Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10351 | Cornerstone Select Advisors, Llc CRD 144044 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $315M | 344 | 790 | 4 | 04/02/2026 | ☆ |
| 10352 | Lincoln Energy Holdings Llc CRD 333026 | Englewood, CO | Private Fund Manager · Small ($100M–$1B) | $315M | 4 | 4 | 12 | 05/07/2026 | ☆ |
| 10353 | Aurelius Family Office, Llc CRD 323016 | Bedford, NH | Multi-Family Office · Small ($100M–$1B) | $315M | 167 | 167 | 8 | 07/23/2026 | ☆ |
| 10354 | Forte Asset Management, Llc CRD 132969 | Wealth Manager · Small ($100M–$1B) | $315M | 60 | 153 | 2 | 03/01/2026 | ☆ | |
| 10355 | N CRD 104638 | Wealth Manager · Small ($100M–$1B) | $315M | 109 | 214 | 5 | 03/19/2025 | ☆ | |
| 10356 | Marcellus Investment Managers Private Limited CRD 317251 | Mumbai, Maharashtra | Wealth Manager · Small ($100M–$1B) | $315M | 2,415 | 2,415 | 69 | 06/17/2026 | ☆ |
| 10357 | N CRD 131525 | Wealth Manager · Small ($100M–$1B) | $315M | 166 | 592 | 5 | 02/11/2025 | ☆ | |
| 10358 | Bonner & Smith, Llc CRD 114287 | Lubbock, TX | Wealth Manager · Small ($100M–$1B) | $315M | 300 | 1,044 | 3 | 03/05/2026 | ☆ |
| 10359 | Ninepointtwo Capital Llc CRD 297270 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $315M | 25 | 45 | 2 | 02/26/2026 | ☆ |
| 10360 | Twin Lakes Capital Management, Llc CRD 137522 | Redwood Shores, CA | Wealth Manager · Small ($100M–$1B) | $315M | 89 | 401 | 5 | 03/25/2026 | ☆ |
| 10361 | Wealth Management Strategies, Inc. CRD 305481 | Pittsburgh, PA | Insurance-Affiliated · Small ($100M–$1B) | $315M | 292 | 732 | 6 | 07/24/2026 | ☆ |
| 10362 | Vista Advisor Group, Llc CRD 307268 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $315M | 688 | 688 | 5 | 02/06/2026 | ☆ |
| 10363 | Define Financial, Llc CRD 286648 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $315M | 119 | 588 | 7 | 05/18/2026 | ☆ |
| 10364 | Granite Capital Management, Llc CRD 141743 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $315M | 86 | 275 | 2 | 04/01/2026 | ☆ |
| 10365 | Horter Investment Management, Llc CRD 119880 | Cincinnati, OH | Insurance-Affiliated · Small ($100M–$1B) | $314M | 1,337 | 2,296 | 43 | 08/06/2026 | ☆ |
| 10366 | The Fauser Group, Llc CRD 282351 | Mercer Island, WA | Insurance-Affiliated · Small ($100M–$1B) | $314M | 224 | 870 | 4 | 04/01/2026 | ☆ |
| 10367 | The Future Fund Llc CRD 313973 | Chicago, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $314M | 3 | 3 | 3 | 03/30/2026 | ☆ |
| 10368 | Bernard Wealth Management Corp. CRD 159533 | Royal Oak, MI | Wealth Manager · Small ($100M–$1B) | $314M | 337 | 848 | 4 | 07/23/2026 | ☆ |
| 10369 | Templeton & Phillips Capital Management, Llc CRD 149101 | Lookout Mountain, TN | Endowment & Foundation Advisor · Small ($100M–$1B) | $314M | 47 | 138 | 3 | 07/06/2026 | ☆ |
| 10370 | Magnate Advisory Services, Llc CRD 283056 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $314M | 1,576 | 2,229 | 7 | 03/30/2026 | ☆ |
| 10371 | Ricketts Financial, Llc CRD 309381 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $314M | 115 | 288 | 3 | 03/26/2026 | ☆ |
| 10372 | Tieton Capital Management, Llc CRD 135769 | Yakima, WA | Investment Adviser · Small ($100M–$1B) | $314M | 47 | 50 | 3 | 03/17/2026 | ☆ |
| 10373 | Greylock Capital Management, Llc CRD 137825 | Stamford, CT | Endowment & Foundation Advisor · Small ($100M–$1B) | $314M | 5 | 5 | 6 | 03/30/2026 | ☆ |
| 10374 | Legacy Wealth Management Inc. CRD 173453 | Manassas, VA | Wealth Manager · Small ($100M–$1B) | $314M | 732 | 1,437 | 11 | 07/15/2026 | ☆ |
| 10375 | Certified Tax Service, Inc. CRD 110960 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $314M | 249 | 732 | 9 | 12/23/2025 | ☆ |
| 10376 | Values Added Financial Llc CRD 288912 | Wealth Manager · Small ($100M–$1B) | $314M | 115 | 513 | 9 | 02/10/2026 | ☆ | |
| 10377 | Paradigm, Strategies In Wealth Management, Llc CRD 110372 | Maple Grove, MN | Insurance-Affiliated · Small ($100M–$1B) | $314M | 219 | 675 | 5 | 02/26/2026 | ☆ |
| 10378 | Trust Advisory Group Ltd CRD 106926 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $314M | 564 | 792 | 22 | 06/17/2026 | ☆ |
| 10379 | Carolina Wealth Advisors, Llc CRD 288837 | Myrtle Beach, SC | Wealth Manager · Small ($100M–$1B) | $313M | 596 | 1,591 | 6 | 03/25/2026 | ☆ |
| 10380 | Melone Private Wealth, Llc CRD 311638 | Auburn Hills, MI | Wealth Manager · Small ($100M–$1B) | $313M | 165 | 165 | 4 | 02/11/2026 | ☆ |
| 10381 | Hilco Investment Advisors, Llc CRD 300222 | Investment Adviser · Small ($100M–$1B) | $313M | 3 | 160 | 07/31/2026 | ☆ | ||
| 10382 | Jaguar Growth Asset Management, Llc CRD 169571 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $313M | 4 | 4 | 7 | 06/30/2026 | ☆ |
| 10383 | Hunter Street Partners, Lp CRD 298142 | Wayzata, MN | Private Fund Manager · Small ($100M–$1B) | $313M | 7 | 7 | 9 | 06/08/2026 | ☆ |
| 10384 | Scott Marsh Financial, Llc CRD 122169 | Wealth Manager · Small ($100M–$1B) | $313M | 253 | 1,008 | 10 | 03/10/2026 | ☆ | |
| 10385 | Hawkeye Capital Management, Llc CRD 157316 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $313M | 4 | 4 | 4 | 03/31/2026 | ☆ |
| 10386 | Jpc Wealth Management, Inc. CRD 120267 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $313M | 155 | 502 | 3 | 06/25/2026 | ☆ |
| 10387 | Brady Family Wealth, Llc CRD 315635 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $313M | 108 | 259 | 5 | 03/04/2026 | ☆ |
| 10388 | Fsr Wealth Management, Ltd. CRD 166746 | Elmhurst, IL | Wealth Manager · Small ($100M–$1B) | $313M | 405 | 1,266 | 21 | 05/16/2026 | ☆ |
| 10389 | Columbia Advisory Partners, Llc CRD 171616 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $313M | 631 | 1,822 | 19 | 06/18/2026 | ☆ |
| 10390 | Lagoda Investment Management, L.P. CRD 170961 | New York, NY | Wealth Manager · Small ($100M–$1B) | $313M | 48 | 49 | 4 | 03/17/2026 | ☆ |
| 10391 | N CRD 168211 | Wealth Manager · Small ($100M–$1B) | $312M | 266 | 1,136 | 8 | 12/12/2025 | ☆ | |
| 10392 | Parkview Us Llc CRD 160172 | New York, NY | Wealth Manager · Small ($100M–$1B) | $312M | 18 | 19 | 5 | 07/16/2026 | ☆ |
| 10393 | Aspen Wealth Strategies, Llc CRD 307424 | Arvada, CO | Wealth Manager · Small ($100M–$1B) | $312M | 363 | 1,173 | 7 | 02/25/2026 | ☆ |
| 10394 | Topel & Distasi Wealth Management, Llc CRD 285538 | Berkeley, CA | Wealth Manager · Small ($100M–$1B) | $312M | 223 | 638 | 3 | 03/12/2026 | ☆ |
| 10395 | Monere Wealth Management, Inc. CRD 173076 | Schaumburg, IL | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $312M | 500 | 555 | 10 | 02/03/2026 | ☆ |
| 10396 | Glass Wealth Management Co., Llc CRD 114097 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $312M | 367 | 367 | 6 | 04/23/2026 | ☆ |
| 10397 | Lake Whillans Capital Partners Llc CRD 287835 | Plano, TX | Private Fund Manager · Small ($100M–$1B) | $312M | 4 | 4 | 5 | 03/27/2026 | ☆ |
| 10398 | No Fate Bwwm, Llc CRD 317406 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $312M | 79 | 662 | 2 | 03/31/2026 | ☆ |
| 10399 | Tilia Holdings, Llc CRD 292148 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $312M | 3 | 3 | 11 | 03/31/2026 | ☆ |
| 10400 | Sunrise Manager Llc CRD 330704 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $312M | 1 | 1 | 28 | 03/31/2026 | ☆ |