Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10451 | Kensington Investment Counsel, Llc CRD 108012 | Long Beach, CA | Wealth Manager · Small ($100M–$1B) | $310M | 115 | 293 | 4 | 03/31/2026 | ☆ |
| 10452 | Ptm Wealth Management, Llc CRD 308944 | North Wales, PA | Wealth Manager · Small ($100M–$1B) | $310M | 164 | 804 | 7 | 03/17/2026 | ☆ |
| 10453 | Invicta Advisors Llc CRD 298868 | Oakmont, PA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $310M | 1,163 | 1,163 | 44 | 03/30/2026 | ☆ |
| 10454 | Hudson Advisor Services, Inc. CRD 107769 | Buffalo, NY | Wealth Manager · Small ($100M–$1B) | $310M | 286 | 585 | 6 | 04/17/2026 | ☆ |
| 10455 | Thoma Capital Management Llc CRD 120139 | Towson, MD | Wealth Manager · Small ($100M–$1B) | $310M | 287 | 1,030 | 10 | 08/19/2026 | ☆ |
| 10456 | H. C. Denison Co. CRD 1628 | Sheboygan, WI | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $310M | 343 | 889 | 4 | 03/23/2026 | ☆ |
| 10457 | American Wealth Management, Inc. CRD 25536 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $310M | 565 | 1,105 | 10 | 09/03/2026 | ☆ |
| 10458 | Mfa Wealth Services CRD 169013 | Thousand Oaks, CA | Insurance-Affiliated · Small ($100M–$1B) | $310M | 224 | 698 | 3 | 07/23/2026 | ☆ |
| 10459 | Nri Wealth Management, Llc CRD 162234 | Santa Clara, CA | Insurance-Affiliated · Small ($100M–$1B) | $310M | 290 | 888 | 2 | 03/31/2026 | ☆ |
| 10460 | Bill Opp Fixed Income Advisory Service, Llc CRD 150087 | Investment Adviser · Small ($100M–$1B) | $310M | 2 | 3 | 1 | 01/30/2026 | ☆ | |
| 10461 | Omega Wealth Management Llc CRD 132580 | Arlington, VA | Wealth Manager · Small ($100M–$1B) | $310M | 152 | 121 | 7 | 03/20/2026 | ☆ |
| 10462 | Windward Private Wealth Management Inc. CRD 113761 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $310M | 235 | 949 | 9 | 03/27/2026 | ☆ |
| 10463 | Storr Capital, Llc CRD 324212 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $310M | 4 | 4 | 8 | 01/16/2026 | ☆ |
| 10464 | Savant Partners, Llc CRD 312567 | San Mateo, CA | Private Fund Manager · Small ($100M–$1B) | $310M | 11 | 11 | 4 | 04/01/2026 | ☆ |
| 10465 | Trunorth Financial Services, Inc. CRD 111308 | Chambersburg, PA | Wealth Manager · Small ($100M–$1B) | $309M | 445 | 1,252 | 6 | 03/23/2026 | ☆ |
| 10466 | Beacon Financial Strategies Corp. CRD 132987 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $309M | 141 | 560 | 7 | 02/11/2026 | ☆ |
| 10467 | Acm Advisors, Llc CRD 282022 | Jackson, WY | Private Fund Manager · Small ($100M–$1B) | $309M | 6 | 6 | 3 | 03/30/2026 | ☆ |
| 10468 | Prospect Capital Advisors, Llc CRD 119531 | Sausalito, CA | Private Fund Manager · Small ($100M–$1B) | $309M | 3 | 3 | 4 | 03/31/2026 | ☆ |
| 10469 | The American Institute For Advanced Investment Management, Llp CRD 165183 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $309M | 246 | 452 | 2 | 02/21/2026 | ☆ |
| 10470 | Broad Reach Retail Partners Llc CRD 340702 | Millersville, MD | Private Fund Manager · Small ($100M–$1B) | $309M | 29 | 29 | 18 | 07/24/2026 | ☆ |
| 10471 | Milestone Asset Management Group, Llc CRD 282896 | Avon, CT | Wealth Manager · Small ($100M–$1B) | $309M | 214 | 716 | 7 | 09/08/2026 | ☆ |
| 10472 | Meriwether Wealth & Planning, Llc CRD 310713 | Minden, LA | Wealth Manager · Small ($100M–$1B) | $309M | 607 | 1,381 | 8 | 03/19/2026 | ☆ |
| 10473 | Samjo Management, Llc CRD 326808 | New York, NY | Investment Adviser · Small ($100M–$1B) | $309M | 187 | 189 | 3 | 03/23/2026 | ☆ |
| 10474 | Synergy Financial Partners, Llc CRD 305287 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $309M | 526 | 1,152 | 5 | 03/27/2026 | ☆ |
| 10475 | New Perspectives, Inc. CRD 113925 | Ridgeland, MS | Wealth Manager · Small ($100M–$1B) | $309M | 423 | 1,145 | 8 | 08/04/2026 | ☆ |
| 10476 | Chronometer Partners Lp CRD 339929 | Pittsburgh, PA | Institutional / Pension Advisor · Small ($100M–$1B) | $308M | 1 | 2 | 10 | 09/23/2026 | ☆ |
| 10477 | Finivi Inc. CRD 292329 | Westborough, MA | Insurance-Affiliated · Small ($100M–$1B) | $308M | 683 | 1,293 | 10 | 07/08/2026 | ☆ |
| 10478 | Beacon Wealthcare Llc CRD 312556 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $308M | 908 | 908 | 6 | 01/20/2026 | ☆ |
| 10479 | Merit Financial Partners Llc CRD 141359 | Maspeth, NY | Wealth Manager · Small ($100M–$1B) | $308M | 197 | 564 | 5 | 03/09/2026 | ☆ |
| 10480 | Carriage Services Investment Advisors, Inc. CRD 164325 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $308M | 1 | 124 | 4 | 03/27/2026 | ☆ |
| 10481 | Covington & Associates, Inc. CRD 113357 | Westfield, NJ | Wealth Manager · Small ($100M–$1B) | $308M | 45 | 164 | 3 | 03/24/2026 | ☆ |
| 10482 | Broadway Wealth Solutions, Inc. CRD 291753 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $308M | 906 | 1,254 | 11 | 08/13/2026 | ☆ |
| 10483 | Tkg Advisors, Llc CRD 168156 | Valparaiso, IN | Wealth Manager · Small ($100M–$1B) | $308M | 321 | 885 | 8 | 07/24/2026 | ☆ |
| 10484 | S Squared Technology, Llc CRD 124441 | Private Fund Manager · Small ($100M–$1B) | $308M | 1 | 1 | 4 | 03/31/2026 | ☆ | |
| 10485 | Battle Investment Group, Llc CRD 283292 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $308M | 3 | 3 | 6 | 04/30/2026 | ☆ |
| 10486 | Allsquare Wealth Management, Llc CRD 153591 | Albany, NY | Insurance-Affiliated · Small ($100M–$1B) | $308M | 436 | 835 | 5 | 05/15/2026 | ☆ |
| 10487 | Yim Investment Management, Llc CRD 136984 | Honolulu, HI | Insurance-Affiliated · Small ($100M–$1B) | $308M | 523 | 1,595 | 7 | 03/25/2026 | ☆ |
| 10488 | Marathon Wealth Advisors, Llc CRD 338006 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $308M | 118 | 656 | 6 | 08/25/2026 | ☆ |
| 10489 | Generations Wealth, Llc CRD 173352 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $308M | 79 | 360 | 10 | 03/30/2026 | ☆ |
| 10490 | Gentry Private Wealth, Llc CRD 323208 | Wichita, KS | Wealth Manager · Small ($100M–$1B) | $308M | 257 | 800 | 8 | 04/30/2026 | ☆ |
| 10491 | Grove Mountain Partners, Llc CRD 322303 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $308M | 4 | 4 | 7 | 05/15/2026 | ☆ |
| 10492 | Compass Wealth Management, Llc CRD 156482 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $308M | 171 | 773 | 4 | 02/10/2026 | ☆ |
| 10493 | Holland Advisory Services, Inc. CRD 136302 | Ormond Beach, FL | Wealth Manager · Small ($100M–$1B) | $308M | 527 | 1,060 | 17 | 08/05/2026 | ☆ |
| 10494 | Doma Perpetual Capital Management Llc CRD 321046 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $308M | 3 | 3 | 3 | 09/08/2026 | ☆ |
| 10495 | N CRD 154644 | Institutional / Pension Advisor · Small ($100M–$1B) | $308M | 269 | 406 | 5 | 03/19/2025 | ☆ | |
| 10496 | Prepared Retirement Institute Llc CRD 309663 | Montgomeryville, PA | Wealth Manager · Small ($100M–$1B) | $308M | 259 | 818 | 11 | 05/01/2026 | ☆ |
| 10497 | Dunbar Associates, Llc CRD 323134 | Monroe, CT | Institutional / Pension Advisor · Small ($100M–$1B) | $307M | 308 | 312 | 3 | 08/05/2026 | ☆ |
| 10498 | Commons Capital, Llc CRD 165738 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $307M | 226 | 728 | 6 | 08/31/2026 | ☆ |
| 10499 | Eastbay Asset Management, Llc CRD 166947 | Private Fund Manager · Small ($100M–$1B) | $307M | 4 | 4 | 4 | 03/27/2026 | ☆ | |
| 10500 | Copley Investment Management, Llc CRD 118014 | Wealth Manager · Small ($100M–$1B) | $307M | 553 | 1,074 | 1 | 03/11/2026 | ☆ |