Investment advisers
44,539 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9601 | Shira Ridge Wealth Management CRD 117627 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $366M | 281 | 841 | 6 | 03/13/2026 | ☆ |
| 9602 | M. E. Allison & Co., Inc. CRD 1047 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $366M | 499 | 499 | 12 | 06/08/2026 | ☆ |
| 9603 | Haverford Financial Services, Inc. CRD 130007 | Radnor, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $366M | 18 | 25 | 45 | 03/16/2026 | ☆ |
| 9604 | Sharper & Granite Llc CRD 136719 | El Segundo, CA | Wealth Manager · Small ($100M–$1B) | $366M | 135 | 474 | 4 | 03/09/2026 | ☆ |
| 9605 | Old Hickory Partners Management, Lp CRD 316961 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $366M | 2 | 2 | 10 | 03/31/2026 | ☆ |
| 9606 | Financial Life Advisors Llc CRD 128502 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $366M | 209 | 752 | 11 | 03/18/2026 | ☆ |
| 9607 | Camden Wealth Advisors Llc CRD 148518 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $366M | 160 | 524 | 6 | 03/26/2026 | ☆ |
| 9608 | Homage Wealth Group Llc CRD 340589 | Houston, TX | Multi-Family Office · Small ($100M–$1B) | $366M | 4 | 7 | 2 | 06/09/2026 | ☆ |
| 9609 | Sage Advisors, Llc CRD 148964 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $366M | 25 | 24 | 18 | 07/13/2026 | ☆ |
| 9610 | Royal Oak Financial Advisors, Llc CRD 290152 | Royal Oak, MI | Wealth Manager · Small ($100M–$1B) | $366M | 765 | 1,584 | 7 | 08/05/2026 | ☆ |
| 9611 | Innovius Capital Management, Llc CRD 311568 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $366M | 7 | 7 | 10 | 07/28/2026 | ☆ |
| 9612 | Epoch Capital, Us, Llc CRD 315254 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $366M | 6 | 6 | 18 | 06/08/2026 | ☆ |
| 9613 | Royal Oak Financial Group CRD 166391 | Worthington, OH | Insurance-Affiliated · Small ($100M–$1B) | $366M | 399 | 399 | 1 | 03/06/2026 | ☆ |
| 9614 | Asilia Credit Investments, Llc CRD 334981 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $366M | 7 | 7 | 4 | 03/31/2026 | ☆ |
| 9615 | North Capital, Inc. CRD 148802 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $366M | 182 | 550 | 12 | 05/05/2026 | ☆ |
| 9616 | Chicago Wealth Management, Inc. CRD 112271 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $366M | 304 | 1,037 | 6 | 03/28/2026 | ☆ |
| 9617 | Inflection Capital Management, Llc CRD 333157 | San Francisco, CA | Multi-Family Office · Small ($100M–$1B) | $366M | 17 | 103 | 9 | 07/02/2026 | ☆ |
| 9618 | Asset Planning Services Inc CRD 104715 | Covington, LA | Wealth Manager · Small ($100M–$1B) | $366M | 148 | 516 | 5 | 02/24/2026 | ☆ |
| 9619 | Prairiewood Capital, Llc CRD 149007 | Fargo, ND | Wealth Manager · Small ($100M–$1B) | $365M | 244 | 1,201 | 8 | 06/30/2026 | ☆ |
| 9620 | Tealwood Asset Management Inc CRD 105245 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $365M | 231 | 681 | 7 | 02/06/2026 | ☆ |
| 9621 | India Capital Llc CRD 309034 | Minneapolis, MN | Private Fund Manager · Small ($100M–$1B) | $365M | 2 | 1 | 1 | 03/25/2026 | ☆ |
| 9622 | Beaumont Asset Management, L.L.C. CRD 150407 | Beaumont, TX | Wealth Manager · Small ($100M–$1B) | $365M | 219 | 493 | 4 | 06/26/2026 | ☆ |
| 9623 | Regimen Wealth, Llc CRD 309672 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $365M | 216 | 738 | 6 | 06/15/2026 | ☆ |
| 9624 | Collegiate Peaks Asset Management, Llc CRD 322086 | Denver, CO | Investment Adviser · Small ($100M–$1B) | $365M | 6 | 6 | 3 | 03/13/2026 | ☆ |
| 9625 | My Personal Cfo, Llc CRD 299424 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $365M | 85 | 458 | 3 | 03/13/2026 | ☆ |
| 9626 | Kondo Wealth Advisors, Inc CRD 175347 | Pasadena, CA | Insurance-Affiliated · Small ($100M–$1B) | $365M | 362 | 1,113 | 8 | 03/10/2026 | ☆ |
| 9627 | Evr Research Lp CRD 283385 | Richmond, VA | Private Fund Manager · Small ($100M–$1B) | $365M | 3 | 3 | 6 | 05/26/2026 | ☆ |
| 9628 | Reservoir Operations, L.P. CRD 156800 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $365M | 6 | 6 | 8 | 07/15/2026 | ☆ |
| 9629 | Lucerne Capital Management, Lp CRD 111288 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $365M | 9 | 9 | 8 | 03/20/2026 | ☆ |
| 9630 | Fpc Investment Advisory, Inc. CRD 122728 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $365M | 162 | 753 | 5 | 03/09/2026 | ☆ |
| 9631 | Signify Wealth Llc CRD 160094 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $365M | 114 | 311 | 17 | 06/17/2026 | ☆ |
| 9632 | Tl Private Wealth Llc CRD 167818 | Southlake, TX | Wealth Manager · Small ($100M–$1B) | $364M | 269 | 682 | 4 | 03/27/2026 | ☆ |
| 9633 | Shelton Wealth Management, Llc CRD 312686 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $364M | 155 | 477 | 4 | 03/10/2026 | ☆ |
| 9634 | Sebold Capital Management, Inc CRD 122941 | Lisle, IL | Wealth Manager · Small ($100M–$1B) | $364M | 204 | 889 | 9 | 03/23/2026 | ☆ |
| 9635 | Synergy Financial Group, Ltd CRD 309961 | Insurance-Affiliated · Small ($100M–$1B) | $364M | 126 | 687 | 7 | 03/31/2026 | ☆ | |
| 9636 | Regency Capital Management Inc. CRD 312435 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $364M | 127 | 371 | 5 | 03/04/2026 | ☆ |
| 9637 | Invenio Wealth Partners, Llc CRD 323039 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $364M | 332 | 332 | 5 | 08/06/2026 | ☆ |
| 9638 | Redwood Grove Capital, Llc CRD 286228 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $364M | 1 | 1 | 5 | 04/14/2026 | ☆ |
| 9639 | Croak Asset Management, Llc CRD 297666 | Toledo, OH | Wealth Manager · Small ($100M–$1B) | $364M | 784 | 2,079 | 6 | 04/23/2026 | ☆ |
| 9640 | Horizon Investment Services, Llc. CRD 110642 | Hammond, IN | Wealth Manager · Small ($100M–$1B) | $364M | 334 | 568 | 14 | 05/11/2026 | ☆ |
| 9641 | Maripau Wealth Management Llc CRD 311934 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $364M | 1,064 | 3,092 | 24 | 04/24/2026 | ☆ |
| 9642 | Griffin Global Asset Management (Advisor) Llc CRD 336578 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $364M | 5 | 5 | 7 | 05/04/2026 | ☆ |
| 9643 | Solitude Financial Services, Inc. CRD 150348 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $364M | 164 | 787 | 8 | 05/09/2026 | ☆ |
| 9644 | Decisionmap Wealth Management, Llc CRD 328429 | Great Falls, VA | Insurance-Affiliated · Small ($100M–$1B) | $363M | 159 | 799 | 5 | 03/11/2026 | ☆ |
| 9645 | Greenfield Seitz Capital Management, Llc CRD 150434 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $363M | 188 | 458 | 4 | 01/30/2026 | ☆ |
| 9646 | Windrock Wealth Management Llc CRD 166124 | Naperville, IL | Wealth Manager · Small ($100M–$1B) | $363M | 83 | 583 | 5 | 03/17/2026 | ☆ |
| 9647 | Leonid Capital Partners, Llc CRD 327020 | Huntington Beach, CA | Private Fund Manager · Small ($100M–$1B) | $363M | 2 | 2 | 20 | 08/06/2026 | ☆ |
| 9648 | Sarona Asset Management Inc. CRD 160963 | Kitchener | Private Fund Manager · Small ($100M–$1B) | $363M | 4 | 4 | 27 | 01/06/2026 | ☆ |
| 9649 | Crestmont Private Wealth Llc CRD 304170 | Boerne, TX | Wealth Manager · Small ($100M–$1B) | $363M | 188 | 804 | 5 | 03/10/2026 | ☆ |
| 9650 | Marketriders, Inc. CRD 147963 | Chesterfield, MO | Wealth Manager · Small ($100M–$1B) | $363M | 477 | 477 | 6 | 03/30/2026 | ☆ |