Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10551 | Future Finances Inc CRD 105190 | Columbus, OH | Insurance-Affiliated · Small ($100M–$1B) | $305M | 288 | 691 | 4 | 04/10/2026 | ☆ |
| 10552 | Logica Capital Advisers, Llc CRD 168906 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $305M | 5 | 11 | 9 | 05/15/2026 | ☆ |
| 10553 | Sims Investment Management Llc CRD 169491 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $305M | 522 | 1,686 | 12 | 08/13/2026 | ☆ |
| 10554 | Hergenroeder Financial Advisors, Inc. CRD 121278 | Timonium, MD | Wealth Manager · Small ($100M–$1B) | $305M | 421 | 624 | 6 | 02/04/2026 | ☆ |
| 10555 | Northwest Wealth Advisors, Llc CRD 327641 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $304M | 691 | 1,642 | 10 | 08/28/2026 | ☆ |
| 10556 | Nautilus Advisors Llc CRD 154169 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $304M | 188 | 607 | 3 | 02/25/2026 | ☆ |
| 10557 | Vestment Financial Llc CRD 168771 | Chanhassen, MN | Insurance-Affiliated · Small ($100M–$1B) | $304M | 478 | 2,679 | 20 | 09/02/2026 | ☆ |
| 10558 | Northern Capital Retirement Services, Inc. CRD 163327 | Spokane, WA | Institutional / Pension Advisor · Small ($100M–$1B) | $304M | 21 | 21 | 11 | 03/10/2026 | ☆ |
| 10559 | N CRD 226599 | Wealth Manager · Small ($100M–$1B) | $304M | 146 | 1,091 | 6 | 03/30/2025 | ☆ | |
| 10560 | Oakwood Capital, Inc. CRD 112399 | St. Louis Park, MN | Wealth Manager · Small ($100M–$1B) | $304M | 616 | 1,051 | 20 | 05/12/2026 | ☆ |
| 10561 | N CRD 143421 | Wealth Manager · Small ($100M–$1B) | $304M | 953 | 2,758 | 10 | 08/20/2025 | ☆ | |
| 10562 | Codex Capital Asset Management, L.L.C. CRD 309373 | Multi-Family Office · Small ($100M–$1B) | $304M | 18 | 19 | 1 | 02/17/2026 | ☆ | |
| 10563 | Professional Financial Management, Inc. CRD 118117 | Bozeman, MT | Wealth Manager · Small ($100M–$1B) | $304M | 163 | 692 | 2 | 03/15/2026 | ☆ |
| 10564 | Thryve Wealth Management Llc CRD 335920 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $304M | 84 | 445 | 9 | 04/15/2026 | ☆ |
| 10565 | Coltrane Asset Management, L.P. CRD 165131 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $304M | 6 | 6 | 5 | 03/27/2026 | ☆ |
| 10566 | Provider Financial, Inc. CRD 168964 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $304M | 505 | 735 | 3 | 02/07/2026 | ☆ |
| 10567 | Signature Resources Capital Management, Llc CRD 144069 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $304M | 378 | 891 | 15 | 03/27/2026 | ☆ |
| 10568 | Thrive Retirement Specialists L.L.C. CRD 310289 | Royal Oak, MI | Wealth Manager · Small ($100M–$1B) | $304M | 70 | 411 | 2 | 03/22/2026 | ☆ |
| 10569 | Gbc Investment Group Llc CRD 308511 | Investment Adviser · Small ($100M–$1B) | $304M | 23 | 84 | 2 | 01/28/2026 | ☆ | |
| 10570 | Key Group Management, Inc. CRD 146054 | Fountain Hills, AZ | Wealth Manager · Small ($100M–$1B) | $304M | 337 | 337 | 5 | 05/18/2026 | ☆ |
| 10571 | Brightwater Advisory, Llc CRD 169806 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $304M | 285 | 718 | 5 | 03/16/2026 | ☆ |
| 10572 | Guilbault Capital Llc CRD 331160 | Metairie, LA | Wealth Manager · Small ($100M–$1B) | $304M | 138 | 654 | 3 | 03/12/2026 | ☆ |
| 10573 | Ceera Investments, Llc CRD 135179 | Wealth Manager · Small ($100M–$1B) | $304M | 187 | 458 | 6 | 03/28/2026 | ☆ | |
| 10574 | Siddhi Capital, Llc CRD 314493 | Meridian, ID | Private Fund Manager · Small ($100M–$1B) | $304M | 11 | 11 | 13 | 09/17/2026 | ☆ |
| 10575 | Asia Pacific Financial Management Group, Inc. CRD 32338 | Hagatna | Insurance-Affiliated · Small ($100M–$1B) | $304M | 1,490 | 1,490 | 9 | 09/24/2026 | ☆ |
| 10576 | Penney Financial, Llc CRD 282084 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $304M | 110 | 465 | 3 | 09/24/2026 | ☆ |
| 10577 | American Trust Investment Advisors, Llc CRD 114439 | Lebanon, NH | Endowment & Foundation Advisor · Small ($100M–$1B) | $303M | 116 | 193 | 4 | 09/02/2026 | ☆ |
| 10578 | Campbell Capital Management Inc CRD 106130 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $303M | 265 | 265 | 3 | 03/10/2026 | ☆ |
| 10579 | Integrated Financial Solutions, Inc. CRD 112038 | Reston, VA | Insurance-Affiliated · Small ($100M–$1B) | $303M | 237 | 338 | 1 | 02/09/2026 | ☆ |
| 10580 | Beckerman Institutional, Llc CRD 142480 | Ocean Grove, NJ | Insurance-Affiliated · Small ($100M–$1B) | $303M | 217 | 650 | 6 | 03/18/2026 | ☆ |
| 10581 | Mission Value Partners, Llc CRD 153704 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $303M | 3 | 4 | 4 | 07/20/2026 | ☆ |
| 10582 | The Operators Fund Investment Management, L.P. CRD 340501 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $303M | 1 | 1 | 4 | 07/31/2026 | ☆ |
| 10583 | Clientfirst Wealth Management, Llc CRD 120286 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $303M | 54 | 105 | 4 | 05/27/2026 | ☆ |
| 10584 | Albanyadvisor Group Llc CRD 316226 | Albany, NY | Wealth Manager · Small ($100M–$1B) | $303M | 412 | 925 | 6 | 02/09/2026 | ☆ |
| 10585 | Breakwater Investment Management, Llc CRD 150841 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $303M | 152 | 572 | 4 | 04/15/2026 | ☆ |
| 10586 | Alethea Capital Management, Llc CRD 156500 | Wealth Manager · Small ($100M–$1B) | $303M | 45 | 117 | 4 | 03/31/2026 | ☆ | |
| 10587 | Mack Investment Securities, Inc. CRD 17643 | Northfield, IL | Insurance-Affiliated · Small ($100M–$1B) | $303M | 673 | 1,017 | 8 | 03/31/2026 | ☆ |
| 10588 | Unconventional Investor, Llc CRD 317333 | Wealth Manager · Small ($100M–$1B) | $303M | 88 | 359 | 2 | 03/26/2026 | ☆ | |
| 10589 | N CRD 226545 | Wealth Manager · Small ($100M–$1B) | $303M | 42 | 167 | 2 | 01/09/2026 | ☆ | |
| 10590 | Harbour Point Management Lp CRD 226521 | Darien, CT | Private Fund Manager · Small ($100M–$1B) | $302M | 4 | 4 | 4 | 03/30/2026 | ☆ |
| 10591 | Access Financial Group, Inc. CRD 33065 | Chicago, IL | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $302M | 314 | 315 | 6 | 03/18/2026 | ☆ |
| 10592 | Summit Group Retirement Planners, Inc. CRD 169823 | Exton, PA | Institutional / Pension Advisor · Small ($100M–$1B) | $302M | 247 | 255 | 4 | 02/26/2026 | ☆ |
| 10593 | Capital Investment Advisors, Inc. CRD 118269 | Washington D.C., DC | Wealth Manager · Small ($100M–$1B) | $302M | 427 | 1,416 | 11 | 06/11/2026 | ☆ |
| 10594 | Cypress Investment Management, Llc CRD 327810 | Oakbrook Terrace, IL | Private Fund Manager · Small ($100M–$1B) | $302M | 127 | 127 | 6 | 03/25/2026 | ☆ |
| 10595 | N CRD 171672 | Wealth Manager · Small ($100M–$1B) | $302M | 318 | 704 | 5 | 08/20/2025 | ☆ | |
| 10596 | Fai Advisors, Inc. CRD 122132 | Farmington Hills, MI | Insurance-Affiliated · Small ($100M–$1B) | $302M | 370 | 790 | 11 | 03/20/2026 | ☆ |
| 10597 | N CRD 166173 | Wealth Manager · Small ($100M–$1B) | $302M | 328 | 1,005 | 5 | 02/03/2026 | ☆ | |
| 10598 | Core Financial Partners Inc. CRD 155205 | El Segundo, CA | Insurance-Affiliated · Small ($100M–$1B) | $302M | 129 | 568 | 5 | 03/30/2026 | ☆ |
| 10599 | Massachusetts Wealth Management, Llc CRD 160235 | North Andover, MA | Wealth Manager · Small ($100M–$1B) | $301M | 324 | 541 | 3 | 03/24/2026 | ☆ |
| 10600 | Praxis Capital Management Llc CRD 333052 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $301M | 1 | 1 | 12 | 03/23/2026 | ☆ |