Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10101 | The Mchugh Group, Llc CRD 119811 | Multi-Family Office · Small ($100M–$1B) | $331M | 30 | 167 | 1 | 03/12/2026 | ☆ | |
| 10102 | Charles Fish Investments, Inc. CRD 110445 | Irvine, CA | Wealth Manager · Small ($100M–$1B) | $331M | 42 | 46 | 5 | 07/03/2026 | ☆ |
| 10103 | Cambridge Financial Group, Inc. CRD 112254 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $331M | 318 | 318 | 6 | 03/19/2026 | ☆ |
| 10104 | Insight Folios Inc CRD 174411 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $331M | 1,228 | 2,223 | 15 | 03/19/2026 | ☆ |
| 10105 | Yoder Wealth Management, Inc. CRD 291826 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $331M | 74 | 341 | 2 | 01/07/2026 | ☆ |
| 10106 | Copley Financial Group, Inc. CRD 283070 | San Diego, CA | Insurance-Affiliated · Small ($100M–$1B) | $331M | 2,690 | 2,690 | 8 | 07/13/2026 | ☆ |
| 10107 | The Nestegg Group, Inc. CRD 118419 | Lincolnwood, IL | Wealth Manager · Small ($100M–$1B) | $331M | 187 | 746 | 3 | 03/16/2026 | ☆ |
| 10108 | Bernardi Asset Management, Llc CRD 120110 | Northfield, IL | Investment Adviser · Small ($100M–$1B) | $331M | 69 | 146 | 22 | 11/19/2025 | ☆ |
| 10109 | Edgeworth Capital Pty Ltd CRD 335630 | Bondi Junction, New South Wales | Investment Adviser · Small ($100M–$1B) | $331M | 7 | 7 | 4 | 03/27/2026 | ☆ |
| 10110 | Vigilare Wealth Management Llc CRD 157663 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $331M | 157 | 452 | 6 | 03/27/2026 | ☆ |
| 10111 | Sandstone Asset Management Inc. CRD 152742 | Calgary | Wealth Manager · Small ($100M–$1B) | $331M | 129 | 129 | 10 | 06/22/2026 | ☆ |
| 10112 | Hazoor Partners, Llc CRD 289744 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $331M | 7 | 7 | 10 | 03/24/2026 | ☆ |
| 10113 | Alliance Wealth Strategies, Llc CRD 173559 | Lynchburg, VA | Insurance-Affiliated · Small ($100M–$1B) | $331M | 200 | 555 | 7 | 03/09/2026 | ☆ |
| 10114 | General Innovation Capital, Llc CRD 331306 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $331M | 1 | 1 | 8 | 05/28/2026 | ☆ |
| 10115 | Signature Equity Partners, Llc CRD 327455 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $331M | 1,056 | 1,714 | 38 | 03/12/2026 | ☆ |
| 10116 | Lynch Asset Management, Inc. CRD 159938 | Multi-Family Office · Small ($100M–$1B) | $331M | 12 | 23 | 3 | 02/19/2026 | ☆ | |
| 10117 | Livet Wealth, Llc CRD 337826 | Spanish Fork, UT | Wealth Manager · Small ($100M–$1B) | $331M | 134 | 500 | 3 | 07/10/2026 | ☆ |
| 10118 | Essex Private Wealth Management Llc CRD 149991 | Topsfield, MA | Wealth Manager · Small ($100M–$1B) | $331M | 216 | 797 | 6 | 06/11/2026 | ☆ |
| 10119 | Dustin Blodgett Insight Capital, Llc CRD 314558 | Concord, CA | Wealth Manager · Small ($100M–$1B) | $331M | 343 | 883 | 5 | 02/13/2026 | ☆ |
| 10120 | Uniplan Investment Counsel, Inc. CRD 154718 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $330M | 437 | 437 | 11 | 05/15/2026 | ☆ |
| 10121 | Broadview Management, Llc CRD 334073 | St. Louis, MO | Private Fund Manager · Small ($100M–$1B) | $330M | 4 | 4 | 31 | 07/31/2026 | ☆ |
| 10122 | Cypress Capital Wealth Management, Llc CRD 312340 | Ann Arbor, MI | Investment Adviser · Small ($100M–$1B) | $330M | 106 | 106 | 4 | 03/04/2026 | ☆ |
| 10123 | Claris Financial, Llc CRD 168503 | Glen Allen, VA | Wealth Manager · Small ($100M–$1B) | $330M | 599 | 1,038 | 8 | 03/30/2026 | ☆ |
| 10124 | Welton Investment Partners Llc CRD 172452 | Carmel, CA | Private Fund Manager · Small ($100M–$1B) | $330M | 10 | 7 | 18 | 03/30/2026 | ☆ |
| 10125 | Dai Wealth, Llc CRD 138938 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $330M | 1,537 | 2,048 | 40 | 03/30/2026 | ☆ |
| 10126 | Mai, Inc. CRD 107337 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $330M | 384 | 384 | 6 | 03/25/2026 | ☆ |
| 10127 | Boston Family Advisors Llc CRD 299060 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $330M | 39 | 198 | 10 | 03/19/2026 | ☆ |
| 10128 | Stonebridge Financial Planning Group, Llc CRD 154616 | Orlando, FL | Insurance-Affiliated · Small ($100M–$1B) | $330M | 340 | 704 | 8 | 03/31/2026 | ☆ |
| 10129 | Fluent Financial, Llc CRD 170041 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $330M | 260 | 1,030 | 9 | 04/29/2026 | ☆ |
| 10130 | Dependable Alternative Investments, Llc CRD 300332 | Menlo Park, CA | Wealth Manager · Small ($100M–$1B) | $330M | 285 | 630 | 1 | 01/13/2026 | ☆ |
| 10131 | Colliers Securities Llc CRD 7477 | Minneapolis, MN | Insurance-Affiliated · Small ($100M–$1B) | $330M | 816 | 1,055 | 120 | 03/31/2026 | ☆ |
| 10132 | Paragon Financial Partners, Inc. CRD 158041 | Woodland Hills, CA | Wealth Manager · Small ($100M–$1B) | $330M | 127 | 513 | 2 | 03/18/2026 | ☆ |
| 10133 | N.V.N.G. Investments, Inc. CRD 107446 | Kalamazoo, MI | Wealth Manager · Small ($100M–$1B) | $330M | 39 | 41 | 1 | 01/29/2026 | ☆ |
| 10134 | Powers Advisory Group, Llc CRD 172252 | Highland, IL | Wealth Manager · Small ($100M–$1B) | $330M | 586 | 1,603 | 7 | 06/24/2026 | ☆ |
| 10135 | Stella Point Capital, Lp CRD 290013 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $329M | 9 | 9 | 12 | 03/25/2026 | ☆ |
| 10136 | 501 North, Llc CRD 338118 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $329M | 3 | 3 | 9 | 03/31/2026 | ☆ |
| 10137 | Bryspen, Incorporated CRD 109004 | Washington, DC | Wealth Manager · Small ($100M–$1B) | $329M | 72 | 277 | 2 | 03/31/2026 | ☆ |
| 10138 | Gutierrez Wealth Advisory, Llc CRD 319481 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $329M | 141 | 510 | 4 | 03/13/2026 | ☆ |
| 10139 | Ci Capital Partners Llc CRD 156863 | Private Fund Manager · Small ($100M–$1B) | $329M | 7 | 7 | 7 | 05/06/2026 | ☆ | |
| 10140 | Pearl Planning, Llc CRD 336568 | Dexter, MI | Wealth Manager · Small ($100M–$1B) | $329M | 305 | 949 | 7 | 06/24/2026 | ☆ |
| 10141 | Benchmark Investment Advisors Llc CRD 159705 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $329M | 126 | 126 | 6 | 03/31/2026 | ☆ |
| 10142 | Wealth Management Cpas, Llc CRD 310096 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $329M | 396 | 1,002 | 10 | 07/16/2026 | ☆ |
| 10143 | Power Financial Partners, Llc CRD 324253 | Tampa, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $329M | 250 | 452 | 4 | 02/12/2026 | ☆ |
| 10144 | Nwm Advisors, Llc CRD 283714 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $329M | 191 | 501 | 2 | 02/13/2026 | ☆ |
| 10145 | Mtc Wealth Management Llc CRD 305308 | Tampa, FL | Investment Adviser · Small ($100M–$1B) | $329M | 2 | 2 | 16 | 03/03/2026 | ☆ |
| 10146 | Techquity Capital Management, Llc CRD 162322 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $329M | 2 | 2 | 2 | 03/31/2026 | ☆ |
| 10147 | Game Creek Capital, Lp CRD 158973 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $329M | 14 | 14 | 10 | 04/01/2026 | ☆ |
| 10148 | Beto Financial Group, Llc CRD 307546 | Boise, ID | Wealth Manager · Small ($100M–$1B) | $329M | 348 | 874 | 7 | 04/28/2026 | ☆ |
| 10149 | Fvlcrum Partners, Llc CRD 310971 | Bethesda, MD | Private Fund Manager · Small ($100M–$1B) | $329M | 3 | 3 | 16 | 03/30/2026 | ☆ |
| 10150 | Ballast Capital Advisors Llc CRD 282369 | West Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $329M | 42 | 147 | 7 | 03/02/2026 | ☆ |