Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10051 | Shared Vision Wealth Group, Llc CRD 325000 | Wealth Manager · Small ($100M–$1B) | $336M | 192 | 622 | 3 | 03/03/2026 | ☆ | |
| 10052 | Peachtree Investment Partners, Llc CRD 142839 | Wealth Manager · Small ($100M–$1B) | $336M | 263 | 490 | 2 | 09/14/2026 | ☆ | |
| 10053 | Cross Rapids Capital Lp CRD 313143 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $336M | 4 | 4 | 7 | 03/25/2026 | ☆ |
| 10054 | First Dallas Securities, Inc. CRD 24549 | Dallas, TX | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $336M | 266 | 266 | 20 | 10/31/2025 | ☆ |
| 10055 | Apricus Wealth Llc CRD 306239 | Beaufort, SC | Wealth Manager · Small ($100M–$1B) | $336M | 100 | 255 | 6 | 02/20/2026 | ☆ |
| 10056 | Mid American Wealth Advisory Group Inc. CRD 301621 | Kansas City, MO | Insurance-Affiliated · Small ($100M–$1B) | $336M | 958 | 2,191 | 21 | 03/27/2026 | ☆ |
| 10057 | Seix Clo Management Llc CRD 285354 | Park Ridge, NJ | Private Fund Manager · Small ($100M–$1B) | $336M | 2 | 2 | 12 | 04/28/2026 | ☆ |
| 10058 | N CRD 153350 | Wealth Manager · Small ($100M–$1B) | $335M | 242 | 759 | 6 | 01/20/2026 | ☆ | |
| 10059 | N CRD 109675 | Wealth Manager · Small ($100M–$1B) | $335M | 56 | 202 | 5 | 02/04/2025 | ☆ | |
| 10060 | Personal Financial Profiles Inc CRD 109327 | Coral Springs, FL | Wealth Manager · Small ($100M–$1B) | $335M | 229 | 369 | 2 | 02/11/2026 | ☆ |
| 10061 | The Menard Financial Group, Llc CRD 299404 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $335M | 128 | 354 | 3 | 09/22/2026 | ☆ |
| 10062 | Cion Grosvenor Management, Llc CRD 330199 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $335M | 2 | 2 | 5 | 03/31/2026 | ☆ |
| 10063 | Bvp Management Company, Llc CRD 307029 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $335M | 10 | 10 | 8 | 03/30/2026 | ☆ |
| 10064 | Trisperity Advisors, Llc CRD 142438 | Katy, TX | Wealth Manager · Small ($100M–$1B) | $335M | 264 | 825 | 2 | 03/27/2026 | ☆ |
| 10065 | Livet Wealth, Llc CRD 337826 | Spanish Fork, UT | Wealth Manager · Small ($100M–$1B) | $335M | 138 | 516 | 3 | 08/31/2026 | ☆ |
| 10066 | Arwa Llc CRD 337220 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $335M | 383 | 1,352 | 7 | 05/20/2026 | ☆ |
| 10067 | N CRD 152078 | Private Fund Manager · Small ($100M–$1B) | $335M | 14 | 15 | 4 | 04/29/2025 | ☆ | |
| 10068 | Pillsbury Lake Capital, Llc CRD 328282 | Private Fund Manager · Small ($100M–$1B) | $335M | 4 | 4 | 4 | 04/29/2026 | ☆ | |
| 10069 | Gotham Green Partners, Llc CRD 288771 | Santa Monica, CA | Private Fund Manager · Small ($100M–$1B) | $335M | 13 | 13 | 10 | 03/31/2026 | ☆ |
| 10070 | Abra Capital Management, Lp CRD 323353 | San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $335M | 277 | 277 | 40 | 03/31/2026 | ☆ |
| 10071 | Molly B Investment Group Llc CRD 150555 | Marietta, GA | Insurance-Affiliated · Small ($100M–$1B) | $335M | 308 | 628 | 2 | 03/24/2026 | ☆ |
| 10072 | Weik Capital Management, Inc CRD 107068 | Wyomissing, PA | Wealth Manager · Small ($100M–$1B) | $335M | 195 | 195 | 8 | 03/27/2026 | ☆ |
| 10073 | Wealthharbor Capital Group, Llc CRD 118614 | Metairie, LA | Institutional / Pension Advisor · Small ($100M–$1B) | $335M | 252 | 374 | 9 | 03/25/2026 | ☆ |
| 10074 | Neuberger Berman Loan Advisers Europe Ii Lp CRD 337854 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $335M | 1 | 1 | 3 | 03/31/2026 | ☆ |
| 10075 | Ginjer Am CRD 174097 | Paris | Investment Adviser · Small ($100M–$1B) | $335M | 35 | 2 | 7 | 03/24/2026 | ☆ |
| 10076 | North Run Capital, Lp CRD 157922 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $335M | 4 | 4 | 4 | 07/07/2026 | ☆ |
| 10077 | Slayton Lewis Inc CRD 114596 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $334M | 77 | 438 | 5 | 03/31/2026 | ☆ |
| 10078 | American Capital Advisory, Llc CRD 141944 | Ketchum, ID | Wealth Manager · Small ($100M–$1B) | $334M | 384 | 867 | 7 | 03/31/2026 | ☆ |
| 10079 | N CRD 132828 | Wealth Manager · Small ($100M–$1B) | $334M | 37 | 37 | 1 | 02/01/2026 | ☆ | |
| 10080 | Hewell Financial Group, Inc. CRD 333535 | Wealth Manager · Small ($100M–$1B) | $334M | 220 | 743 | 1 | 05/27/2026 | ☆ | |
| 10081 | Swan Investment Partners, Lp CRD 331679 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $334M | 5 | 5 | 5 | 07/16/2026 | ☆ |
| 10082 | Oceaniq Capital, Llc CRD 168062 | Palo Alto, CA | Wealth Manager · Small ($100M–$1B) | $334M | 452 | 452 | 7 | 06/24/2026 | ☆ |
| 10083 | Envision Capital Management Inc CRD 107150 | Wealth Manager · Small ($100M–$1B) | $334M | 226 | 226 | 2 | 02/17/2026 | ☆ | |
| 10084 | Evermont Wealth, Inc. CRD 168581 | Claremont, CA | Wealth Manager · Small ($100M–$1B) | $334M | 496 | 1,166 | 4 | 03/13/2026 | ☆ |
| 10085 | Eschaton Opportunities Fund Management Lp CRD 285575 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $334M | 3 | 3 | 5 | 03/24/2026 | ☆ |
| 10086 | Cottage Street Advisors, Llc CRD 173487 | Marion, MA | Wealth Manager · Small ($100M–$1B) | $334M | 135 | 405 | 4 | 03/06/2026 | ☆ |
| 10087 | Checkpoint Capital L.P. CRD 325763 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $334M | 3 | 3 | 2 | 03/27/2026 | ☆ |
| 10088 | Good Harbor Advisors, Inc. CRD 143492 | Gloucester, MA | Wealth Manager · Small ($100M–$1B) | $334M | 249 | 645 | 4 | 06/26/2026 | ☆ |
| 10089 | Strait & Sound Wealth Management Llc CRD 309306 | Wealth Manager · Small ($100M–$1B) | $334M | 243 | 698 | 10 | 03/31/2026 | ☆ | |
| 10090 | Rare Capital Management, Llc CRD 341500 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $334M | 5 | 5 | 10 | 06/23/2026 | ☆ |
| 10091 | Congruence Capital, Llc CRD 328559 | Los Angeles, CA | Investment Adviser · Small ($100M–$1B) | $334M | 3 | 5 | 4 | 04/01/2026 | ☆ |
| 10092 | Impulsora Del Fondo Mexico, Sc CRD 105298 | Cdmx | Mutual Fund / Asset Manager · Small ($100M–$1B) | $334M | 1 | 1 | 5 | 03/23/2026 | ☆ |
| 10093 | Investment Partners Asset Management CRD 121812 | Metuchen, NJ | Insurance-Affiliated · Small ($100M–$1B) | $333M | 257 | 605 | 6 | 05/18/2026 | ☆ |
| 10094 | Highbury Pacific Capital Corp. CRD 157778 | Bellevue, WA | Investment Adviser · Small ($100M–$1B) | $333M | 1 | 1 | 1 | 01/30/2026 | ☆ |
| 10095 | Vesta Wealth Management, Llc CRD 167498 | Miami Beach, FL | Wealth Manager · Small ($100M–$1B) | $333M | 44 | 212 | 1 | 03/27/2026 | ☆ |
| 10096 | Fairfield Financial Advisors Ltd CRD 106408 | Wellesley, MA | Wealth Manager · Small ($100M–$1B) | $333M | 147 | 550 | 4 | 03/23/2026 | ☆ |
| 10097 | Highland Peak Capital, Llc CRD 306304 | Old Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $333M | 8 | 8 | 5 | 03/27/2026 | ☆ |
| 10098 | Dovetail Wealth Management, Llc CRD 291068 | Taylor, TX | Insurance-Affiliated · Small ($100M–$1B) | $333M | 857 | 867 | 4 | 02/26/2026 | ☆ |
| 10099 | Financial Consultants & Advisory Corporation CRD 113390 | Indianapolis, IN | Wealth Manager · Small ($100M–$1B) | $333M | 593 | 877 | 15 | 03/24/2026 | ☆ |
| 10100 | N CRD 290675 | Wealth Manager · Small ($100M–$1B) | $333M | 330 | 332 | 10 | 11/21/2025 | ☆ |