Investment advisers
45,036 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9601 | Persimmon Capital Management, Lp CRD 334563 | Blue Bell, PA | Wealth Manager · Small ($100M–$1B) | $368M | 86 | 616 | 3 | 03/06/2026 | ☆ |
| 9602 | Peregrine Investment Advisors, Llc CRD 153081 | Madison, MS | Wealth Manager · Small ($100M–$1B) | $368M | 86 | 206 | 4 | 02/03/2026 | ☆ |
| 9603 | Highland Investment Advisors Llc CRD 141694 | Ponte Vedra, FL | Wealth Manager · Small ($100M–$1B) | $368M | 605 | 1,412 | 11 | 06/30/2026 | ☆ |
| 9604 | Lee Johnson Capital Management, Llc CRD 115009 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $368M | 464 | 1,401 | 10 | 03/25/2026 | ☆ |
| 9605 | Blossom Wealth Management, Llc CRD 150402 | Wealth Manager · Small ($100M–$1B) | $368M | 258 | 344 | 3 | 03/26/2026 | ☆ | |
| 9606 | Enhancing Capital Llc CRD 290018 | Harrisburg, PA | Insurance-Affiliated · Small ($100M–$1B) | $368M | 21 | 58 | 4 | 03/31/2026 | ☆ |
| 9607 | Saxony Capital Management Llc. CRD 122692 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $368M | 762 | 1,488 | 6 | 09/17/2026 | ☆ |
| 9608 | Redbud Advisors Llc CRD 300477 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $368M | 60 | 392 | 8 | 03/25/2026 | ☆ |
| 9609 | Hughes & Company Investment Partners, L.P. CRD 311212 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $367M | 3 | 3 | 13 | 03/25/2026 | ☆ |
| 9610 | Carter Haston Investment Partners Ii Gp, Llc CRD 165442 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $367M | 10 | 10 | 12 | 03/17/2026 | ☆ |
| 9611 | Eyre Street Capital, Llc CRD 333970 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $367M | 1 | 1 | 5 | 04/30/2026 | ☆ |
| 9612 | Lattis Management Lp CRD 333629 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $367M | 4 | 4 | 8 | 09/04/2026 | ☆ |
| 9613 | Pks Investment Advisors Llc CRD 110147 | Salisbury, MD | Insurance-Affiliated · Small ($100M–$1B) | $367M | 500 | 986 | 9 | 03/27/2026 | ☆ |
| 9614 | Switchpoint Financial Planning Llc CRD 282856 | Lehi, UT | Wealth Manager · Small ($100M–$1B) | $367M | 102 | 525 | 3 | 03/31/2026 | ☆ |
| 9615 | Tull Financial Group, Inc. CRD 112235 | Chesapeake, VA | Wealth Manager · Small ($100M–$1B) | $367M | 295 | 1,000 | 9 | 03/18/2026 | ☆ |
| 9616 | Innovative Private Wealth Management Inc. CRD 324586 | Somers, NY | Investment Adviser · Small ($100M–$1B) | $367M | 417 | 711 | 10 | 09/17/2026 | ☆ |
| 9617 | Unity Partners Lp CRD 322847 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $367M | 3 | 3 | 24 | 05/06/2026 | ☆ |
| 9618 | Strategy Financial Services, Llc CRD 164531 | Phoenix, AZ | Wealth Manager · Small ($100M–$1B) | $367M | 1,051 | 3,820 | 20 | 03/31/2026 | ☆ |
| 9619 | Oder Investment Management, Llc CRD 134506 | Woodland Hills, CA | Wealth Manager · Small ($100M–$1B) | $367M | 201 | 584 | 6 | 08/14/2026 | ☆ |
| 9620 | T. Anton Investment House, Inc. CRD 174970 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $367M | 328 | 891 | 6 | 03/26/2026 | ☆ |
| 9621 | N CRD 283696 | Wealth Manager · Small ($100M–$1B) | $367M | 532 | 1,345 | 4 | 03/13/2025 | ☆ | |
| 9622 | Saraza Management Lp CRD 317572 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $366M | 4 | 4 | 8 | 09/01/2026 | ☆ |
| 9623 | Fio Advisors Lp CRD 300903 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $366M | 13 | 13 | 8 | 03/25/2026 | ☆ |
| 9624 | Jacobs Asset Management, Llc CRD 156563 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $366M | 1 | 1 | 5 | 03/23/2026 | ☆ |
| 9625 | Shira Ridge Wealth Management CRD 117627 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $366M | 281 | 841 | 6 | 03/13/2026 | ☆ |
| 9626 | M. E. Allison & Co., Inc. CRD 1047 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $366M | 499 | 499 | 12 | 06/08/2026 | ☆ |
| 9627 | Haverford Financial Services, Inc. CRD 130007 | Radnor, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $366M | 18 | 25 | 45 | 03/16/2026 | ☆ |
| 9628 | Sharper & Granite Llc CRD 136719 | El Segundo, CA | Wealth Manager · Small ($100M–$1B) | $366M | 135 | 474 | 4 | 03/09/2026 | ☆ |
| 9629 | Old Hickory Partners Management, Lp CRD 316961 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $366M | 2 | 2 | 10 | 03/31/2026 | ☆ |
| 9630 | Financial Life Advisors Llc CRD 128502 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $366M | 209 | 752 | 11 | 03/18/2026 | ☆ |
| 9631 | Camden Wealth Advisors Llc CRD 148518 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $366M | 160 | 524 | 6 | 09/09/2026 | ☆ |
| 9632 | Homage Wealth Group Llc CRD 340589 | Houston, TX | Multi-Family Office · Small ($100M–$1B) | $366M | 4 | 7 | 2 | 06/09/2026 | ☆ |
| 9633 | Sage Advisors, Llc CRD 148964 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $366M | 25 | 24 | 18 | 09/21/2026 | ☆ |
| 9634 | Royal Oak Financial Advisors, Llc CRD 290152 | Royal Oak, MI | Wealth Manager · Small ($100M–$1B) | $366M | 765 | 1,584 | 7 | 08/05/2026 | ☆ |
| 9635 | Innovius Capital Management, Llc CRD 311568 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $366M | 7 | 7 | 10 | 07/28/2026 | ☆ |
| 9636 | Epoch Capital, Us, Llc CRD 315254 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $366M | 6 | 6 | 18 | 06/08/2026 | ☆ |
| 9637 | Asilia Credit Investments, Llc CRD 334981 | Salt Lake City, UT | Private Fund Manager · Small ($100M–$1B) | $366M | 7 | 7 | 4 | 03/31/2026 | ☆ |
| 9638 | North Capital, Inc. CRD 148802 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $366M | 182 | 550 | 12 | 05/05/2026 | ☆ |
| 9639 | Chicago Wealth Management, Inc. CRD 112271 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $366M | 304 | 1,037 | 6 | 03/28/2026 | ☆ |
| 9640 | Inflection Capital Management, Llc CRD 333157 | San Francisco, CA | Multi-Family Office · Small ($100M–$1B) | $366M | 17 | 103 | 9 | 09/10/2026 | ☆ |
| 9641 | Asset Planning Services Inc CRD 104715 | Covington, LA | Wealth Manager · Small ($100M–$1B) | $366M | 148 | 516 | 5 | 02/24/2026 | ☆ |
| 9642 | Prairiewood Capital, Llc CRD 149007 | Fargo, ND | Wealth Manager · Small ($100M–$1B) | $365M | 244 | 1,201 | 8 | 06/30/2026 | ☆ |
| 9643 | Tealwood Asset Management Inc CRD 105245 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $365M | 231 | 681 | 7 | 02/06/2026 | ☆ |
| 9644 | India Capital Llc CRD 309034 | Minneapolis, MN | Private Fund Manager · Small ($100M–$1B) | $365M | 2 | 1 | 1 | 03/25/2026 | ☆ |
| 9645 | Beaumont Asset Management, L.L.C. CRD 150407 | Beaumont, TX | Wealth Manager · Small ($100M–$1B) | $365M | 219 | 493 | 4 | 06/26/2026 | ☆ |
| 9646 | Regimen Wealth, Llc CRD 309672 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $365M | 216 | 738 | 6 | 06/15/2026 | ☆ |
| 9647 | Collegiate Peaks Asset Management, Llc CRD 322086 | Denver, CO | Investment Adviser · Small ($100M–$1B) | $365M | 6 | 6 | 3 | 03/13/2026 | ☆ |
| 9648 | My Personal Cfo, Llc CRD 299424 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $365M | 85 | 458 | 3 | 03/13/2026 | ☆ |
| 9649 | Kondo Wealth Advisors, Inc CRD 175347 | Pasadena, CA | Insurance-Affiliated · Small ($100M–$1B) | $365M | 362 | 1,113 | 8 | 03/10/2026 | ☆ |
| 9650 | Evr Research Lp CRD 283385 | Richmond, VA | Private Fund Manager · Small ($100M–$1B) | $365M | 3 | 3 | 6 | 05/26/2026 | ☆ |