Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9951 | Post Resch Tallon Group, Inc. CRD 156302 | Pittsford, NY | Wealth Manager · Small ($100M–$1B) | $340M | 440 | 857 | 5 | 03/27/2026 | ☆ |
| 9952 | Marathon Management Partners Llc CRD 332549 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $340M | 4 | 4 | 6 | 06/29/2026 | ☆ |
| 9953 | Aip Capital Advisors Llc CRD 328465 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $340M | 2 | 2 | 15 | 06/03/2026 | ☆ |
| 9954 | Eltekon Advisors, Llc. CRD 115371 | West Lake Hills, TX | Insurance-Affiliated · Small ($100M–$1B) | $340M | 500 | 900 | 7 | 02/18/2026 | ☆ |
| 9955 | The Mathes Company, Inc. CRD 109288 | New York, NY | Wealth Manager · Small ($100M–$1B) | $340M | 210 | 210 | 8 | 03/20/2026 | ☆ |
| 9956 | Park, Miller, Llc CRD 146856 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $340M | 44 | 223 | 4 | 03/31/2026 | ☆ |
| 9957 | Quantum Portfolio Management, Llc CRD 326280 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $340M | 47 | 234 | 7 | 04/27/2026 | ☆ |
| 9958 | Insight 2811 Inc CRD 109784 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $340M | 345 | 839 | 8 | 03/18/2026 | ☆ |
| 9959 | Ap Wealth Management, Llc CRD 156417 | Augusta, GA | Wealth Manager · Small ($100M–$1B) | $340M | 283 | 948 | 7 | 07/09/2026 | ☆ |
| 9960 | Superstring Capital Management Lp CRD 305743 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $340M | 6 | 6 | 5 | 03/30/2026 | ☆ |
| 9961 | N CRD 122997 | Wealth Manager · Small ($100M–$1B) | $339M | 284 | 574 | 7 | 12/10/2025 | ☆ | |
| 9962 | Garnet Equity Capital Holdings, Inc. CRD 161948 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $339M | 2 | 2 | 7 | 02/24/2026 | ☆ |
| 9963 | Turning Point Benefit Group, Inc. CRD 301282 | Frederick, MD | Insurance-Affiliated · Small ($100M–$1B) | $339M | 794 | 1,804 | 23 | 07/01/2026 | ☆ |
| 9964 | Keyvantage Wealth, Llc CRD 331996 | Bethlehem, PA | Wealth Manager · Small ($100M–$1B) | $339M | 143 | 143 | 5 | 03/23/2026 | ☆ |
| 9965 | Millennial Advisers, Llc. CRD 170847 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $339M | 363 | 449 | 14 | 07/20/2026 | ☆ |
| 9966 | Empeiria Capital Management, Llc CRD 285463 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $339M | 8 | 8 | 4 | 03/27/2026 | ☆ |
| 9967 | Hcip Advisors, Llc CRD 340455 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $339M | 1 | 1 | 2 | 05/01/2026 | ☆ |
| 9968 | Flexis Capital Llc CRD 162601 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $339M | 5 | 5 | 3 | 03/24/2026 | ☆ |
| 9969 | Tucker Jr., Douglas, Ray CRD 298292 | Montgomery, AL | Insurance-Affiliated · Small ($100M–$1B) | $339M | 2,436 | 3,950 | 3 | 03/16/2026 | ☆ |
| 9970 | Health Catalyst Capital Management, Llc CRD 282602 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $339M | 6 | 6 | 4 | 04/28/2026 | ☆ |
| 9971 | Cresap, Inc. CRD 25899 | Radnor, PA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $339M | 604 | 604 | 16 | 03/27/2026 | ☆ |
| 9972 | Smallwood Wealth Investment Management, Llc CRD 288663 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $339M | 458 | 1,119 | 12 | 03/13/2026 | ☆ |
| 9973 | Amerity Wealth Management, Llc CRD 322265 | Lakeland, FL | Wealth Manager · Small ($100M–$1B) | $339M | 750 | 1,089 | 17 | 06/16/2026 | ☆ |
| 9974 | First Trust Global Portfolios Limited CRD 169173 | London | Mutual Fund / Asset Manager · Small ($100M–$1B) | $339M | 3 | 6 | 34 | 03/31/2026 | ☆ |
| 9975 | Diversified Financial Management Associates, Inc. CRD 171813 | Norwell, MA | Wealth Manager · Small ($100M–$1B) | $339M | 144 | 478 | 5 | 03/13/2026 | ☆ |
| 9976 | Eiger Wealth Management, Llc CRD 304321 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $339M | 118 | 567 | 6 | 03/19/2026 | ☆ |
| 9977 | Lewis Financial Management, Llc CRD 116344 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $339M | 88 | 88 | 2 | 03/25/2026 | ☆ |
| 9978 | Morgan Rio Capital Management, Llc CRD 162500 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $339M | 9 | 11 | 4 | 03/27/2026 | ☆ |
| 9979 | Mdrn Capital, Llc CRD 325950 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $339M | 569 | 1,977 | 36 | 07/15/2026 | ☆ |
| 9980 | Riverspan Partners Lp CRD 320667 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $339M | 3 | 3 | 13 | 03/31/2026 | ☆ |
| 9981 | Novo Holdings Us Investment Advisor, Inc. CRD 334495 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $339M | 2 | 2 | 25 | 06/29/2026 | ☆ |
| 9982 | Comprehensive Wealth Management, Llc CRD 116958 | Lynnwood, WA | Insurance-Affiliated · Small ($100M–$1B) | $338M | 389 | 1,700 | 11 | 03/31/2026 | ☆ |
| 9983 | N CRD 151943 | Wealth Manager · Small ($100M–$1B) | $338M | 152 | 507 | 5 | 10/29/2025 | ☆ | |
| 9984 | Core Compliance Group, Llc CRD 306661 | Rock Hill, SC | Wealth Manager · Small ($100M–$1B) | $338M | 1,163 | 1,819 | 9 | 03/02/2026 | ☆ |
| 9985 | Variant Equity Advisors, Llc CRD 297046 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $338M | 2 | 2 | 3 | 03/31/2026 | ☆ |
| 9986 | Wetzel Investment Advisors, Inc. CRD 305301 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $338M | 521 | 1,336 | 10 | 03/24/2026 | ☆ |
| 9987 | Nicholson Meyer Capital Management, Inc. CRD 105580 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $338M | 268 | 677 | 6 | 02/21/2026 | ☆ |
| 9988 | Addington Financial Group Llc CRD 114584 | Wealth Manager · Small ($100M–$1B) | $338M | 94 | 361 | 3 | 03/03/2026 | ☆ | |
| 9989 | Mine & Arao Wealth Creation And Management, Llc CRD 118319 | Campbell, CA | Wealth Manager · Small ($100M–$1B) | $338M | 222 | 222 | 4 | 04/15/2026 | ☆ |
| 9990 | Technomart Rga Inc CRD 107891 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $338M | 70 | 70 | 7 | 12/23/2024 | ☆ |
| 9991 | Navigate Financial Llc CRD 325945 | Salt Lake City, UT | Institutional / Pension Advisor · Small ($100M–$1B) | $338M | 161 | 278 | 3 | 01/30/2026 | ☆ |
| 9992 | Boulder Wealth Advisors, Llc CRD 115069 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $338M | 183 | 528 | 4 | 07/31/2026 | ☆ |
| 9993 | Commerce Advisors, Llc CRD 151439 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $338M | 143 | 438 | 6 | 02/25/2026 | ☆ |
| 9994 | Uwharrie Investment Advisors, Inc. CRD 117592 | Albemarle, NC | Wealth Manager · Small ($100M–$1B) | $338M | 875 | 877 | 14 | 03/30/2026 | ☆ |
| 9995 | 325 Capital Llc CRD 310762 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $338M | 3 | 7 | 7 | 03/23/2026 | ☆ |
| 9996 | Assetgrade, Llc CRD 168779 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $338M | 171 | 739 | 3 | 07/16/2026 | ☆ |
| 9997 | Lucas Group Financial Advisors, Llc CRD 326880 | Freeport, IL | Insurance-Affiliated · Small ($100M–$1B) | $338M | 429 | 1,176 | 9 | 03/30/2026 | ☆ |
| 9998 | Mutima Capital Management Llc CRD 284629 | New York, NY | Investment Adviser · Small ($100M–$1B) | $337M | 1 | 5 | 3 | 03/27/2026 | ☆ |
| 9999 | Lenk Ladner Investment Solutions Llc CRD 109927 | Osterville, MA | Wealth Manager · Small ($100M–$1B) | $337M | 276 | 478 | 3 | 03/27/2026 | ☆ |
| 10000 | Wasatch Venture Management, Llc CRD 326762 | Logan, UT | Private Fund Manager · Small ($100M–$1B) | $337M | 22 | 22 | 7 | 03/27/2026 | ☆ |