Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10201 | Patron Partners, Llc CRD 310629 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $326M | 164 | 621 | 7 | 04/28/2026 | ☆ |
| 10202 | Schuchard Capital Management Inc CRD 105528 | Wealth Manager · Small ($100M–$1B) | $326M | 197 | 197 | 2 | 02/22/2026 | ☆ | |
| 10203 | Resolute Global Partners, Ltd. CRD 160743 | Hamilton | Private Fund Manager · Small ($100M–$1B) | $325M | 1 | 1 | 12 | 03/31/2026 | ☆ |
| 10204 | Silver Lake Advisory Partners, Llc CRD 107625 | Wealth Manager · Small ($100M–$1B) | $325M | 159 | 159 | 4 | 01/29/2026 | ☆ | |
| 10205 | Coeli Frontier Markets Ab CRD 282916 | Stockholm | Private Fund Manager · Small ($100M–$1B) | $325M | 4 | 2 | 3 | 04/02/2026 | ☆ |
| 10206 | Strategic Wealth Advisors, Llc CRD 114167 | Wealth Manager · Small ($100M–$1B) | $325M | 111 | 427 | 4 | 02/18/2026 | ☆ | |
| 10207 | Catawba River Capital CRD 134217 | Lake Wylie, SC | Wealth Manager · Small ($100M–$1B) | $325M | 275 | 896 | 4 | 02/18/2026 | ☆ |
| 10208 | Treiberg Wealth Management, Inc. CRD 284140 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $325M | 274 | 706 | 6 | 02/27/2026 | ☆ |
| 10209 | Converse Team Financial Services, Llc CRD 335322 | Institutional / Pension Advisor · Small ($100M–$1B) | $325M | 83 | 83 | 7 | 06/02/2026 | ☆ | |
| 10210 | Universal Financial Services Inc. CRD 131558 | Guaynabo, PR | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $325M | 1 | 1 | 3 | 02/11/2026 | ☆ |
| 10211 | Whipplewood Advisors, Llc CRD 282860 | Littleton, CO | Wealth Manager · Small ($100M–$1B) | $325M | 377 | 375 | 6 | 05/08/2026 | ☆ |
| 10212 | Putterman, Dean Eliot CRD 111779 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $324M | 53 | 55 | 2 | 03/12/2026 | ☆ |
| 10213 | Dhh Advisors, Llc CRD 169687 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $324M | 48 | 267 | 3 | 03/25/2026 | ☆ |
| 10214 | Light Arc Capital Management Llc CRD 339985 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $324M | 4 | 4 | 6 | 06/02/2026 | ☆ |
| 10215 | Vista Investment Management, Llc CRD 116068 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $324M | 189 | 544 | 4 | 03/31/2026 | ☆ |
| 10216 | Kennicott Capital Management Llc CRD 128947 | Wealth Manager · Small ($100M–$1B) | $324M | 55 | 197 | 2 | 07/17/2026 | ☆ | |
| 10217 | Galaxy Investment Management, Llc CRD 281589 | Uniondale, NY | Private Fund Manager · Small ($100M–$1B) | $324M | 5 | 5 | 7 | 03/25/2026 | ☆ |
| 10218 | Torque Asset Management Llc CRD 335621 | Private Fund Manager · Small ($100M–$1B) | $324M | 2 | 2 | 3 | 03/30/2026 | ☆ | |
| 10219 | Smith W B & Co Inc CRD 105917 | Investment Adviser · Small ($100M–$1B) | $324M | 8 | 8 | 1 | 03/24/2026 | ☆ | |
| 10220 | Cresalta Investment Management, Inc. CRD 339872 | Greenwood Village, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $323M | 3 | 128 | 5 | 06/26/2026 | ☆ |
| 10221 | Johnson Wealth Management, Llc CRD 123105 | Grand Forks, ND | Wealth Manager · Small ($100M–$1B) | $323M | 169 | 596 | 2 | 07/29/2026 | ☆ |
| 10222 | 1248 Partners, Llc CRD 325304 | Kansas City, MO | Private Fund Manager · Small ($100M–$1B) | $323M | 7 | 7 | 4 | 06/30/2026 | ☆ |
| 10223 | Choice Wealth Advisors Llc CRD 297745 | Waterville, ME | Wealth Manager · Small ($100M–$1B) | $323M | 602 | 1,247 | 4 | 02/13/2026 | ☆ |
| 10224 | Brown Financial Advisors, Llc CRD 147056 | Milford, OH | Wealth Manager · Small ($100M–$1B) | $323M | 613 | 1,573 | 3 | 04/29/2026 | ☆ |
| 10225 | Aull & Monroe Investment Management Corp CRD 104830 | Mobile, AL | Wealth Manager · Small ($100M–$1B) | $323M | 190 | 417 | 5 | 03/23/2026 | ☆ |
| 10226 | Intrepid Investment Management, Llc CRD 192522 | Houston, TX | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $323M | 7 | 7 | 6 | 03/31/2026 | ☆ |
| 10227 | Lauer Capital Management Ltd CRD 109660 | Sioux Falls, SD | Wealth Manager · Small ($100M–$1B) | $323M | 90 | 92 | 3 | 03/30/2026 | ☆ |
| 10228 | Next Level Wealth Planning, Llc CRD 327644 | Meridian, ID | Wealth Manager · Small ($100M–$1B) | $323M | 572 | 1,510 | 5 | 03/05/2026 | ☆ |
| 10229 | Oriental Bank CRD 312982 | San Juan, PR | Bank · Small ($100M–$1B) | $323M | 2 | 2 | 9 | 03/27/2026 | ☆ |
| 10230 | Fortune Financial Advisors, Llc CRD 145799 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $323M | 206 | 610 | 6 | 03/18/2026 | ☆ |
| 10231 | Carswell Investments, Llc CRD 158205 | East Syracuse, NY | Wealth Manager · Small ($100M–$1B) | $322M | 175 | 587 | 2 | 03/24/2026 | ☆ |
| 10232 | Vistamark Investments Llc CRD 335309 | Hinsdale, IL | Investment Adviser · Small ($100M–$1B) | $322M | 45 | 98 | 4 | 07/15/2026 | ☆ |
| 10233 | Rbs Wealth Management, Llc CRD 336536 | Alto, MI | Wealth Manager · Small ($100M–$1B) | $322M | 472 | 1,315 | 6 | 03/24/2026 | ☆ |
| 10234 | Osceola Capital Management, Llc CRD 301565 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $322M | 3 | 3 | 9 | 03/26/2026 | ☆ |
| 10235 | Kapstone Financial Advisors Llc CRD 318885 | Lebanon, OH | Wealth Manager · Small ($100M–$1B) | $322M | 508 | 1,086 | 5 | 06/18/2026 | ☆ |
| 10236 | Gordonmd Global Investments Lp CRD 316751 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $322M | 7 | 7 | 7 | 03/26/2026 | ☆ |
| 10237 | Envision Financial Transparency, Llc CRD 297713 | Insurance-Affiliated · Small ($100M–$1B) | $322M | 235 | 501 | 16 | 07/23/2026 | ☆ | |
| 10238 | Reik & Co., Llc CRD 142414 | Wealth Manager · Small ($100M–$1B) | $322M | 60 | 105 | 5 | 03/16/2026 | ☆ | |
| 10239 | M4 A3 Llc CRD 336172 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $322M | 65 | 356 | 6 | 03/31/2026 | ☆ |
| 10240 | Integrated Financial Strategies, Llc CRD 165007 | Fort Lauderdale, FL | Wealth Manager · Small ($100M–$1B) | $322M | 474 | 46 | 5 | 06/16/2026 | ☆ |
| 10241 | Nicholson Wealth Management Group, Llc CRD 327001 | Charleston, SC | Wealth Manager · Small ($100M–$1B) | $322M | 205 | 543 | 4 | 06/02/2026 | ☆ |
| 10242 | Shum Financial Group, Inc. CRD 285426 | Alameda, CA | Wealth Manager · Small ($100M–$1B) | $322M | 330 | 990 | 4 | 02/23/2026 | ☆ |
| 10243 | Stewardship Advisory Group, Llc CRD 165710 | Clermont, FL | Insurance-Affiliated · Small ($100M–$1B) | $322M | 536 | 536 | 17 | 07/01/2026 | ☆ |
| 10244 | Nelson Securities,Inc. CRD 14377 | Spokane, WA | Insurance-Affiliated · Small ($100M–$1B) | $322M | 2,003 | 2,006 | 15 | 08/09/2026 | ☆ |
| 10245 | N CRD 105182 | Wealth Manager · Small ($100M–$1B) | $322M | 213 | 426 | 5 | 03/24/2025 | ☆ | |
| 10246 | Truenorth Financial Services, Llc CRD 118273 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $322M | 179 | 580 | 7 | 03/18/2026 | ☆ |
| 10247 | Emerson Equity Llc CRD 130032 | San Mateo, CA | Insurance-Affiliated · Small ($100M–$1B) | $322M | 620 | 682 | 343 | 04/08/2026 | ☆ |
| 10248 | B.B. Graham & Company, Inc. CRD 41533 | Orange, CA | Insurance-Affiliated · Small ($100M–$1B) | $322M | 427 | 427 | 32 | 03/23/2026 | ☆ |
| 10249 | Hf Advisory Group, Llc CRD 309051 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $322M | 460 | 1,301 | 6 | 03/10/2026 | ☆ |
| 10250 | Ig4 Capital Advisors Us Llc CRD 316972 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $321M | 13 | 13 | 4 | 05/04/2026 | ☆ |