Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10601 | Summit Place Financial Advisors,Llc CRD 147984 | Summit, NJ | Wealth Manager · Small ($100M–$1B) | $300M | 59 | 335 | 6 | 03/19/2026 | ☆ |
| 10602 | Westwood Wealth Management CRD 290658 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $300M | 130 | 143 | 3 | 05/14/2026 | ☆ |
| 10603 | Capital Wealth Alliance, Llc CRD 298257 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $300M | 348 | 861 | 5 | 08/01/2026 | ☆ |
| 10604 | Wealth Advisors Network, Inc. CRD 113836 | Hastings, NE | Insurance-Affiliated · Small ($100M–$1B) | $300M | 494 | 740 | 8 | 04/20/2026 | ☆ |
| 10605 | Deepwork Capital, Llc CRD 314673 | Orlando, FL | Private Fund Manager · Small ($100M–$1B) | $300M | 9 | 9 | 8 | 03/31/2026 | ☆ |
| 10606 | Krensavage Asset Management, Llc CRD 168976 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $300M | 2 | 2 | 4 | 03/25/2026 | ☆ |
| 10607 | Cloud Capital Management, Llc CRD 317325 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $300M | 131 | 396 | 5 | 03/23/2026 | ☆ |
| 10608 | Spreng Capital Management, Inc. CRD 119902 | Bucyrus, OH | Wealth Manager · Small ($100M–$1B) | $300M | 944 | 1,682 | 4 | 03/09/2026 | ☆ |
| 10609 | Optimum Financial Services, Llc CRD 105878 | Jackson, MS | Wealth Manager · Small ($100M–$1B) | $300M | 242 | 486 | 4 | 02/09/2026 | ☆ |
| 10610 | Guardian Wealth Advisors, Llc CRD 143254 | St Louis Park, MN | Wealth Manager · Small ($100M–$1B) | $300M | 260 | 721 | 7 | 03/23/2026 | ☆ |
| 10611 | Cathy Pareto And Associates, Inc. CRD 145919 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $300M | 245 | 642 | 7 | 06/23/2026 | ☆ |
| 10612 | Birchcreek Wealth Management, Llc CRD 304207 | Miami Township, OH | Wealth Manager · Small ($100M–$1B) | $300M | 198 | 195 | 5 | 02/26/2026 | ☆ |
| 10613 | Monterey Wealth Partners Llc CRD 172577 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $300M | 157 | 340 | 3 | 01/26/2026 | ☆ |
| 10614 | David Kennon Incorporated CRD 301130 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $300M | 741 | 1,141 | 3 | 03/02/2026 | ☆ |
| 10615 | Alliant Securities, Inc. CRD 7726 | Liberty Lake, WA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $300M | 711 | 696 | 9 | 02/05/2026 | ☆ |
| 10616 | Canyon Abf Manager Llc CRD 342110 | Private Fund Manager · Small ($100M–$1B) | $300M | 2 | 2 | 122 | 07/10/2026 | ☆ | |
| 10617 | Capital West Partners, Llc CRD 130762 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $300M | 173 | 177 | 3 | 01/13/2026 | ☆ |
| 10618 | Silver Oak Wealth Advisors Services, Llc CRD 291645 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $300M | 142 | 615 | 7 | 03/02/2026 | ☆ |
| 10619 | Cic, Llc CRD 311969 | Marco Island, FL | Institutional / Pension Advisor · Small ($100M–$1B) | $300M | 1 | 14 | 2 | 04/24/2026 | ☆ |
| 10620 | Panoramic Capital, Llc CRD 153450 | Larkspur, CA | Private Fund Manager · Small ($100M–$1B) | $300M | 4 | 4 | 5 | 03/18/2026 | ☆ |
| 10621 | Stonecrop Wealth Advisors, Llc CRD 306486 | West Chester, PA | Insurance-Affiliated · Small ($100M–$1B) | $300M | 1,230 | 1,230 | 7 | 03/27/2026 | ☆ |
| 10622 | Security First Financial Inc. CRD 122408 | Swartz Creek, MI | Wealth Manager · Small ($100M–$1B) | $300M | 640 | 1,680 | 2 | 03/17/2026 | ☆ |
| 10623 | Maner Wealth, Llc CRD 308146 | Lansing, MI | Insurance-Affiliated · Small ($100M–$1B) | $299M | 492 | 1,256 | 3 | 04/29/2026 | ☆ |
| 10624 | Greenhaven Road Investment Management, Lp CRD 288555 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $299M | 6 | 6 | 4 | 03/30/2026 | ☆ |
| 10625 | Polpo Capital Management Llc CRD 323907 | Private Fund Manager · Small ($100M–$1B) | $299M | 4 | 4 | 5 | 03/23/2026 | ☆ | |
| 10626 | Spwm Advisors Llc CRD 328977 | Traverse City, MI | Wealth Manager · Small ($100M–$1B) | $299M | 606 | 608 | 13 | 06/29/2026 | ☆ |
| 10627 | Mqs Management, Llc CRD 161238 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $299M | 3 | 3 | 18 | 03/30/2026 | ☆ |
| 10628 | N CRD 109265 | Wealth Manager · Small ($100M–$1B) | $299M | 105 | 458 | 3 | 02/24/2025 | ☆ | |
| 10629 | Peterson Financial Group, Inc. CRD 169519 | Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $299M | 522 | 1,359 | 11 | 02/24/2026 | ☆ |
| 10630 | Hamrick Investment Counsel, Llc CRD 116314 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $299M | 101 | 312 | 2 | 04/09/2026 | ☆ |
| 10631 | Kovalcik & Geraghty Wealth Partners Llp CRD 159811 | Upper Arlington, OH | Wealth Manager · Small ($100M–$1B) | $299M | 277 | 687 | 4 | 04/01/2026 | ☆ |
| 10632 | Southwind Associates Of Nj Inc. CRD 110371 | Endowment & Foundation Advisor · Small ($100M–$1B) | $299M | 76 | 122 | 4 | 03/18/2026 | ☆ | |
| 10633 | Gatepass Capital, Llc CRD 329404 | Independence, OH | Insurance-Affiliated · Small ($100M–$1B) | $299M | 167 | 411 | 8 | 06/19/2026 | ☆ |
| 10634 | Genesia Investments Llc CRD 329661 | Investment Adviser · Small ($100M–$1B) | $299M | 684 | 1 | 02/04/2026 | ☆ | ||
| 10635 | Riverpark Capital Management Llc CRD 150798 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $299M | 10 | 10 | 17 | 03/20/2026 | ☆ |
| 10636 | Dovetail Financial Group Llc CRD 311298 | Wilmington, NC | Wealth Manager · Small ($100M–$1B) | $299M | 342 | 891 | 6 | 06/11/2026 | ☆ |
| 10637 | Roubaix Capital, Llc CRD 269879 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $299M | 4 | 4 | 7 | 03/26/2026 | ☆ |
| 10638 | Search Fund Accelerator, Llc CRD 281491 | New Orleans, LA | Private Fund Manager · Small ($100M–$1B) | $299M | 8 | 292 | 7 | 03/24/2026 | ☆ |
| 10639 | Physician Wealth Solutions Inc. CRD 151570 | Wealth Manager · Small ($100M–$1B) | $299M | 109 | 459 | 1 | 02/09/2026 | ☆ | |
| 10640 | Osmosis Investment Management Us Llc CRD 283049 | London | Mutual Fund / Asset Manager · Small ($100M–$1B) | $299M | 3 | 3 | 39 | 05/05/2026 | ☆ |
| 10641 | Aqua Advisors Llc CRD 285399 | Wealth Manager · Small ($100M–$1B) | $299M | 51 | 278 | 2 | 03/17/2026 | ☆ | |
| 10642 | Crescent Hill Partners Llc CRD 166276 | Saratoga Springs, NY | Wealth Manager · Small ($100M–$1B) | $299M | 185 | 381 | 1 | 01/08/2026 | ☆ |
| 10643 | Core Capital Management And Research Inc. CRD 146285 | Houston, TX | Investment Adviser · Small ($100M–$1B) | $299M | 269 | 269 | 4 | 03/30/2026 | ☆ |
| 10644 | Gs Gamma Advisors, Llc CRD 135424 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $299M | 1 | 1 | 4 | 04/28/2026 | ☆ |
| 10645 | Avid Wealth Partners, Llc CRD 323124 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $299M | 246 | 784 | 8 | 05/11/2026 | ☆ |
| 10646 | Consello Management Lp CRD 317399 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $299M | 3 | 3 | 13 | 03/30/2026 | ☆ |
| 10647 | Bowers Wealth Management, Inc. CRD 145476 | Glenbrook, NV | Wealth Manager · Small ($100M–$1B) | $299M | 170 | 425 | 2 | 01/22/2026 | ☆ |
| 10648 | Sarissa Capital Management Lp CRD 167244 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $298M | 6 | 6 | 4 | 07/08/2026 | ☆ |
| 10649 | Trend Trade Pro, Llc CRD 328383 | Pasadena, CA | Investment Adviser · Small ($100M–$1B) | $298M | 161 | 161 | 1 | 03/19/2026 | ☆ |
| 10650 | Kailasa Capital Management Llc CRD 286159 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $298M | 130 | 357 | 3 | 03/06/2026 | ☆ |