Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10301 | Arroyo Investment Group, Llc CRD 130243 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $319M | 337 | 995 | 8 | 06/22/2026 | ☆ |
| 10302 | Optivest, Inc. CRD 137070 | San Juan Capistrano, CA | Wealth Manager · Small ($100M–$1B) | $319M | 108 | 422 | 4 | 03/30/2026 | ☆ |
| 10303 | Hamilton Square Partners Management, Lp CRD 338881 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $319M | 6 | 6 | 5 | 05/14/2026 | ☆ |
| 10304 | Theory Financial Llc CRD 304084 | Fort Collins, CO | Wealth Manager · Small ($100M–$1B) | $319M | 252 | 676 | 3 | 03/04/2026 | ☆ |
| 10305 | Duell Financial Strategies, Llc CRD 140283 | Appleton, WI | Insurance-Affiliated · Small ($100M–$1B) | $319M | 616 | 1,583 | 4 | 09/03/2026 | ☆ |
| 10306 | Promontory Financial Planning, Llc CRD 153666 | Farmington, UT | Insurance-Affiliated · Small ($100M–$1B) | $319M | 570 | 570 | 12 | 02/20/2026 | ☆ |
| 10307 | Remedium Capital Partners, Llc CRD 340302 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $319M | 1 | 1 | 1 | 08/20/2026 | ☆ |
| 10308 | N CRD 281616 | Wealth Manager · Small ($100M–$1B) | $319M | 187 | 821 | 5 | 06/11/2025 | ☆ | |
| 10309 | Valuewealth Services, Llc CRD 304049 | Annapolis, MD | Insurance-Affiliated · Small ($100M–$1B) | $319M | 420 | 1,144 | 4 | 09/18/2026 | ☆ |
| 10310 | Antoine Williams & Associates Wealth Management, Llc CRD 312253 | Shelburne, VT | Wealth Manager · Small ($100M–$1B) | $319M | 324 | 993 | 3 | 06/23/2026 | ☆ |
| 10311 | Breen Wealth Management, Llc CRD 286513 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $319M | 178 | 626 | 3 | 07/07/2026 | ☆ |
| 10312 | Phillip B. White Co., Inc. CRD 300623 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $319M | 246 | 587 | 2 | 03/31/2026 | ☆ |
| 10313 | Investments & Financial Planning, Llc CRD 164333 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $319M | 751 | 1,780 | 6 | 02/27/2026 | ☆ |
| 10314 | Goldentree Asset Management Credit Advisor Llc CRD 288841 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $319M | 1 | 1 | 320 | 04/23/2026 | ☆ |
| 10315 | General Partner, Inc. CRD 302070 | Endowment & Foundation Advisor · Small ($100M–$1B) | $318M | 4 | 4 | 1 | 01/20/2026 | ☆ | |
| 10316 | Jbr Co. Financial Management Inc. CRD 117600 | Ardmore, OK | Wealth Manager · Small ($100M–$1B) | $318M | 717 | 1,400 | 5 | 04/06/2026 | ☆ |
| 10317 | Plagens & Taylor Wealth Management, Llc CRD 335178 | San Angelo, TX | Wealth Manager · Small ($100M–$1B) | $318M | 389 | 389 | 6 | 03/26/2026 | ☆ |
| 10318 | Impact Investors, Inc. CRD 289028 | Insurance-Affiliated · Small ($100M–$1B) | $318M | 240 | 769 | 9 | 08/05/2026 | ☆ | |
| 10319 | Model Wealth , Inc. CRD 299798 | Wealth Manager · Small ($100M–$1B) | $318M | 159 | 622 | 5 | 05/05/2026 | ☆ | |
| 10320 | Tribune Investment Group Lp CRD 329330 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $318M | 3 | 3 | 4 | 09/11/2026 | ☆ |
| 10321 | Bayforest Capital Limited CRD 312969 | London | Private Fund Manager · Small ($100M–$1B) | $318M | 6 | 3 | 20 | 06/15/2026 | ☆ |
| 10322 | Openair Financial, Llc CRD 300362 | Southlake, TX | Wealth Manager · Small ($100M–$1B) | $318M | 860 | 1,212 | 7 | 08/26/2026 | ☆ |
| 10323 | Catherine Avery Investment Management Llc CRD 144946 | Longboat Key, FL | Investment Adviser · Small ($100M–$1B) | $318M | 80 | 754 | 4 | 04/24/2026 | ☆ |
| 10324 | Carlson Financial, Inc. CRD 335831 | Canby, OR | Wealth Manager · Small ($100M–$1B) | $318M | 834 | 1,884 | 8 | 04/08/2026 | ☆ |
| 10325 | Tower View Wealth Management Llc CRD 108739 | Wealth Manager · Small ($100M–$1B) | $318M | 209 | 209 | 6 | 03/30/2026 | ☆ | |
| 10326 | N CRD 318747 | Wealth Manager · Small ($100M–$1B) | $318M | 260 | 260 | 3 | 02/26/2026 | ☆ | |
| 10327 | Navigate 401 K, Llc CRD 309466 | Birmingham, AL | Insurance-Affiliated · Small ($100M–$1B) | $318M | 80 | 80 | 4 | 04/27/2026 | ☆ |
| 10328 | Three Cord True Wealth Management, Llc CRD 307480 | Beaver, PA | Insurance-Affiliated · Small ($100M–$1B) | $318M | 584 | 1,004 | 9 | 05/15/2026 | ☆ |
| 10329 | Linda S. Lubitz, Cfp®, Pa CRD 108648 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $318M | 183 | 782 | 6 | 09/23/2026 | ☆ |
| 10330 | Twin Securities, Inc. CRD 158318 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $318M | 5 | 5 | 5 | 03/31/2026 | ☆ |
| 10331 | Deltroit Asset Management (Us) Llc CRD 334438 | Private Fund Manager · Small ($100M–$1B) | $318M | 3 | 3 | 1 | 03/31/2026 | ☆ | |
| 10332 | Legacy Financial Advisors Corporation CRD 115384 | Bloomington, MN | Insurance-Affiliated · Small ($100M–$1B) | $318M | 245 | 948 | 6 | 02/11/2026 | ☆ |
| 10333 | N CRD 158866 | Private Fund Manager · Small ($100M–$1B) | $318M | 4 | 4 | 3 | 03/30/2026 | ☆ | |
| 10334 | Heartwood Funds, Llc CRD 136940 | New York, NY | Investment Adviser · Small ($100M–$1B) | $318M | 3 | 3 | 2 | 03/12/2026 | ☆ |
| 10335 | Macquarie Capital Partners, Llc CRD 293250 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $318M | 1 | 1 | 80 | 06/26/2026 | ☆ |
| 10336 | Wealth Pro Advisors, Inc. CRD 169266 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $317M | 212 | 407 | 6 | 03/19/2026 | ☆ |
| 10337 | Goode Partners Llc CRD 161816 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $317M | 7 | 7 | 7 | 04/30/2026 | ☆ |
| 10338 | Family Wealth Planning Partners Llc CRD 323656 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $317M | 1,466 | 1,366 | 8 | 05/22/2026 | ☆ |
| 10339 | Bca Private Wealth, Inc. CRD 140913 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $317M | 383 | 1,367 | 5 | 02/18/2026 | ☆ |
| 10340 | Tsp Advisors, Llc CRD 281758 | Mercer Island, WA | Private Fund Manager · Small ($100M–$1B) | $317M | 3 | 3 | 12 | 03/26/2026 | ☆ |
| 10341 | Bison Creek Wealth Management Llc CRD 314991 | Institutional / Pension Advisor · Small ($100M–$1B) | $317M | 78 | 159 | 1 | 03/31/2026 | ☆ | |
| 10342 | Redwood Wealth Management Group, Llc CRD 281741 | Medford, NJ | Insurance-Affiliated · Small ($100M–$1B) | $317M | 424 | 1,158 | 4 | 03/24/2026 | ☆ |
| 10343 | N CRD 139417 | Wealth Manager · Small ($100M–$1B) | $317M | 173 | 329 | 14 | 03/27/2025 | ☆ | |
| 10344 | Mendel Money Management Inc CRD 105974 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $317M | 211 | 631 | 7 | 09/02/2026 | ☆ |
| 10345 | Blue Barn Wealth, Llc CRD 107202 | Orem, UT | Wealth Manager · Small ($100M–$1B) | $317M | 233 | 681 | 9 | 02/17/2026 | ☆ |
| 10346 | Swisher Financial Concepts, Inc. CRD 121384 | Westerville, OH | Insurance-Affiliated · Small ($100M–$1B) | $317M | 640 | 1,455 | 8 | 03/12/2026 | ☆ |
| 10347 | First Financial Group Corporation CRD 134006 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $317M | 378 | 1,026 | 4 | 05/28/2026 | ☆ |
| 10348 | Councilor Wealth Llc CRD 170858 | Bethesda, MD | Wealth Manager · Small ($100M–$1B) | $317M | 197 | 395 | 13 | 06/01/2026 | ☆ |
| 10349 | Dkm Wealth Management, Inc. CRD 316778 | Stockton, CA | Wealth Manager · Small ($100M–$1B) | $317M | 180 | 502 | 3 | 02/27/2026 | ☆ |
| 10350 | Caro Investors Management, Llc CRD 332085 | Chevy Chase, MD | Private Fund Manager · Small ($100M–$1B) | $317M | 2 | 2 | 6 | 03/30/2026 | ☆ |