Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10001 | Morgan Rio Capital Management, Llc CRD 162500 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $339M | 9 | 11 | 4 | 03/27/2026 | ☆ |
| 10002 | Mdrn Capital, Llc CRD 325950 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $339M | 569 | 1,977 | 36 | 07/15/2026 | ☆ |
| 10003 | Riverspan Partners Lp CRD 320667 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $339M | 3 | 3 | 13 | 03/31/2026 | ☆ |
| 10004 | Novo Holdings Us Investment Advisor, Inc. CRD 334495 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $339M | 2 | 2 | 25 | 06/29/2026 | ☆ |
| 10005 | Comprehensive Wealth Management, Llc CRD 116958 | Lynnwood, WA | Insurance-Affiliated · Small ($100M–$1B) | $338M | 389 | 1,700 | 11 | 03/31/2026 | ☆ |
| 10006 | N CRD 151943 | Wealth Manager · Small ($100M–$1B) | $338M | 152 | 507 | 5 | 10/29/2025 | ☆ | |
| 10007 | Core Compliance Group, Llc CRD 306661 | Rock Hill, SC | Wealth Manager · Small ($100M–$1B) | $338M | 1,163 | 1,819 | 9 | 03/02/2026 | ☆ |
| 10008 | Variant Equity Advisors, Llc CRD 297046 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $338M | 2 | 2 | 3 | 03/31/2026 | ☆ |
| 10009 | Wetzel Investment Advisors, Inc. CRD 305301 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $338M | 521 | 1,336 | 10 | 03/24/2026 | ☆ |
| 10010 | Nicholson Meyer Capital Management, Inc. CRD 105580 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $338M | 268 | 677 | 6 | 08/18/2026 | ☆ |
| 10011 | Addington Financial Group Llc CRD 114584 | Wealth Manager · Small ($100M–$1B) | $338M | 94 | 361 | 3 | 03/03/2026 | ☆ | |
| 10012 | Mine & Arao Wealth Creation And Management, Llc CRD 118319 | Campbell, CA | Wealth Manager · Small ($100M–$1B) | $338M | 222 | 222 | 4 | 04/15/2026 | ☆ |
| 10013 | Technomart Rga Inc CRD 107891 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $338M | 70 | 70 | 7 | 12/23/2024 | ☆ |
| 10014 | Navigate Financial Llc CRD 325945 | Salt Lake City, UT | Institutional / Pension Advisor · Small ($100M–$1B) | $338M | 161 | 278 | 3 | 01/30/2026 | ☆ |
| 10015 | Boulder Wealth Advisors, Llc CRD 115069 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $338M | 183 | 528 | 4 | 07/31/2026 | ☆ |
| 10016 | Commerce Advisors, Llc CRD 151439 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $338M | 143 | 438 | 6 | 02/25/2026 | ☆ |
| 10017 | Uwharrie Investment Advisors, Inc. CRD 117592 | Albemarle, NC | Wealth Manager · Small ($100M–$1B) | $338M | 875 | 877 | 14 | 03/30/2026 | ☆ |
| 10018 | 325 Capital Llc CRD 310762 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $338M | 3 | 7 | 7 | 03/23/2026 | ☆ |
| 10019 | Assetgrade, Llc CRD 168779 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $338M | 171 | 739 | 3 | 07/16/2026 | ☆ |
| 10020 | Lucas Group Financial Advisors, Llc CRD 326880 | Freeport, IL | Insurance-Affiliated · Small ($100M–$1B) | $338M | 429 | 1,176 | 9 | 03/30/2026 | ☆ |
| 10021 | Mutima Capital Management Llc CRD 284629 | New York, NY | Investment Adviser · Small ($100M–$1B) | $337M | 1 | 5 | 3 | 03/27/2026 | ☆ |
| 10022 | Lenk Ladner Investment Solutions Llc CRD 109927 | Osterville, MA | Wealth Manager · Small ($100M–$1B) | $337M | 276 | 478 | 3 | 03/27/2026 | ☆ |
| 10023 | Wasatch Venture Management, Llc CRD 326762 | Logan, UT | Private Fund Manager · Small ($100M–$1B) | $337M | 22 | 22 | 7 | 03/27/2026 | ☆ |
| 10024 | Bluedoor Private Wealth, Llc CRD 301907 | Beverly, MA | Wealth Manager · Small ($100M–$1B) | $337M | 137 | 432 | 6 | 06/11/2026 | ☆ |
| 10025 | Evolution Advisers, Inc. CRD 149615 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $337M | 168 | 991 | 7 | 04/28/2026 | ☆ |
| 10026 | Augment Infrastructure Managers Advisory Llc CRD 315485 | Chevy Chase, MD | Private Fund Manager · Small ($100M–$1B) | $337M | 3 | 3 | 10 | 03/20/2026 | ☆ |
| 10027 | The Nalls Sherbakoff Group, Llc CRD 168239 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $337M | 500 | 746 | 5 | 03/24/2026 | ☆ |
| 10028 | New England Research & Management, Inc. CRD 110739 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $337M | 149 | 408 | 4 | 08/25/2026 | ☆ |
| 10029 | Washington Avenue Advisors, Llc CRD 307002 | Lansing, MI | Insurance-Affiliated · Small ($100M–$1B) | $337M | 689 | 1,432 | 11 | 05/14/2026 | ☆ |
| 10030 | Valspring Capital Management, Lp CRD 318288 | Private Fund Manager · Small ($100M–$1B) | $337M | 1 | 1 | 7 | 03/26/2026 | ☆ | |
| 10031 | New Catalyst Strategic Partners, Llc CRD 332967 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $337M | 2 | 2 | 8 | 06/29/2026 | ☆ |
| 10032 | Tru Independence Asset Management, Llc CRD 168256 | Portland, OR | Insurance-Affiliated · Small ($100M–$1B) | $337M | 1,059 | 1,059 | 24 | 08/26/2026 | ☆ |
| 10033 | Vestura, Llc CRD 142926 | Hobart, WI | Wealth Manager · Small ($100M–$1B) | $337M | 76 | 312 | 4 | 08/11/2026 | ☆ |
| 10034 | Everstar Asset Management, Llc CRD 313334 | Mooresville, NC | Insurance-Affiliated · Small ($100M–$1B) | $337M | 1,132 | 1,132 | 13 | 05/04/2026 | ☆ |
| 10035 | Wrapmanager Inc CRD 108834 | Mill Valley, CA | Wealth Manager · Small ($100M–$1B) | $337M | 209 | 455 | 9 | 03/27/2026 | ☆ |
| 10036 | Kilner Capital Advisors, Llc CRD 139521 | Gaithersburg, MD | Wealth Manager · Small ($100M–$1B) | $337M | 230 | 672 | 3 | 03/12/2026 | ☆ |
| 10037 | Alterna Capital Partners Llc CRD 156954 | Private Fund Manager · Small ($100M–$1B) | $337M | 3 | 3 | 4 | 03/26/2026 | ☆ | |
| 10038 | N CRD 169126 | Private Fund Manager · Small ($100M–$1B) | $337M | 6 | 6 | 3 | 03/27/2025 | ☆ | |
| 10039 | Journey Financial Group, Inc. CRD 123565 | Buffalo Grove, IL | Wealth Manager · Small ($100M–$1B) | $336M | 330 | 915 | 7 | 03/24/2026 | ☆ |
| 10040 | Adg Wealth Management Group, Llc CRD 132341 | Metairie, LA | Wealth Manager · Small ($100M–$1B) | $336M | 569 | 1,553 | 4 | 02/25/2026 | ☆ |
| 10041 | Rps Retirement Plan Advisors CRD 319220 | Austin, TX | Insurance-Affiliated · Small ($100M–$1B) | $336M | 31 | 31 | 3 | 04/29/2026 | ☆ |
| 10042 | Colony Capital Investment Advisors, Llc CRD 175506 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $336M | 5 | 5 | 86 | 05/01/2026 | ☆ |
| 10043 | Lonestar Registered Investment Advisors, Llc CRD 144200 | Lubbock, TX | Wealth Manager · Small ($100M–$1B) | $336M | 1,195 | 1,195 | 12 | 08/31/2026 | ☆ |
| 10044 | Capital Ideas, Llc CRD 114352 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $336M | 96 | 270 | 5 | 03/30/2026 | ☆ |
| 10045 | Agate Pass Investment Management, Llc CRD 155049 | Bainbridge Island, WA | Wealth Manager · Small ($100M–$1B) | $336M | 124 | 320 | 5 | 03/03/2026 | ☆ |
| 10046 | Loon Lake Capital Management Lp CRD 339830 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $336M | 3 | 3 | 6 | 04/30/2026 | ☆ |
| 10047 | Tvfp, Llc CRD 341732 | Meridian, ID | Insurance-Affiliated · Small ($100M–$1B) | $336M | 541 | 1,590 | 10 | 09/16/2026 | ☆ |
| 10048 | Cogent Strategic Wealth Llc CRD 152715 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $336M | 102 | 446 | 4 | 03/12/2026 | ☆ |
| 10049 | Leh Iii Management Llc CRD 341093 | Englewood, CO | Private Fund Manager · Small ($100M–$1B) | $336M | 4 | 4 | 14 | 08/10/2026 | ☆ |
| 10050 | Bennett Selby Investments Limited Partnership CRD 137075 | Wealth Manager · Small ($100M–$1B) | $336M | 97 | 447 | 3 | 03/09/2026 | ☆ |