Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10401 | N CRD 131507 | Wealth Manager · Small ($100M–$1B) | $312M | 358 | 1,054 | 8 | 02/27/2026 | ☆ | |
| 10402 | Iwealth Financial, Llc CRD 329980 | Waseca, MN | Insurance-Affiliated · Small ($100M–$1B) | $312M | 714 | 721 | 14 | 03/26/2026 | ☆ |
| 10403 | Miller Capital Partners, Inc. CRD 124489 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $312M | 76 | 187 | 5 | 03/17/2026 | ☆ |
| 10404 | Aps Wealth Management, Llc CRD 298233 | Melville, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $312M | 180 | 326 | 9 | 05/04/2026 | ☆ |
| 10405 | Lyon Wealth Advisors Group, Llc CRD 325041 | Charlotte, NC | Institutional / Pension Advisor · Small ($100M–$1B) | $311M | 225 | 686 | 3 | 01/29/2026 | ☆ |
| 10406 | Griffiths, Dreher & Evans, P.S., Cpas CRD 142448 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $311M | 915 | 916 | 25 | 02/05/2026 | ☆ |
| 10407 | N CRD 285252 | Wealth Manager · Small ($100M–$1B) | $311M | 1,105 | 1,105 | 42 | 01/23/2025 | ☆ | |
| 10408 | Optimist Ventures Llc CRD 337808 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $311M | 2 | 2 | 3 | 05/28/2026 | ☆ |
| 10409 | Boussard & Gavaudan America Llc CRD 322621 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $311M | 2 | 2 | 6 | 03/27/2026 | ☆ |
| 10410 | Cravens & Company Advisors, Llc CRD 130071 | Cookeville, TN | Wealth Manager · Small ($100M–$1B) | $311M | 227 | 541 | 6 | 05/14/2026 | ☆ |
| 10411 | Investment Professionals, Llc CRD 282495 | Waunakee, WI | Insurance-Affiliated · Small ($100M–$1B) | $311M | 137 | 137 | 4 | 03/10/2026 | ☆ |
| 10412 | N CRD 108916 | Wealth Manager · Small ($100M–$1B) | $311M | 101 | 328 | 2 | 03/26/2025 | ☆ | |
| 10413 | Malaga Cove Capital, Llc CRD 146959 | Palos Verdes Estates, CA | Wealth Manager · Small ($100M–$1B) | $311M | 228 | 462 | 4 | 02/13/2026 | ☆ |
| 10414 | Mission Financial Group, Llc CRD 311876 | Las Vegas, NV | Insurance-Affiliated · Small ($100M–$1B) | $311M | 376 | 1,068 | 6 | 05/13/2026 | ☆ |
| 10415 | Spring Mountain Capital, Lp CRD 119126 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $311M | 5 | 7 | 17 | 04/21/2026 | ☆ |
| 10416 | Level Ventures Management Llc CRD 323733 | Sunny Isles Beach, FL | Private Fund Manager · Small ($100M–$1B) | $311M | 12 | 12 | 7 | 06/29/2026 | ☆ |
| 10417 | Trp Capital Advisors Vi, Llc CRD 329787 | Birmingham, MI | Private Fund Manager · Small ($100M–$1B) | $311M | 6 | 6 | 11 | 03/31/2026 | ☆ |
| 10418 | Waypoint Capital Partners Advisors, Llc CRD 333573 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $311M | 10 | 10 | 7 | 06/12/2026 | ☆ |
| 10419 | Constellation Capital Management Llc CRD 161275 | Private Fund Manager · Small ($100M–$1B) | $311M | 3 | 3 | 3 | 03/27/2026 | ☆ | |
| 10420 | Prospect Hill Growth Partners, L.P. CRD 171462 | Waltham, MA | Private Fund Manager · Small ($100M–$1B) | $311M | 6 | 6 | 8 | 03/26/2026 | ☆ |
| 10421 | N CRD 123091 | Wealth Manager · Small ($100M–$1B) | $311M | 227 | 957 | 6 | 03/18/2025 | ☆ | |
| 10422 | Two Point Capital Management, Inc. CRD 131816 | Pittsford, NY | Wealth Manager · Small ($100M–$1B) | $311M | 106 | 217 | 6 | 03/10/2026 | ☆ |
| 10423 | Excel Wealth Management, Llc CRD 299602 | Manchester, CT | Insurance-Affiliated · Small ($100M–$1B) | $310M | 326 | 332 | 9 | 03/16/2026 | ☆ |
| 10424 | General Equity Holdings Lp CRD 287823 | Brooklyn, NY | Private Fund Manager · Small ($100M–$1B) | $310M | 3 | 3 | 3 | 03/24/2026 | ☆ |
| 10425 | Guardian Investment Management, Llc CRD 104935 | Tiburon, CA | Wealth Manager · Small ($100M–$1B) | $310M | 53 | 127 | 0 | 03/06/2026 | ☆ |
| 10426 | O15 Capital Partners, Llc CRD 328464 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $310M | 2 | 2 | 9 | 03/23/2026 | ☆ |
| 10427 | Kensington Investment Counsel, Llc CRD 108012 | Long Beach, CA | Wealth Manager · Small ($100M–$1B) | $310M | 115 | 293 | 4 | 03/31/2026 | ☆ |
| 10428 | Ptm Wealth Management, Llc CRD 308944 | North Wales, PA | Wealth Manager · Small ($100M–$1B) | $310M | 164 | 804 | 7 | 03/17/2026 | ☆ |
| 10429 | Invicta Advisors Llc CRD 298868 | Oakmont, PA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $310M | 1,163 | 1,163 | 44 | 03/30/2026 | ☆ |
| 10430 | Hudson Advisor Services, Inc. CRD 107769 | Buffalo, NY | Wealth Manager · Small ($100M–$1B) | $310M | 286 | 585 | 6 | 04/17/2026 | ☆ |
| 10431 | Thoma Capital Management Llc CRD 120139 | Towson, MD | Wealth Manager · Small ($100M–$1B) | $310M | 287 | 1,030 | 10 | 03/11/2026 | ☆ |
| 10432 | H. C. Denison Co. CRD 1628 | Sheboygan, WI | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $310M | 343 | 889 | 4 | 03/23/2026 | ☆ |
| 10433 | American Wealth Management, Inc. CRD 25536 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $310M | 565 | 1,105 | 10 | 03/06/2026 | ☆ |
| 10434 | Mfa Wealth Services CRD 169013 | Thousand Oaks, CA | Insurance-Affiliated · Small ($100M–$1B) | $310M | 224 | 698 | 3 | 07/23/2026 | ☆ |
| 10435 | Nri Wealth Management, Llc CRD 162234 | Santa Clara, CA | Insurance-Affiliated · Small ($100M–$1B) | $310M | 290 | 888 | 2 | 03/31/2026 | ☆ |
| 10436 | Bill Opp Fixed Income Advisory Service, Llc CRD 150087 | Investment Adviser · Small ($100M–$1B) | $310M | 2 | 3 | 1 | 01/30/2026 | ☆ | |
| 10437 | Omega Wealth Management Llc CRD 132580 | Arlington, VA | Wealth Manager · Small ($100M–$1B) | $310M | 152 | 121 | 7 | 03/20/2026 | ☆ |
| 10438 | Windward Private Wealth Management Inc. CRD 113761 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $310M | 235 | 949 | 9 | 03/27/2026 | ☆ |
| 10439 | Storr Capital, Llc CRD 324212 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $310M | 4 | 4 | 8 | 01/16/2026 | ☆ |
| 10440 | Savant Partners, Llc CRD 312567 | San Mateo, CA | Private Fund Manager · Small ($100M–$1B) | $310M | 11 | 11 | 4 | 04/01/2026 | ☆ |
| 10441 | Trunorth Financial Services, Inc. CRD 111308 | Chambersburg, PA | Wealth Manager · Small ($100M–$1B) | $309M | 445 | 1,252 | 6 | 03/23/2026 | ☆ |
| 10442 | Beacon Financial Strategies Corp. CRD 132987 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $309M | 141 | 560 | 7 | 02/11/2026 | ☆ |
| 10443 | Acm Advisors, Llc CRD 282022 | Jackson, WY | Private Fund Manager · Small ($100M–$1B) | $309M | 6 | 6 | 3 | 03/30/2026 | ☆ |
| 10444 | Prospect Capital Advisors, Llc CRD 119531 | Sausalito, CA | Private Fund Manager · Small ($100M–$1B) | $309M | 3 | 3 | 4 | 03/31/2026 | ☆ |
| 10445 | The American Institute For Advanced Investment Management, Llp CRD 165183 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $309M | 246 | 452 | 2 | 02/21/2026 | ☆ |
| 10446 | Western Financial Corporation CRD 6118 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $309M | 169 | 398 | 6 | 05/13/2026 | ☆ |
| 10447 | Broad Reach Retail Partners Llc CRD 340702 | Private Fund Manager · Small ($100M–$1B) | $309M | 29 | 29 | 18 | 07/24/2026 | ☆ | |
| 10448 | Milestone Asset Management Group, Llc CRD 282896 | Avon, CT | Wealth Manager · Small ($100M–$1B) | $309M | 214 | 716 | 3 | 01/15/2026 | ☆ |
| 10449 | Meriwether Wealth & Planning, Llc CRD 310713 | Minden, LA | Wealth Manager · Small ($100M–$1B) | $309M | 607 | 1,381 | 8 | 03/19/2026 | ☆ |
| 10450 | Samjo Management, Llc CRD 326808 | New York, NY | Investment Adviser · Small ($100M–$1B) | $309M | 187 | 189 | 3 | 03/23/2026 | ☆ |