Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10451 | Synergy Financial Partners, Llc CRD 305287 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $309M | 526 | 1,152 | 5 | 03/27/2026 | ☆ |
| 10452 | New Perspectives, Inc. CRD 113925 | Ridgeland, MS | Wealth Manager · Small ($100M–$1B) | $309M | 423 | 1,145 | 8 | 08/04/2026 | ☆ |
| 10453 | Chronometer Partners Lp CRD 339929 | Pittsburgh, PA | Institutional / Pension Advisor · Small ($100M–$1B) | $308M | 1 | 2 | 10 | 05/22/2026 | ☆ |
| 10454 | Finivi Inc. CRD 292329 | Westborough, MA | Insurance-Affiliated · Small ($100M–$1B) | $308M | 683 | 1,293 | 10 | 07/08/2026 | ☆ |
| 10455 | Beacon Wealthcare Llc CRD 312556 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $308M | 908 | 908 | 6 | 01/20/2026 | ☆ |
| 10456 | Merit Financial Partners Llc CRD 141359 | Maspeth, NY | Wealth Manager · Small ($100M–$1B) | $308M | 197 | 564 | 5 | 03/09/2026 | ☆ |
| 10457 | Carriage Services Investment Advisors, Inc. CRD 164325 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $308M | 1 | 124 | 4 | 03/27/2026 | ☆ |
| 10458 | Covington & Associates, Inc. CRD 113357 | Westfield, NJ | Wealth Manager · Small ($100M–$1B) | $308M | 45 | 164 | 3 | 03/24/2026 | ☆ |
| 10459 | Broadway Wealth Solutions, Inc. CRD 291753 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $308M | 906 | 1,254 | 11 | 03/05/2026 | ☆ |
| 10460 | Tkg Advisors, Llc CRD 168156 | Valparaiso, IN | Wealth Manager · Small ($100M–$1B) | $308M | 321 | 885 | 8 | 07/24/2026 | ☆ |
| 10461 | S Squared Technology, Llc CRD 124441 | Private Fund Manager · Small ($100M–$1B) | $308M | 1 | 1 | 4 | 03/31/2026 | ☆ | |
| 10462 | Battle Investment Group, Llc CRD 283292 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $308M | 3 | 3 | 6 | 04/30/2026 | ☆ |
| 10463 | Allsquare Wealth Management, Llc CRD 153591 | Albany, NY | Insurance-Affiliated · Small ($100M–$1B) | $308M | 436 | 835 | 5 | 05/15/2026 | ☆ |
| 10464 | Yim Investment Management, Llc CRD 136984 | Honolulu, HI | Insurance-Affiliated · Small ($100M–$1B) | $308M | 523 | 1,595 | 7 | 03/25/2026 | ☆ |
| 10465 | Marathon Wealth Advisors, Llc CRD 338006 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $308M | 118 | 656 | 6 | 03/17/2026 | ☆ |
| 10466 | Generations Wealth, Llc CRD 173352 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $308M | 79 | 360 | 10 | 03/30/2026 | ☆ |
| 10467 | Gentry Private Wealth, Llc CRD 323208 | Wichita, KS | Wealth Manager · Small ($100M–$1B) | $308M | 257 | 800 | 8 | 04/30/2026 | ☆ |
| 10468 | Grove Mountain Partners, Llc CRD 322303 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $308M | 4 | 4 | 7 | 05/15/2026 | ☆ |
| 10469 | Compass Wealth Management, Llc CRD 156482 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $308M | 171 | 773 | 4 | 02/10/2026 | ☆ |
| 10470 | Holland Advisory Services, Inc. CRD 136302 | Ormond Beach, FL | Wealth Manager · Small ($100M–$1B) | $308M | 527 | 1,060 | 17 | 08/05/2026 | ☆ |
| 10471 | Doma Perpetual Capital Management Llc CRD 321046 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $308M | 3 | 3 | 4 | 06/26/2026 | ☆ |
| 10472 | N CRD 154644 | Institutional / Pension Advisor · Small ($100M–$1B) | $308M | 269 | 406 | 5 | 03/19/2025 | ☆ | |
| 10473 | Prepared Retirement Institute Llc CRD 309663 | Montgomeryville, PA | Wealth Manager · Small ($100M–$1B) | $308M | 259 | 818 | 11 | 05/01/2026 | ☆ |
| 10474 | Dunbar Associates, Llc CRD 323134 | Monroe, CT | Institutional / Pension Advisor · Small ($100M–$1B) | $307M | 308 | 312 | 3 | 08/05/2026 | ☆ |
| 10475 | Commons Capital, Llc CRD 165738 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $307M | 226 | 728 | 6 | 04/16/2026 | ☆ |
| 10476 | Eastbay Asset Management, Llc CRD 166947 | Private Fund Manager · Small ($100M–$1B) | $307M | 4 | 4 | 4 | 03/27/2026 | ☆ | |
| 10477 | Copley Investment Management, Llc CRD 118014 | Wealth Manager · Small ($100M–$1B) | $307M | 553 | 1,074 | 1 | 03/11/2026 | ☆ | |
| 10478 | Symphony Technology Group, Llc CRD 160676 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $307M | 7 | 7 | 88 | 03/31/2026 | ☆ |
| 10479 | Silverpeak Real Estate Partners L.P. CRD 156018 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $307M | 21 | 21 | 31 | 03/31/2026 | ☆ |
| 10480 | Kevin M. Gibney And Company, Llc CRD 151879 | Iselin, NJ | Wealth Manager · Small ($100M–$1B) | $307M | 108 | 725 | 2 | 03/30/2026 | ☆ |
| 10481 | N CRD 120253 | Wealth Manager · Small ($100M–$1B) | $307M | 356 | 360 | 8 | 02/06/2025 | ☆ | |
| 10482 | Spectra Investment Management, Llc CRD 288145 | Stuart, FL | Wealth Manager · Small ($100M–$1B) | $307M | 49 | 133 | 3 | 03/23/2026 | ☆ |
| 10483 | Fenway Partners, Llc CRD 160630 | Westerly, RI | Private Fund Manager · Small ($100M–$1B) | $307M | 3 | 3 | 3 | 03/31/2026 | ☆ |
| 10484 | One Wealth Capital Management, Llc CRD 331395 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $307M | 261 | 548 | 6 | 08/06/2026 | ☆ |
| 10485 | Craft & Sage Wealth, Llc CRD 323565 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $307M | 531 | 1,408 | 11 | 07/16/2026 | ☆ |
| 10486 | Oxford Square Management, Llc CRD 127888 | Greenwich, CT | Investment Adviser · Small ($100M–$1B) | $307M | 1 | 1 | 23 | 03/27/2026 | ☆ |
| 10487 | Ekanta Wealth Advisors Llc CRD 282031 | Coconut Grove, FL | Investment Adviser · Small ($100M–$1B) | $307M | 52 | 52 | 7 | 03/23/2026 | ☆ |
| 10488 | Gfg Wealth, Llc CRD 331977 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $307M | 315 | 315 | 18 | 07/22/2026 | ☆ |
| 10489 | Heritage Asset Advisors Ltd., Llp CRD 144125 | Wealth Manager · Small ($100M–$1B) | $307M | 391 | 759 | 5 | 03/30/2026 | ☆ | |
| 10490 | Bexil Advisers Llc CRD 154387 | Walpole, NH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $307M | 1 | 1 | 10 | 02/17/2026 | ☆ |
| 10491 | N CRD 143013 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $307M | 2 | 2 | 14 | 03/06/2025 | ☆ | |
| 10492 | Blue Sky Capital Consultants Group, Inc. CRD 329575 | Poway, CA | Wealth Manager · Small ($100M–$1B) | $306M | 506 | 1,412 | 7 | 07/21/2026 | ☆ |
| 10493 | Bison Capital Group, Llc CRD 315170 | Edmond, OK | Private Fund Manager · Small ($100M–$1B) | $306M | 31 | 31 | 6 | 05/13/2026 | ☆ |
| 10494 | Mcallister Capital Management Corporation CRD 115613 | Jackson, MS | Wealth Manager · Small ($100M–$1B) | $306M | 210 | 210 | 3 | 01/12/2026 | ☆ |
| 10495 | Fidelis Im, Llc CRD 162985 | Medford, OR | Wealth Manager · Small ($100M–$1B) | $306M | 275 | 596 | 3 | 03/27/2026 | ☆ |
| 10496 | Marnell Management Llc CRD 284918 | Farmington Hills, MI | Private Fund Manager · Small ($100M–$1B) | $306M | 3 | 3 | 2 | 07/02/2026 | ☆ |
| 10497 | Oneamerica Securities, Inc. CRD 4173 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $306M | 2,300 | 2,300 | 340 | 07/28/2026 | ☆ |
| 10498 | Hancock Whitney Investment Services Inc. CRD 40637 | New Orleans, LA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $306M | 912 | 912 | 49 | 03/23/2026 | ☆ |
| 10499 | Tavira Financial Limited CRD 299666 | London, England | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $306M | 8 | 8 | 56 | 06/25/2026 | ☆ |
| 10500 | Hendershott Wealth Management, Llc CRD 170839 | Fishers, IN | Wealth Manager · Small ($100M–$1B) | $306M | 158 | 602 | 9 | 02/27/2026 | ☆ |