Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10151 | Artifex Financial Group, Llc CRD 140643 | Oakwood, OH | Wealth Manager · Small ($100M–$1B) | $329M | 318 | 967 | 5 | 03/31/2026 | ☆ |
| 10152 | Wolf River Capital Management, Llc CRD 149038 | Memphis, TN | Private Fund Manager · Small ($100M–$1B) | $329M | 27 | 27 | 8 | 03/31/2026 | ☆ |
| 10153 | Kenney Investments Inc CRD 105665 | Northfield, IL | Wealth Manager · Small ($100M–$1B) | $328M | 34 | 34 | 2 | 03/30/2026 | ☆ |
| 10154 | Omc Financial Services Ltd CRD 110528 | Dewitt, NY | Wealth Manager · Small ($100M–$1B) | $328M | 269 | 672 | 7 | 03/23/2026 | ☆ |
| 10155 | Glide Capital Llc CRD 288592 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $328M | 2 | 2 | 7 | 03/25/2026 | ☆ |
| 10156 | Torrey Growth & Income Advisors, Llc CRD 139940 | Del Mar, CA | Wealth Manager · Small ($100M–$1B) | $328M | 293 | 294 | 5 | 04/22/2026 | ☆ |
| 10157 | Vb&T Wealth Management Llc CRD 318330 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $328M | 92 | 314 | 4 | 03/04/2026 | ☆ |
| 10158 | Thomas Story And Son Llc CRD 148774 | Plymouth, IN | Wealth Manager · Small ($100M–$1B) | $328M | 39 | 159 | 2 | 03/05/2026 | ☆ |
| 10159 | N CRD 330528 | Wealth Manager · Small ($100M–$1B) | $328M | 240 | 661 | 5 | 03/28/2025 | ☆ | |
| 10160 | Sterneck Capital Management Llc CRD 111463 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $328M | 265 | 670 | 5 | 07/07/2026 | ☆ |
| 10161 | Oxford Wealth Group, Llc CRD 319561 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $328M | 915 | 1,877 | 14 | 05/05/2026 | ☆ |
| 10162 | Weitzel Financial Services, Inc. CRD 27346 | Dubuque, IA | Insurance-Affiliated · Small ($100M–$1B) | $328M | 1,134 | 1,134 | 4 | 07/14/2026 | ☆ |
| 10163 | Shore Point Advisors, Llc CRD 296848 | Brielle, NJ | Wealth Manager · Small ($100M–$1B) | $328M | 668 | 1,612 | 5 | 07/30/2026 | ☆ |
| 10164 | Fukoku Life International (America) Inc. CRD 284662 | New York, NY | Investment Adviser · Small ($100M–$1B) | $328M | 2 | 2 | 6 | 04/27/2026 | ☆ |
| 10165 | Hudson Capital Advisory, Inc. CRD 304163 | Buffalo, NY | Wealth Manager · Small ($100M–$1B) | $328M | 244 | 603 | 5 | 03/26/2026 | ☆ |
| 10166 | Financial Decisions, Llc CRD 107755 | New York, NY | Wealth Manager · Small ($100M–$1B) | $328M | 152 | 512 | 8 | 06/18/2026 | ☆ |
| 10167 | Cimarron Wealth Management, Inc. CRD 299627 | Montrose, CO | Wealth Manager · Small ($100M–$1B) | $327M | 572 | 574 | 14 | 05/13/2026 | ☆ |
| 10168 | Rye Brook Capital, Llc CRD 288517 | Greenwich, CT | Investment Adviser · Small ($100M–$1B) | $327M | 20 | 20 | 1 | 02/03/2026 | ☆ |
| 10169 | N CRD 168805 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $327M | 11 | 5 | 6 | 03/27/2025 | ☆ | |
| 10170 | Level 5 Capital Partners, Llc CRD 304140 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $327M | 25 | 25 | 11 | 05/19/2026 | ☆ |
| 10171 | Latko Wealth Management, Ltd. CRD 282423 | Frankfort, IL | Wealth Manager · Small ($100M–$1B) | $327M | 499 | 1,134 | 7 | 01/27/2026 | ☆ |
| 10172 | Greenwood Family Advisors Llc CRD 304820 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $327M | 16 | 120 | 3 | 02/09/2026 | ☆ |
| 10173 | Pointone Family Office, Llc CRD 338563 | Manhattan Beach, CA | Insurance-Affiliated · Small ($100M–$1B) | $327M | 25 | 227 | 4 | 04/10/2026 | ☆ |
| 10174 | Octavia Investments Llc CRD 167721 | Wealth Manager · Small ($100M–$1B) | $327M | 73 | 294 | 1 | 02/05/2026 | ☆ | |
| 10175 | Vinci Partners Usa Llc CRD 162399 | New York, NY | Investment Adviser · Small ($100M–$1B) | $327M | 73 | 73 | 14 | 03/31/2026 | ☆ |
| 10176 | Ardent Capital Management, Inc. CRD 108264 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $327M | 113 | 305 | 5 | 07/29/2026 | ☆ |
| 10177 | Wilkerson Advisory Group Llc CRD 334668 | Columbia, MO | Wealth Manager · Small ($100M–$1B) | $327M | 582 | 1,697 | 10 | 03/09/2026 | ☆ |
| 10178 | Mpwm Advisory Solutions Llc CRD 169885 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $327M | 589 | 1,173 | 20 | 03/30/2026 | ☆ |
| 10179 | N CRD 172980 | Wealth Manager · Small ($100M–$1B) | $327M | 322 | 925 | 8 | 04/30/2025 | ☆ | |
| 10180 | Avondale Wealth Management Llc CRD 152590 | West Lake Hills, TX | Wealth Manager · Small ($100M–$1B) | $327M | 201 | 610 | 7 | 04/01/2026 | ☆ |
| 10181 | Mfg Partners Llc CRD 330388 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $327M | 19 | 19 | 8 | 06/08/2026 | ☆ |
| 10182 | Vpwm Advisors, Llc CRD 167886 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $327M | 1,223 | 1,715 | 17 | 06/25/2026 | ☆ |
| 10183 | Law & Associates Inc CRD 105350 | Glen Echo, MD | Insurance-Affiliated · Small ($100M–$1B) | $327M | 319 | 1,658 | 6 | 04/16/2026 | ☆ |
| 10184 | N CRD 311097 | Wealth Manager · Small ($100M–$1B) | $327M | 260 | 636 | 5 | 04/21/2025 | ☆ | |
| 10185 | Pl Capital Advisors, Llc CRD 162083 | Naples, FL | Private Fund Manager · Small ($100M–$1B) | $327M | 7 | 7 | 8 | 05/05/2026 | ☆ |
| 10186 | Community Development Fund Advisors, Llc CRD 281617 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $326M | 1 | 1 | 2 | 05/20/2026 | ☆ | |
| 10187 | Purefi Wealth, Llc CRD 328459 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $326M | 98 | 98 | 10 | 03/24/2026 | ☆ |
| 10188 | Base Wealth Management Llc CRD 321991 | Lakewood Ranch, FL | Insurance-Affiliated · Small ($100M–$1B) | $326M | 862 | 2,254 | 15 | 03/24/2026 | ☆ |
| 10189 | Entrewealth, Llc CRD 317553 | Wealth Manager · Small ($100M–$1B) | $326M | 174 | 617 | 20 | 04/16/2026 | ☆ | |
| 10190 | Financially In Tune, Llc CRD 156200 | Stoneham, MA | Wealth Manager · Small ($100M–$1B) | $326M | 175 | 864 | 4 | 02/05/2026 | ☆ |
| 10191 | Pack Private Wealth, Llc CRD 310523 | Wayzata, MN | Wealth Manager · Small ($100M–$1B) | $326M | 222 | 398 | 3 | 03/12/2026 | ☆ |
| 10192 | Bay Rivers Group, Inc. CRD 290095 | Williamsburg, VA | Wealth Manager · Small ($100M–$1B) | $326M | 401 | 913 | 4 | 03/13/2026 | ☆ |
| 10193 | Hfr Asset Management, L.L.C CRD 111705 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $326M | 2 | 2 | 2 | 02/06/2026 | ☆ |
| 10194 | Hfr Investments, Llc CRD 307372 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $326M | 2 | 2 | 2 | 02/11/2026 | ☆ |
| 10195 | Resilient Capital Management, Llc CRD 318997 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $326M | 3 | 3 | 3 | 03/31/2026 | ☆ |
| 10196 | Hurley Capital, Llc CRD 130051 | New York, NY | Wealth Manager · Small ($100M–$1B) | $326M | 187 | 604 | 4 | 03/06/2026 | ☆ |
| 10197 | Centerline Wealth Advisors, Llc CRD 164485 | Louisville, KY | Insurance-Affiliated · Small ($100M–$1B) | $326M | 268 | 819 | 8 | 02/27/2026 | ☆ |
| 10198 | Lifeplan Investment Advisors, Inc CRD 144157 | Raleigh, NC | Insurance-Affiliated · Small ($100M–$1B) | $326M | 278 | 1,083 | 9 | 07/30/2026 | ☆ |
| 10199 | N CRD 285525 | Investment Adviser · Small ($100M–$1B) | $326M | 13 | 14 | 2 | 10/09/2025 | ☆ | |
| 10200 | Healthedge Investment Partners, Llc CRD 163421 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $326M | 5 | 5 | 9 | 03/31/2026 | ☆ |