Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10401 | Paradigm, Strategies In Wealth Management, Llc CRD 110372 | Maple Grove, MN | Insurance-Affiliated · Small ($100M–$1B) | $314M | 219 | 675 | 5 | 02/26/2026 | ☆ |
| 10402 | Trust Advisory Group Ltd CRD 106926 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $314M | 564 | 792 | 22 | 06/17/2026 | ☆ |
| 10403 | Carolina Wealth Advisors, Llc CRD 288837 | Myrtle Beach, SC | Wealth Manager · Small ($100M–$1B) | $313M | 596 | 1,591 | 6 | 03/25/2026 | ☆ |
| 10404 | Melone Private Wealth, Llc CRD 311638 | Auburn Hills, MI | Wealth Manager · Small ($100M–$1B) | $313M | 165 | 165 | 4 | 02/11/2026 | ☆ |
| 10405 | Hilco Investment Advisors, Llc CRD 300222 | Investment Adviser · Small ($100M–$1B) | $313M | 3 | 160 | 08/21/2026 | ☆ | ||
| 10406 | Jaguar Growth Asset Management, Llc CRD 169571 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $313M | 4 | 4 | 7 | 06/30/2026 | ☆ |
| 10407 | Hunter Street Partners, Lp CRD 298142 | Wayzata, MN | Private Fund Manager · Small ($100M–$1B) | $313M | 7 | 7 | 9 | 06/08/2026 | ☆ |
| 10408 | Scott Marsh Financial, Llc CRD 122169 | Wealth Manager · Small ($100M–$1B) | $313M | 253 | 1,008 | 10 | 03/10/2026 | ☆ | |
| 10409 | Hawkeye Capital Management, Llc CRD 157316 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $313M | 4 | 4 | 4 | 03/31/2026 | ☆ |
| 10410 | Jpc Wealth Management, Inc. CRD 120267 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $313M | 155 | 502 | 3 | 06/25/2026 | ☆ |
| 10411 | Brady Family Wealth, Llc CRD 315635 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $313M | 108 | 259 | 5 | 03/04/2026 | ☆ |
| 10412 | Fsr Wealth Management, Ltd. CRD 166746 | Elmhurst, IL | Wealth Manager · Small ($100M–$1B) | $313M | 405 | 1,266 | 21 | 05/16/2026 | ☆ |
| 10413 | Columbia Advisory Partners, Llc CRD 171616 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $313M | 631 | 1,822 | 19 | 08/21/2026 | ☆ |
| 10414 | Lagoda Investment Management, L.P. CRD 170961 | New York, NY | Wealth Manager · Small ($100M–$1B) | $313M | 48 | 49 | 4 | 03/17/2026 | ☆ |
| 10415 | N CRD 168211 | Wealth Manager · Small ($100M–$1B) | $312M | 266 | 1,136 | 8 | 12/12/2025 | ☆ | |
| 10416 | Parkview Us Llc CRD 160172 | New York, NY | Wealth Manager · Small ($100M–$1B) | $312M | 18 | 19 | 5 | 07/16/2026 | ☆ |
| 10417 | Aspen Wealth Strategies, Llc CRD 307424 | Arvada, CO | Wealth Manager · Small ($100M–$1B) | $312M | 363 | 1,173 | 7 | 02/25/2026 | ☆ |
| 10418 | Topel & Distasi Wealth Management, Llc CRD 285538 | Berkeley, CA | Wealth Manager · Small ($100M–$1B) | $312M | 223 | 638 | 3 | 03/12/2026 | ☆ |
| 10419 | Monere Wealth Management, Inc. CRD 173076 | Schaumburg, IL | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $312M | 500 | 555 | 10 | 02/03/2026 | ☆ |
| 10420 | Glass Wealth Management Co., Llc CRD 114097 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $312M | 367 | 367 | 6 | 04/23/2026 | ☆ |
| 10421 | Lake Whillans Capital Partners Llc CRD 287835 | Plano, TX | Private Fund Manager · Small ($100M–$1B) | $312M | 4 | 4 | 5 | 03/27/2026 | ☆ |
| 10422 | No Fate Bwwm, Llc CRD 317406 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $312M | 79 | 662 | 2 | 03/31/2026 | ☆ |
| 10423 | Tilia Holdings, Llc CRD 292148 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $312M | 3 | 3 | 11 | 03/31/2026 | ☆ |
| 10424 | Sunrise Manager Llc CRD 330704 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $312M | 1 | 1 | 28 | 03/31/2026 | ☆ |
| 10425 | N CRD 131507 | Wealth Manager · Small ($100M–$1B) | $312M | 358 | 1,054 | 8 | 02/27/2026 | ☆ | |
| 10426 | Iwealth Financial, Llc CRD 329980 | Waseca, MN | Insurance-Affiliated · Small ($100M–$1B) | $312M | 714 | 721 | 14 | 03/26/2026 | ☆ |
| 10427 | Miller Capital Partners, Inc. CRD 124489 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $312M | 76 | 187 | 5 | 03/17/2026 | ☆ |
| 10428 | Aps Wealth Management, Llc CRD 298233 | Melville, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $312M | 180 | 326 | 9 | 05/04/2026 | ☆ |
| 10429 | Lyon Wealth Advisors Group, Llc CRD 325041 | Charlotte, NC | Institutional / Pension Advisor · Small ($100M–$1B) | $311M | 225 | 686 | 3 | 01/29/2026 | ☆ |
| 10430 | Griffiths, Dreher & Evans, P.S., Cpas CRD 142448 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $311M | 915 | 916 | 25 | 02/05/2026 | ☆ |
| 10431 | N CRD 285252 | Wealth Manager · Small ($100M–$1B) | $311M | 1,105 | 1,105 | 42 | 01/23/2025 | ☆ | |
| 10432 | Optimist Ventures Llc CRD 337808 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $311M | 2 | 2 | 3 | 05/28/2026 | ☆ |
| 10433 | Boussard & Gavaudan America Llc CRD 322621 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $311M | 2 | 2 | 6 | 03/27/2026 | ☆ |
| 10434 | Cravens & Company Advisors, Llc CRD 130071 | Cookeville, TN | Wealth Manager · Small ($100M–$1B) | $311M | 227 | 541 | 6 | 05/14/2026 | ☆ |
| 10435 | Investment Professionals, Llc CRD 282495 | Waunakee, WI | Insurance-Affiliated · Small ($100M–$1B) | $311M | 137 | 137 | 4 | 03/10/2026 | ☆ |
| 10436 | N CRD 108916 | Wealth Manager · Small ($100M–$1B) | $311M | 101 | 328 | 2 | 03/26/2025 | ☆ | |
| 10437 | Malaga Cove Capital, Llc CRD 146959 | Palos Verdes Estates, CA | Wealth Manager · Small ($100M–$1B) | $311M | 228 | 462 | 4 | 02/13/2026 | ☆ |
| 10438 | Mission Financial Group, Llc CRD 311876 | Las Vegas, NV | Insurance-Affiliated · Small ($100M–$1B) | $311M | 376 | 1,068 | 6 | 05/13/2026 | ☆ |
| 10439 | Spring Mountain Capital, Lp CRD 119126 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $311M | 5 | 7 | 17 | 04/21/2026 | ☆ |
| 10440 | Level Ventures Management Llc CRD 323733 | Sunny Isles Beach, FL | Private Fund Manager · Small ($100M–$1B) | $311M | 12 | 12 | 7 | 06/29/2026 | ☆ |
| 10441 | Trp Capital Advisors Vi, Llc CRD 329787 | Birmingham, MI | Private Fund Manager · Small ($100M–$1B) | $311M | 6 | 6 | 11 | 03/31/2026 | ☆ |
| 10442 | Waypoint Capital Partners Advisors, Llc CRD 333573 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $311M | 10 | 10 | 7 | 06/12/2026 | ☆ |
| 10443 | Constellation Capital Management Llc CRD 161275 | Private Fund Manager · Small ($100M–$1B) | $311M | 3 | 3 | 3 | 03/27/2026 | ☆ | |
| 10444 | Prospect Hill Growth Partners, L.P. CRD 171462 | Waltham, MA | Private Fund Manager · Small ($100M–$1B) | $311M | 6 | 6 | 8 | 03/26/2026 | ☆ |
| 10445 | N CRD 123091 | Wealth Manager · Small ($100M–$1B) | $311M | 227 | 957 | 6 | 03/18/2025 | ☆ | |
| 10446 | Two Point Capital Management, Inc. CRD 131816 | Pittsford, NY | Wealth Manager · Small ($100M–$1B) | $311M | 106 | 217 | 6 | 03/10/2026 | ☆ |
| 10447 | Excel Wealth Management, Llc CRD 299602 | Manchester, CT | Insurance-Affiliated · Small ($100M–$1B) | $310M | 326 | 332 | 9 | 03/16/2026 | ☆ |
| 10448 | General Equity Holdings Lp CRD 287823 | Brooklyn, NY | Private Fund Manager · Small ($100M–$1B) | $310M | 3 | 3 | 3 | 03/24/2026 | ☆ |
| 10449 | Guardian Investment Management, Llc CRD 104935 | Tiburon, CA | Wealth Manager · Small ($100M–$1B) | $310M | 53 | 127 | 0 | 03/06/2026 | ☆ |
| 10450 | O15 Capital Partners, Llc CRD 328464 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $310M | 2 | 2 | 9 | 03/23/2026 | ☆ |