CRD 132416 | West Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $342M | 423 | 1,462 | 5 | 07/07/2026 | ☆ |
| 9926 | Steelhead Wealth Management Llc CRD 338410 | Glen Allen, VA | Wealth Manager · Small ($100M–$1B) | $342M | 280 | 280 | 7 | 03/19/2026 | ☆ |
| 9927 | J. Hagan Capital, Inc. CRD 168467 | Louisville, KY | Insurance-Affiliated · Small ($100M–$1B) | $342M | 876 | 1,689 | 12 | 06/10/2026 | ☆ |
| 9928 | Second 50 Financial Llc CRD 318626 | Manhattan Beach, CA | Wealth Manager · Small ($100M–$1B) | $342M | 156 | 498 | 5 | 06/13/2026 | ☆ |
| 9929 | Petros Family Wealth, Llc CRD 324059 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $342M | 533 | 1,736 | 9 | 02/27/2026 | ☆ |
| 9930 | Astra Capital Management Llc CRD 284265 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $342M | 6 | 6 | 11 | 03/25/2026 | ☆ |
| 9931 | Ergawealth Advisors, Inc. CRD 290030 | Oak Brook, IL | Wealth Manager · Small ($100M–$1B) | $342M | 415 | 1,077 | 5 | 03/27/2026 | ☆ |
| 9932 | Blue Investment Management, Llc CRD 318610 | Miami Beach, FL | Multi-Family Office · Small ($100M–$1B) | $341M | 22 | 24 | 4 | 03/31/2026 | ☆ |
| 9933 | Thomas Wright Asset Management, Inc. CRD 105192 | San Juan, PR | Multi-Family Office · Small ($100M–$1B) | $341M | 30 | 47 | 1 | 03/30/2026 | ☆ |
| 9934 | Avila Re Capital, Llc CRD 325431 | Corte Madera, CA | Private Fund Manager · Small ($100M–$1B) | $341M | 5 | 5 | 47 | 05/13/2026 | ☆ |
| 9935 | Farringdon Asset Management Pte Ltd CRD 290461 | Singapore, Singapore | Wealth Manager · Small ($100M–$1B) | $341M | 380 | 840 | 16 | 03/27/2025 | ☆ |
| 9936 | Tiemann Investment Advisors, Llc CRD 125360 | Menlo Park, CA | Wealth Manager · Small ($100M–$1B) | $341M | 98 | 295 | 2 | 03/25/2026 | ☆ |
| 9937 | Eukles Asset Management, Llc CRD 156649 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $341M | 473 | 943 | 5 | 03/20/2026 | ☆ |
| 9938 | Carroll Advisory Group, Llc CRD 334565 | Texarkana, TX | Wealth Manager · Small ($100M–$1B) | $341M | 250 | 712 | 7 | 02/18/2026 | ☆ |
| 9939 | Reichard Capital, Llc CRD 305695 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $341M | 113 | 219 | 4 | 03/18/2026 | ☆ |
| 9940 | Rm Private Wealth Management Inc. CRD 300082 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $341M | 71 | 185 | 1 | 03/10/2026 | ☆ |
| 9941 | Weybosset Research & Management, Llc CRD 108047 | Providence, RI | Wealth Manager · Small ($100M–$1B) | $341M | 224 | 225 | 3 | 03/11/2026 | ☆ |
| 9942 | Premia Global Advisors, Llc CRD 282426 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $341M | 44 | 48 | 3 | 08/03/2026 | ☆ |
| 9943 | Cap Six Advisors Llc CRD 325164 | Houston, TX | Investment Adviser · Small ($100M–$1B) | $341M | 107 | 128 | 5 | 03/30/2026 | ☆ |
| 9944 | Phillips Wealth Planners Llc CRD 319226 | Starkville, MS | Wealth Manager · Small ($100M–$1B) | $341M | 321 | 2,986 | 6 | 03/04/2026 | ☆ |
| 9945 | Feldman Jeffrey Mark CRD 107956 | Wealth Manager · Small ($100M–$1B) | $341M | 320 | 320 | 1 | 01/13/2026 | ☆ | |
| 9946 | Melodeon Capital Partners, Lp CRD 300896 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $341M | 5 | 5 | 2 | 03/23/2026 | ☆ |
| 9947 | Scholtz & Company, L.L.C. CRD 107363 | Stamford, CT | Wealth Manager · Small ($100M–$1B) | $341M | 206 | 380 | 7 | 03/16/2026 | ☆ |
| 9948 | Blueprint Fund Management Llc CRD 306419 | Greensboro, NC | Mutual Fund / Asset Manager · Small ($100M–$1B) | $340M | 2 | 2 | 9 | 07/10/2026 | ☆ |
| 9949 | Left Brain Wealth Management, Llc CRD 170348 | Naperville, IL | Wealth Manager · Small ($100M–$1B) | $340M | 207 | 712 | 7 | 03/20/2026 | ☆ |
| 9950 | Gunpowder Capital Management, Llc CRD 314867 | Towson, MD | Wealth Manager · Small ($100M–$1B) | $340M | 496 | 1,390 | 6 | 03/30/2026 | ☆ |