Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10251 | Lauer Capital Management Ltd CRD 109660 | Sioux Falls, SD | Wealth Manager · Small ($100M–$1B) | $323M | 90 | 92 | 3 | 03/30/2026 | ☆ |
| 10252 | Next Level Wealth Planning, Llc CRD 327644 | Meridian, ID | Wealth Manager · Small ($100M–$1B) | $323M | 572 | 1,510 | 5 | 03/05/2026 | ☆ |
| 10253 | Oriental Bank CRD 312982 | San Juan, PR | Bank · Small ($100M–$1B) | $323M | 2 | 2 | 9 | 03/27/2026 | ☆ |
| 10254 | Fortune Financial Advisors, Llc CRD 145799 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $323M | 206 | 610 | 6 | 03/18/2026 | ☆ |
| 10255 | Carswell Investments, Llc CRD 158205 | East Syracuse, NY | Wealth Manager · Small ($100M–$1B) | $322M | 175 | 587 | 2 | 03/24/2026 | ☆ |
| 10256 | Vistamark Investments Llc CRD 335309 | Hinsdale, IL | Investment Adviser · Small ($100M–$1B) | $322M | 45 | 98 | 4 | 07/15/2026 | ☆ |
| 10257 | Rbs Wealth Management, Llc CRD 336536 | Alto, MI | Wealth Manager · Small ($100M–$1B) | $322M | 472 | 1,315 | 6 | 03/24/2026 | ☆ |
| 10258 | Osceola Capital Management, Llc CRD 301565 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $322M | 3 | 3 | 9 | 03/26/2026 | ☆ |
| 10259 | Kapstone Financial Advisors Llc CRD 318885 | Lebanon, OH | Wealth Manager · Small ($100M–$1B) | $322M | 508 | 1,086 | 5 | 06/18/2026 | ☆ |
| 10260 | Gordonmd Global Investments Lp CRD 316751 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $322M | 7 | 7 | 7 | 03/26/2026 | ☆ |
| 10261 | Envision Financial Transparency, Llc CRD 297713 | Insurance-Affiliated · Small ($100M–$1B) | $322M | 235 | 501 | 16 | 07/23/2026 | ☆ | |
| 10262 | Reik & Co., Llc CRD 142414 | Wealth Manager · Small ($100M–$1B) | $322M | 60 | 105 | 5 | 03/16/2026 | ☆ | |
| 10263 | M4 A3 Llc CRD 336172 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $322M | 65 | 356 | 6 | 03/31/2026 | ☆ |
| 10264 | Nicholson Wealth Management Group, Llc CRD 327001 | Charleston, SC | Wealth Manager · Small ($100M–$1B) | $322M | 205 | 543 | 4 | 06/02/2026 | ☆ |
| 10265 | Shum Financial Group, Inc. CRD 285426 | Alameda, CA | Wealth Manager · Small ($100M–$1B) | $322M | 330 | 990 | 4 | 02/23/2026 | ☆ |
| 10266 | Stewardship Advisory Group, Llc CRD 165710 | Clermont, FL | Insurance-Affiliated · Small ($100M–$1B) | $322M | 536 | 536 | 17 | 07/01/2026 | ☆ |
| 10267 | Nelson Securities,Inc. CRD 14377 | Spokane, WA | Insurance-Affiliated · Small ($100M–$1B) | $322M | 2,003 | 2,006 | 15 | 09/05/2026 | ☆ |
| 10268 | N CRD 105182 | Wealth Manager · Small ($100M–$1B) | $322M | 213 | 426 | 5 | 03/24/2025 | ☆ | |
| 10269 | Truenorth Financial Services, Llc CRD 118273 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $322M | 179 | 580 | 7 | 03/18/2026 | ☆ |
| 10270 | Emerson Equity Llc CRD 130032 | San Mateo, CA | Insurance-Affiliated · Small ($100M–$1B) | $322M | 620 | 682 | 343 | 09/10/2026 | ☆ |
| 10271 | B.B. Graham & Company, Inc. CRD 41533 | Orange, CA | Insurance-Affiliated · Small ($100M–$1B) | $322M | 427 | 427 | 32 | 03/23/2026 | ☆ |
| 10272 | Hf Advisory Group, Llc CRD 309051 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $322M | 460 | 1,301 | 6 | 03/10/2026 | ☆ |
| 10273 | Ig4 Capital Advisors Us Llc CRD 316972 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $321M | 13 | 13 | 4 | 09/08/2026 | ☆ |
| 10274 | Price Capital Management, Inc. CRD 157871 | Private Fund Manager · Small ($100M–$1B) | $321M | 5 | 5 | 4 | 03/04/2026 | ☆ | |
| 10275 | Asset Preservation Group Inc CRD 108150 | Grapevine, TX | Wealth Manager · Small ($100M–$1B) | $321M | 330 | 1,179 | 4 | 03/25/2026 | ☆ |
| 10276 | Advisors Financial, Inc. CRD 144837 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $321M | 225 | 723 | 7 | 06/30/2026 | ☆ |
| 10277 | Strategic Financial Partners, Ltd CRD 148858 | Insurance-Affiliated · Small ($100M–$1B) | $321M | 360 | 902 | 7 | 03/13/2026 | ☆ | |
| 10278 | Minerva Advisors Llc CRD 161408 | Bala Cynwyd, PA | Private Fund Manager · Small ($100M–$1B) | $321M | 7 | 7 | 4 | 03/27/2026 | ☆ |
| 10279 | Toomey Investment Management, Inc CRD 127346 | Wallingford, CT | Insurance-Affiliated · Small ($100M–$1B) | $321M | 1,302 | 871 | 3 | 01/27/2026 | ☆ |
| 10280 | Founder Family Financial, Llc CRD 171978 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $321M | 123 | 302 | 3 | 08/27/2026 | ☆ |
| 10281 | Meadowbrook Advisors Group, Llc CRD 337223 | Wealth Manager · Small ($100M–$1B) | $321M | 142 | 454 | 4 | 03/20/2026 | ☆ | |
| 10282 | Off The Chain Capital, Llc CRD 309867 | Private Fund Manager · Small ($100M–$1B) | $321M | 2 | 2 | 5 | 03/17/2026 | ☆ | |
| 10283 | Meros Investment Management, Lp CRD 305152 | Dallas, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $321M | 4 | 4 | 10 | 07/06/2026 | ☆ |
| 10284 | Hw Capital Llc CRD 298731 | Santa Monica, CA | Multi-Family Office · Small ($100M–$1B) | $321M | 6 | 29 | 2 | 03/30/2026 | ☆ |
| 10285 | Sentinel Advisory Group, Llc CRD 338121 | Middleton, WI | Wealth Manager · Small ($100M–$1B) | $321M | 381 | 1,089 | 10 | 03/02/2026 | ☆ |
| 10286 | Awm Financial Services Inc. CRD 144351 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $321M | 209 | 2,700 | 19 | 03/20/2026 | ☆ |
| 10287 | 1 North Wealth Services, Llc CRD 115948 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $320M | 222 | 662 | 5 | 09/24/2026 | ☆ |
| 10288 | Wsc & Company, Llc CRD 289138 | Charlotte, NC | Private Fund Manager · Small ($100M–$1B) | $320M | 4 | 4 | 6 | 05/07/2026 | ☆ |
| 10289 | Robasciotti & Associates , Inc. CRD 151411 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $320M | 4 | 5 | 17 | 07/07/2026 | ☆ | |
| 10290 | Elevate Wealth Management, Llc CRD 336710 | Sheridan, WY | Wealth Manager · Small ($100M–$1B) | $320M | 291 | 638 | 5 | 05/14/2026 | ☆ |
| 10291 | Alhambra Investment Management Llc CRD 138537 | Palmetto Bay, FL | Wealth Manager · Small ($100M–$1B) | $320M | 202 | 533 | 5 | 06/24/2026 | ☆ |
| 10292 | Wynn Capital Llc CRD 281291 | Augusta, GA | Wealth Manager · Small ($100M–$1B) | $320M | 301 | 832 | 4 | 04/22/2026 | ☆ |
| 10293 | Sawyer & Co Inc CRD 112849 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $320M | 226 | 232 | 4 | 06/01/2026 | ☆ |
| 10294 | Vista Finance, Llc CRD 312082 | Clayton, MO | Wealth Manager · Small ($100M–$1B) | $320M | 98 | 453 | 5 | 03/27/2026 | ☆ |
| 10295 | Secura Financial, Llc CRD 137324 | Orange, CA | Wealth Manager · Small ($100M–$1B) | $320M | 681 | 1,242 | 9 | 07/24/2026 | ☆ |
| 10296 | Lantern Wealth Advisors, Llc CRD 147420 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $320M | 188 | 398 | 26 | 08/18/2026 | ☆ |
| 10297 | Kaname Capital, L.P. CRD 300565 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $320M | 2 | 2 | 5 | 04/20/2026 | ☆ |
| 10298 | Alpha Wealth Management And Planning Llc CRD 163917 | Novato, CA | Wealth Manager · Small ($100M–$1B) | $320M | 480 | 1,417 | 8 | 08/03/2026 | ☆ |
| 10299 | Atomic Invest Llc CRD 313255 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $320M | 10,563 | 10,563 | 21 | 08/06/2026 | ☆ |
| 10300 | Wealthview Capital, Llc CRD 149476 | Jackson, MS | Wealth Manager · Small ($100M–$1B) | $319M | 193 | 545 | 9 | 06/09/2026 | ☆ |