Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10651 | N CRD 109265 | Wealth Manager · Small ($100M–$1B) | $299M | 105 | 458 | 3 | 02/24/2025 | ☆ | |
| 10652 | Peterson Financial Group, Inc. CRD 169519 | Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $299M | 522 | 1,359 | 11 | 02/24/2026 | ☆ |
| 10653 | Hamrick Investment Counsel, Llc CRD 116314 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $299M | 101 | 312 | 2 | 04/09/2026 | ☆ |
| 10654 | Kovalcik & Geraghty Wealth Partners Llp CRD 159811 | Upper Arlington, OH | Wealth Manager · Small ($100M–$1B) | $299M | 277 | 687 | 4 | 04/01/2026 | ☆ |
| 10655 | Southwind Associates Of Nj Inc. CRD 110371 | Endowment & Foundation Advisor · Small ($100M–$1B) | $299M | 76 | 122 | 4 | 03/18/2026 | ☆ | |
| 10656 | Gatepass Capital, Llc CRD 329404 | Independence, OH | Insurance-Affiliated · Small ($100M–$1B) | $299M | 167 | 411 | 8 | 06/19/2026 | ☆ |
| 10657 | Genesia Investments Llc CRD 329661 | Investment Adviser · Small ($100M–$1B) | $299M | 684 | 1 | 02/04/2026 | ☆ | ||
| 10658 | Riverpark Capital Management Llc CRD 150798 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $299M | 10 | 10 | 17 | 03/20/2026 | ☆ |
| 10659 | Dovetail Financial Group Llc CRD 311298 | Wilmington, NC | Wealth Manager · Small ($100M–$1B) | $299M | 342 | 891 | 6 | 06/11/2026 | ☆ |
| 10660 | Roubaix Capital, Llc CRD 269879 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $299M | 4 | 4 | 7 | 03/26/2026 | ☆ |
| 10661 | Search Fund Accelerator, Llc CRD 281491 | New Orleans, LA | Private Fund Manager · Small ($100M–$1B) | $299M | 8 | 292 | 7 | 03/24/2026 | ☆ |
| 10662 | Physician Wealth Solutions Inc. CRD 151570 | Wealth Manager · Small ($100M–$1B) | $299M | 109 | 459 | 1 | 02/09/2026 | ☆ | |
| 10663 | Osmosis Investment Management Us Llc CRD 283049 | London | Mutual Fund / Asset Manager · Small ($100M–$1B) | $299M | 3 | 3 | 39 | 05/05/2026 | ☆ |
| 10664 | Aqua Advisors Llc CRD 285399 | Wealth Manager · Small ($100M–$1B) | $299M | 51 | 278 | 2 | 03/17/2026 | ☆ | |
| 10665 | Veneroso Wealth Management Inc. CRD 342014 | Woodbury, NY | Wealth Manager · Small ($100M–$1B) | $299M | 362 | 832 | 1 | 08/27/2026 | ☆ |
| 10666 | Crescent Hill Partners Llc CRD 166276 | Saratoga Springs, NY | Wealth Manager · Small ($100M–$1B) | $299M | 185 | 381 | 1 | 01/08/2026 | ☆ |
| 10667 | Core Capital Management And Research Inc. CRD 146285 | Houston, TX | Investment Adviser · Small ($100M–$1B) | $299M | 269 | 269 | 4 | 03/30/2026 | ☆ |
| 10668 | Gs Gamma Advisors, Llc CRD 135424 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $299M | 1 | 1 | 4 | 04/28/2026 | ☆ |
| 10669 | Avid Wealth Partners, Llc CRD 323124 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $299M | 246 | 784 | 8 | 05/11/2026 | ☆ |
| 10670 | Consello Management Lp CRD 317399 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $299M | 3 | 3 | 13 | 03/30/2026 | ☆ |
| 10671 | Bowers Wealth Management, Inc. CRD 145476 | Glenbrook, NV | Wealth Manager · Small ($100M–$1B) | $299M | 170 | 425 | 2 | 01/22/2026 | ☆ |
| 10672 | Sarissa Capital Management Lp CRD 167244 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $298M | 6 | 6 | 4 | 07/08/2026 | ☆ |
| 10673 | Trend Trade Pro, Llc CRD 328383 | Pasadena, CA | Investment Adviser · Small ($100M–$1B) | $298M | 161 | 161 | 1 | 03/19/2026 | ☆ |
| 10674 | Kailasa Capital Management Llc CRD 286159 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $298M | 130 | 357 | 3 | 03/06/2026 | ☆ |
| 10675 | Unison Asset Management Llc CRD 288249 | Aventura, FL | Private Fund Manager · Small ($100M–$1B) | $298M | 28 | 26 | 5 | 03/26/2026 | ☆ |
| 10676 | Interwealth Management, Llc CRD 155597 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $298M | 278 | 769 | 5 | 05/26/2026 | ☆ |
| 10677 | Marshall Investment Management, Llc CRD 174817 | Greenwood Village, CO | Insurance-Affiliated · Small ($100M–$1B) | $298M | 587 | 1,073 | 8 | 08/26/2026 | ☆ |
| 10678 | Innovative Asset Advisors Group, Llc CRD 336773 | Shelton, CT | Insurance-Affiliated · Small ($100M–$1B) | $298M | 373 | 666 | 13 | 03/19/2026 | ☆ |
| 10679 | Wrenne Financial Planning Llc CRD 173029 | Wealth Manager · Small ($100M–$1B) | $298M | 428 | 2,351 | 11 | 09/03/2026 | ☆ | |
| 10680 | Its Asset Management Lp CRD 106977 | North Haven, CT | Wealth Manager · Small ($100M–$1B) | $298M | 598 | 918 | 9 | 06/09/2026 | ☆ |
| 10681 | Avos Capital Management, Llc CRD 313979 | Darien, CT | Wealth Manager · Small ($100M–$1B) | $298M | 51 | 55 | 7 | 08/26/2026 | ☆ |
| 10682 | Stern Capital Management, Inc. CRD 124405 | Old Bridge, NJ | Insurance-Affiliated · Small ($100M–$1B) | $298M | 656 | 656 | 3 | 03/27/2026 | ☆ |
| 10683 | Sterling Bay Capital Advisers, Llc CRD 172242 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $298M | 12 | 12 | 18 | 07/31/2026 | ☆ |
| 10684 | Mercator Management (Usa) Lp CRD 318911 | Princeton, NJ | Private Fund Manager · Small ($100M–$1B) | $298M | 3 | 3 | 7 | 03/25/2026 | ☆ |
| 10685 | Ananym Capital Management, Lp CRD 332320 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $298M | 7 | 7 | 7 | 03/31/2026 | ☆ |
| 10686 | Tap Root Capital Management Lp CRD 334936 | Summit, NJ | Private Fund Manager · Small ($100M–$1B) | $297M | 3 | 3 | 8 | 05/11/2026 | ☆ |
| 10687 | Graystone Partners Wealth Management, Llc CRD 306068 | Tempe, AZ | Wealth Manager · Small ($100M–$1B) | $297M | 586 | 998 | 5 | 07/28/2026 | ☆ |
| 10688 | Opinicus Capital, Inc. CRD 168344 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $297M | 257 | 1,330 | 7 | 03/03/2026 | ☆ |
| 10689 | Tandemgrowth Financial Advisors, Llc CRD 125490 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $297M | 202 | 664 | 4 | 03/18/2026 | ☆ |
| 10690 | Calder Investment Advisors CRD 143973 | Ada, MI | Wealth Manager · Small ($100M–$1B) | $297M | 544 | 1,831 | 7 | 03/11/2026 | ☆ |
| 10691 | Caissa Wealth Strategies, Llc CRD 150458 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $297M | 153 | 175 | 10 | 08/04/2026 | ☆ |
| 10692 | Sterling Capital Management Inc CRD 106822 | Brookfield, WI | Insurance-Affiliated · Small ($100M–$1B) | $297M | 388 | 388 | 3 | 03/24/2026 | ☆ |
| 10693 | Beacon Financial Advisors Ltd CRD 106164 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $297M | 86 | 492 | 2 | 06/09/2026 | ☆ |
| 10694 | High Trail Capital Lp CRD 305245 | Hoboken, NJ | Private Fund Manager · Small ($100M–$1B) | $297M | 6 | 6 | 3 | 03/30/2026 | ☆ |
| 10695 | Matters Capital Llc CRD 333776 | Coral Gables, FL | Multi-Family Office · Small ($100M–$1B) | $297M | 10 | 60 | 3 | 06/01/2026 | ☆ |
| 10696 | Adw Capital Management Llc CRD 175486 | Private Fund Manager · Small ($100M–$1B) | $297M | 2 | 2 | 3 | 03/31/2026 | ☆ | |
| 10697 | N CRD 106040 | Wealth Manager · Small ($100M–$1B) | $297M | 670 | 1,398 | 5 | 02/12/2025 | ☆ | |
| 10698 | Usa Financial Securities Llc CRD 103857 | Ada, MI | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $297M | 1,246 | 1,529 | 172 | 03/27/2026 | ☆ |
| 10699 | Birchbrook CRD 105164 | Bangor, ME | Wealth Manager · Small ($100M–$1B) | $296M | 320 | 863 | 7 | 04/14/2026 | ☆ |
| 10700 | Fearless Solutions Llc CRD 297599 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $296M | 672 | 1,762 | 4 | 02/24/2026 | ☆ |