Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10051 | Slayton Lewis Inc CRD 114596 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $334M | 77 | 438 | 5 | 03/31/2026 | ☆ |
| 10052 | American Capital Advisory, Llc CRD 141944 | Ketchum, ID | Wealth Manager · Small ($100M–$1B) | $334M | 384 | 867 | 7 | 03/31/2026 | ☆ |
| 10053 | N CRD 132828 | Wealth Manager · Small ($100M–$1B) | $334M | 37 | 37 | 1 | 02/01/2026 | ☆ | |
| 10054 | Hewell Financial Group, Inc. CRD 333535 | Wealth Manager · Small ($100M–$1B) | $334M | 220 | 743 | 1 | 05/27/2026 | ☆ | |
| 10055 | Swan Investment Partners, Lp CRD 331679 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $334M | 5 | 5 | 5 | 07/16/2026 | ☆ |
| 10056 | Oceaniq Capital, Llc CRD 168062 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $334M | 452 | 452 | 7 | 06/24/2026 | ☆ |
| 10057 | Envision Capital Management Inc CRD 107150 | Wealth Manager · Small ($100M–$1B) | $334M | 226 | 226 | 2 | 02/17/2026 | ☆ | |
| 10058 | Evermont Wealth, Inc. CRD 168581 | Claremont, CA | Wealth Manager · Small ($100M–$1B) | $334M | 496 | 1,166 | 4 | 03/13/2026 | ☆ |
| 10059 | Eschaton Opportunities Fund Management Lp CRD 285575 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $334M | 3 | 3 | 5 | 03/24/2026 | ☆ |
| 10060 | Cottage Street Advisors, Llc CRD 173487 | Marion, MA | Wealth Manager · Small ($100M–$1B) | $334M | 135 | 405 | 4 | 03/06/2026 | ☆ |
| 10061 | Checkpoint Capital L.P. CRD 325763 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $334M | 3 | 3 | 2 | 03/27/2026 | ☆ |
| 10062 | Good Harbor Advisors, Inc. CRD 143492 | Gloucester, MA | Wealth Manager · Small ($100M–$1B) | $334M | 249 | 645 | 4 | 06/26/2026 | ☆ |
| 10063 | Strait & Sound Wealth Management Llc CRD 309306 | Wealth Manager · Small ($100M–$1B) | $334M | 243 | 698 | 10 | 03/31/2026 | ☆ | |
| 10064 | Rare Capital Management, Llc CRD 341500 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $334M | 5 | 5 | 10 | 06/23/2026 | ☆ |
| 10065 | Congruence Capital, Llc CRD 328559 | Los Angeles, CA | Investment Adviser · Small ($100M–$1B) | $334M | 3 | 5 | 4 | 04/01/2026 | ☆ |
| 10066 | Impulsora Del Fondo Mexico, Sc CRD 105298 | Cdmx | Mutual Fund / Asset Manager · Small ($100M–$1B) | $334M | 1 | 1 | 5 | 03/23/2026 | ☆ |
| 10067 | Investment Partners Asset Management CRD 121812 | Metuchen, NJ | Insurance-Affiliated · Small ($100M–$1B) | $333M | 257 | 605 | 6 | 05/18/2026 | ☆ |
| 10068 | Highbury Pacific Capital Corp. CRD 157778 | Bellevue, WA | Investment Adviser · Small ($100M–$1B) | $333M | 1 | 1 | 1 | 01/30/2026 | ☆ |
| 10069 | Vesta Wealth Management, Llc CRD 167498 | Miami Beach, FL | Wealth Manager · Small ($100M–$1B) | $333M | 44 | 212 | 1 | 03/27/2026 | ☆ |
| 10070 | Fairfield Financial Advisors Ltd CRD 106408 | Wellesley, MA | Wealth Manager · Small ($100M–$1B) | $333M | 147 | 550 | 4 | 03/23/2026 | ☆ |
| 10071 | Highland Peak Capital, Llc CRD 306304 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $333M | 8 | 8 | 5 | 03/27/2026 | ☆ |
| 10072 | Dovetail Wealth Management, Llc CRD 291068 | Taylor, TX | Insurance-Affiliated · Small ($100M–$1B) | $333M | 857 | 867 | 4 | 02/26/2026 | ☆ |
| 10073 | Financial Consultants & Advisory Corporation CRD 113390 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $333M | 593 | 877 | 15 | 03/24/2026 | ☆ |
| 10074 | N CRD 290675 | Wealth Manager · Small ($100M–$1B) | $333M | 330 | 332 | 10 | 11/21/2025 | ☆ | |
| 10075 | Dibenedetto & Associates Ltd CRD 108092 | Loves Park, IL | Insurance-Affiliated · Small ($100M–$1B) | $333M | 321 | 640 | 3 | 03/25/2026 | ☆ |
| 10076 | Fields Gottscho Capital Management Llc CRD 136069 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $333M | 84 | 184 | 4 | 03/10/2026 | ☆ |
| 10077 | Outwing, Llc CRD 322444 | Santa Barbara, CA | Multi-Family Office · Small ($100M–$1B) | $333M | 21 | 101 | 4 | 03/04/2026 | ☆ |
| 10078 | Blackston's Financial Advisory Group, Llc CRD 291380 | The Villages, FL | Wealth Manager · Small ($100M–$1B) | $333M | 947 | 1,832 | 17 | 03/31/2026 | ☆ |
| 10079 | Laurus Global Equity Management Inc. CRD 317604 | Toronto | Investment Adviser · Small ($100M–$1B) | $333M | 23 | 23 | 7 | 03/19/2026 | ☆ |
| 10080 | American Fundstars Financial Group Llc CRD 315860 | Irvine, CA | Insurance-Affiliated · Small ($100M–$1B) | $333M | 463 | 489 | 14 | 12/25/2025 | ☆ |
| 10081 | Collab+Currency Management, Llc CRD 309133 | Private Fund Manager · Small ($100M–$1B) | $332M | 6 | 6 | 8 | 03/30/2026 | ☆ | |
| 10082 | Fall Line Capital, Llc CRD 283625 | San Mateo, CA | Private Fund Manager · Small ($100M–$1B) | $332M | 4 | 4 | 12 | 04/29/2026 | ☆ |
| 10083 | Curry Webb Wealth Management Llc CRD 168692 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $332M | 397 | 836 | 6 | 03/30/2026 | ☆ |
| 10084 | Oliveira Wealth, Llc CRD 315326 | Modesto, CA | Wealth Manager · Small ($100M–$1B) | $332M | 1,032 | 1,032 | 4 | 06/17/2026 | ☆ |
| 10085 | Central Pine Capital, Llc CRD 322281 | Cedarhurst, NY | Multi-Family Office · Small ($100M–$1B) | $332M | 30 | 30 | 5 | 05/13/2026 | ☆ |
| 10086 | Phoenician Resources Fund Sponsor, Llc CRD 304953 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $332M | 3 | 3 | 6 | 03/30/2026 | ☆ |
| 10087 | Gridline Advisors, Llc CRD 317336 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $332M | 44 | 44 | 24 | 06/11/2026 | ☆ |
| 10088 | Delta Accumulation, Llc CRD 286434 | Sausalito, CA | Multi-Family Office · Small ($100M–$1B) | $332M | 8 | 7 | 3 | 03/30/2026 | ☆ |
| 10089 | Nokota Management, Lp CRD 159004 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $332M | 2 | 2 | 1 | 07/21/2025 | ☆ |
| 10090 | Solano Wealth Investment Advisors, Llc CRD 322037 | Fairfield, CA | Wealth Manager · Small ($100M–$1B) | $332M | 456 | 740 | 7 | 02/09/2026 | ☆ |
| 10091 | Opus Investment Management Llc CRD 163262 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $332M | 4 | 21 | 8 | 03/31/2026 | ☆ |
| 10092 | Gen Financial Management Inc. CRD 110179 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $332M | 246 | 1,170 | 3 | 02/20/2026 | ☆ |
| 10093 | The Hogan Knotts Financial Group, Inc. CRD 106758 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $332M | 180 | 661 | 4 | 03/31/2026 | ☆ |
| 10094 | Oceanic Investment Management Limited CRD 160287 | Douglas | Private Fund Manager · Small ($100M–$1B) | $332M | 6 | 5 | 13 | 03/30/2026 | ☆ |
| 10095 | Bbjs Financial Advisors, Llc CRD 115969 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $332M | 90 | 84 | 3 | 03/27/2026 | ☆ |
| 10096 | Elios Financial Group, Inc. CRD 119873 | Westlake, OH | Insurance-Affiliated · Small ($100M–$1B) | $332M | 290 | 1,064 | 2 | 03/16/2026 | ☆ |
| 10097 | Corazon Group Llc CRD 285865 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $331M | 6 | 6 | 14 | 03/24/2026 | ☆ |
| 10098 | Rainier Family Wealth, Inc. CRD 332062 | Tacoma, WA | Wealth Manager · Small ($100M–$1B) | $331M | 113 | 446 | 5 | 06/17/2026 | ☆ |
| 10099 | Sectoral Asset Management Inc. CRD 110345 | Montreal, Quebec | Private Fund Manager · Small ($100M–$1B) | $331M | 7 | 8 | 20 | 05/06/2026 | ☆ |
| 10100 | 5 T Wealth, Llc CRD 112552 | Napa, CA | Wealth Manager · Small ($100M–$1B) | $331M | 297 | 533 | 4 | 08/05/2026 | ☆ |