Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10501 | Finer Wealth Management, Inc. CRD 129987 | Salem, MA | Wealth Manager · Small ($100M–$1B) | $306M | 277 | 777 | 7 | 07/02/2026 | ☆ |
| 10502 | Mountaineer Partners Management, Llc CRD 163089 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $306M | 4 | 5 | 4 | 03/31/2026 | ☆ |
| 10503 | Sound Capital Solutions Llc CRD 311034 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $306M | 2 | 2 | 5 | 02/06/2026 | ☆ | |
| 10504 | Winans International CRD 107125 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $306M | 276 | 512 | 4 | 02/26/2026 | ☆ |
| 10505 | Varra Wealth Management Llc CRD 324044 | Louisville, CO | Wealth Manager · Small ($100M–$1B) | $306M | 525 | 1,208 | 8 | 05/22/2026 | ☆ |
| 10506 | Joel Adams And Associates Inc. CRD 319379 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $306M | 284 | 1,452 | 3 | 02/26/2026 | ☆ |
| 10507 | Lwealth, Llc CRD 152253 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $306M | 363 | 1,190 | 5 | 04/14/2026 | ☆ |
| 10508 | Adalta Capital Management Llc CRD 283771 | New York, NY | Wealth Manager · Small ($100M–$1B) | $306M | 74 | 193 | 3 | 03/31/2026 | ☆ |
| 10509 | Morton Wealth Advisors CRD 142912 | Danvers, MA | Wealth Manager · Small ($100M–$1B) | $306M | 180 | 433 | 2 | 03/03/2026 | ☆ |
| 10510 | Victoria Capital Management, Inc. CRD 107665 | Charleston, SC | Investment Adviser · Small ($100M–$1B) | $306M | 47 | 89 | 3 | 03/26/2026 | ☆ |
| 10511 | Keeler Thomas Management Llc CRD 109522 | Orem, UT | Insurance-Affiliated · Small ($100M–$1B) | $306M | 132 | 440 | 12 | 03/20/2026 | ☆ |
| 10512 | Rockwall Wealth Management Inc CRD 339856 | Rockwall, TX | Wealth Manager · Small ($100M–$1B) | $305M | 612 | 1,273 | 4 | 06/15/2026 | ☆ |
| 10513 | Stableford Capital Llc CRD 173383 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $305M | 92 | 254 | 4 | 07/10/2026 | ☆ |
| 10514 | Nextbio Capital Management Lp CRD 332920 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $305M | 8 | 8 | 6 | 07/07/2026 | ☆ |
| 10515 | Clarus Wealth Advisors, Llc CRD 281160 | Peoria, AZ | Insurance-Affiliated · Small ($100M–$1B) | $305M | 503 | 953 | 13 | 04/07/2026 | ☆ |
| 10516 | Retirement Capital Strategies, Inc. CRD 139009 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $305M | 263 | 627 | 6 | 04/21/2026 | ☆ |
| 10517 | Kachkovsky & Fisher, Inc. CRD 117811 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $305M | 457 | 442 | 6 | 03/24/2026 | ☆ |
| 10518 | Paradigm Funds Advisor Llc CRD 136481 | Albany, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $305M | 3 | 3 | 12 | 03/30/2026 | ☆ |
| 10519 | Old Slip Registered Investment Advisors, Llc CRD 297976 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $305M | 30 | 26 | 3 | 02/12/2026 | ☆ |
| 10520 | Integrity Wealth Llc CRD 330809 | Eugene, OR | Wealth Manager · Small ($100M–$1B) | $305M | 245 | 831 | 6 | 08/07/2026 | ☆ |
| 10521 | Tsp Investment Advisers, L.L.C. CRD 333815 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $305M | 3 | 3 | 10 | 03/02/2026 | ☆ |
| 10522 | Yon Drake & Associates Inc CRD 111491 | Columbia, SC | Endowment & Foundation Advisor · Small ($100M–$1B) | $305M | 6 | 2 | 03/30/2026 | ☆ | |
| 10523 | Emc Capital Advisors, Llc CRD 169296 | Bannockburn, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $305M | 1 | 1 | 5 | 03/06/2026 | ☆ |
| 10524 | Broadview Wealth Partners, Llc CRD 335028 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $305M | 310 | 949 | 7 | 08/03/2026 | ☆ |
| 10525 | Black Cypress Capital Management, Llc CRD 151100 | Wealth Manager · Small ($100M–$1B) | $305M | 68 | 154 | 4 | 03/25/2026 | ☆ | |
| 10526 | Future Finances Inc CRD 105190 | Columbus, OH | Insurance-Affiliated · Small ($100M–$1B) | $305M | 288 | 691 | 4 | 04/10/2026 | ☆ |
| 10527 | Logica Capital Advisers, Llc CRD 168906 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $305M | 5 | 11 | 9 | 05/15/2026 | ☆ |
| 10528 | Sims Investment Management Llc CRD 169491 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $305M | 522 | 1,686 | 12 | 05/08/2026 | ☆ |
| 10529 | Hergenroeder Financial Advisors, Inc. CRD 121278 | Timonium, MD | Wealth Manager · Small ($100M–$1B) | $305M | 421 | 624 | 6 | 02/04/2026 | ☆ |
| 10530 | Northwest Wealth Advisors, Llc CRD 327641 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $304M | 691 | 1,642 | 10 | 05/19/2026 | ☆ |
| 10531 | Nautilus Advisors Llc CRD 154169 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $304M | 188 | 607 | 3 | 02/25/2026 | ☆ |
| 10532 | Vestment Financial Llc CRD 168771 | Chanhassen, MN | Insurance-Affiliated · Small ($100M–$1B) | $304M | 478 | 2,679 | 20 | 06/16/2026 | ☆ |
| 10533 | Northern Capital Retirement Services, Inc. CRD 163327 | Spokane, WA | Institutional / Pension Advisor · Small ($100M–$1B) | $304M | 21 | 21 | 11 | 03/10/2026 | ☆ |
| 10534 | N CRD 226599 | Wealth Manager · Small ($100M–$1B) | $304M | 146 | 1,091 | 6 | 03/30/2025 | ☆ | |
| 10535 | Oakwood Capital, Inc. CRD 112399 | St. Louis Park, MN | Wealth Manager · Small ($100M–$1B) | $304M | 616 | 1,051 | 20 | 05/12/2026 | ☆ |
| 10536 | N CRD 143421 | Wealth Manager · Small ($100M–$1B) | $304M | 953 | 2,758 | 10 | 08/20/2025 | ☆ | |
| 10537 | Codex Capital Asset Management, L.L.C. CRD 309373 | Multi-Family Office · Small ($100M–$1B) | $304M | 18 | 19 | 1 | 02/17/2026 | ☆ | |
| 10538 | Professional Financial Management, Inc. CRD 118117 | Bozeman, MT | Wealth Manager · Small ($100M–$1B) | $304M | 163 | 692 | 2 | 03/15/2026 | ☆ |
| 10539 | Thryve Wealth Management Llc CRD 335920 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $304M | 84 | 445 | 9 | 04/15/2026 | ☆ |
| 10540 | Coltrane Asset Management, L.P. CRD 165131 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $304M | 6 | 6 | 5 | 03/27/2026 | ☆ |
| 10541 | Provider Financial, Inc. CRD 168964 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $304M | 505 | 735 | 3 | 02/07/2026 | ☆ |
| 10542 | Signature Resources Capital Management, Llc CRD 144069 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $304M | 378 | 891 | 15 | 03/27/2026 | ☆ |
| 10543 | Thrive Retirement Specialists L.L.C. CRD 310289 | Royal Oak, MI | Wealth Manager · Small ($100M–$1B) | $304M | 70 | 411 | 2 | 03/22/2026 | ☆ |
| 10544 | Gbc Investment Group Llc CRD 308511 | Investment Adviser · Small ($100M–$1B) | $304M | 23 | 84 | 2 | 01/28/2026 | ☆ | |
| 10545 | Key Group Management, Inc. CRD 146054 | Fountain Hills, AZ | Wealth Manager · Small ($100M–$1B) | $304M | 337 | 337 | 5 | 05/18/2026 | ☆ |
| 10546 | Brightwater Advisory, Llc CRD 169806 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $304M | 285 | 718 | 5 | 03/16/2026 | ☆ |
| 10547 | Guilbault Capital Llc CRD 331160 | Metairie, LA | Wealth Manager · Small ($100M–$1B) | $304M | 138 | 654 | 3 | 03/12/2026 | ☆ |
| 10548 | Ceera Investments, Llc CRD 135179 | Wealth Manager · Small ($100M–$1B) | $304M | 187 | 458 | 6 | 03/28/2026 | ☆ | |
| 10549 | Siddhi Capital, Llc CRD 314493 | Meridian, ID | Private Fund Manager · Small ($100M–$1B) | $304M | 11 | 11 | 13 | 03/31/2026 | ☆ |
| 10550 | Asia Pacific Financial Management Group, Inc. CRD 32338 | Hagatna | Insurance-Affiliated · Small ($100M–$1B) | $304M | 1,490 | 1,490 | 9 | 03/30/2026 | ☆ |